Guy Pham is listed as an executive officer on 2 SEC Form D filings by 2 issuers between May 2019 and Jun 2019: Equity Apple, Inc. (Woodland Hills, CA — reits and finance — 2019) and Americas Next Investment, Inc. (Woodland Hills, CA — other technology — 2019).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $0 sold in total.
Listed alongside Carl Dawson (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Guy. Each name links to their own page.
All 2 issuers belong to the sponsor group Group linked by Carl Dawson (2 issuers, $0 reported sold, 2019).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Carl Dawson has 2 companies on file and $0 reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Guy Pham and found 3 differences, 3 worth asking the sponsor about: Regulator action naming a team member: Carl V. Dawson, et al. (Sep 30, 2022); Paid seller listed without a CRD number: Equity Apple; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.