Gregory Steemson is listed as a director on 2 SEC Form D filings by 1 issuer between Nov 2009 and Dec 2009: ALLIED GOLD LTD (Milton, Australia (as filed: C3) — industry reported as "Other" — 2009; $31.5M reported sold to 4 investors).
What this means One deal on file with the SEC, filed Dec 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Anthony Lowrie (2 shared filings), Frank Terranova (2 shared filings), Mark Caruso (2 shared filings), Montague House (2 shared filings) and Peter Torre (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gregory. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Gregory Steemson and found 4 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Mirabaud Securities LLP; Paid seller listed without a CRD number: BMO Nesbitt Burns Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.