Gregory D. Schott is listed as an executive officer, director, and promoter on 3 SEC Form D filings by 3 issuers between Jun 2011 and Dec 2012: 862 Broadway LLC (Chicago, IL — other real estate — 2011; $3.65M reported sold to 4 investors), L3 Greene LLC (Chicago, IL — commercial — 2012; $950K reported sold to 3 investors) and L3 STRS GP I, LLC (Chicago, IL — commercial — 2012; $800 reported sold to 4 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter. Across those companies the filings report $4.6M sold in total.
All 3 issuers belong to the sponsor group L3 3030 Broadway (6 issuers, $26M reported sold, 2011–2026).
What this means A sponsor group is one team that sets up a new company for each deal. L3 3030 Broadway has 6 companies on file and $26M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Gregory D. Schott and found 2 differences: Gregory D. Schott appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.