Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:46 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Gregory Carlson

Named as an officer, director or promoter on SEC Form D filings · MA · Aug 19, 2016 → Aug 19, 2016

1deal (issuers)

$22Kreported sold

2investors

1Form D filing

2016year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:37 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gregory Carlson is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Aug 2016: Redemption Rock Brewery, Corp (Watertown, MA — industry reported as "Other" — 2016; $22K reported sold to 2 investors).

What this means One deal on file with the SEC, filed Aug 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brian Shaw (1 shared filing), Daniel Carlson (1 shared filing), Danielle Babineau (1 shared filing), Kevin Kirkness (1 shared filing) and Patrick Knight (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gregory. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 26 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Gregory Carlson and found 5 differences, 2 worth asking the sponsor about: Bankruptcy case: Gregory D. Carlson and Danielle M. Babineau; Bankruptcy case: Gregory C. Carlson; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gregory Carlson has not run yet — it is joining a line of 60,540 names; searches run around the clock at the hosts' allowed rate. Searched so far: 698 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:37 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gregory Carlson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

26 cases: 3 open, 23 closed (disposition not in docket feed)

Gregory J Carlson open

United States Bankruptcy Court, D. Nebraska · No. 25-40882 · Filed Aug 13, 2025

Role of Gregory J Carlson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets)

Gregory D. Carlson and Danielle M. Babineau open

United States Bankruptcy Court, D. Massachusetts · No. 25-40088 · Filed Jan 27, 2025

Role of Gregory D. Carlson and Danielle M. Babineau: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in the person's filing state (MA); a co-listed related person is a party

Gregory A Carlson closed

United States Bankruptcy Court, D. Minnesota · No. 23-50309 · Filed Jun 20, 2023 · Closed Oct 18, 2023

Role of Gregory A Carlson: Debtor · Outcome: Case closed 2023-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

Gregory A. Carlson open

United States Bankruptcy Court, N.D. Ohio · No. 18-51415 · Filed Jun 14, 2018

Role of Gregory A. Carlson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in OH (not a filing state)

Gregory A. Carlson and Tammy L. Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 17-81393 · Filed Jun 9, 2017 · Closed Oct 26, 2017

Role of Gregory A. Carlson and Tammy L. Carlson: Debtor · Outcome: Case closed 2017-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in IL (not a filing state)

Gregory S Carlson, II closed

United States Bankruptcy Court, C.D. California · No. 6:15-bk-10463 · Filed Jan 21, 2015 · Closed Apr 29, 2015

Role of Gregory S Carlson, II: Debtor · Outcome: Case closed 2015-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in CA (not a filing state)

Gregory E Carlson and Antoinette D Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 14-81783 · Filed May 31, 2014 · Closed Oct 6, 2014

Role of Gregory E Carlson and Antoinette D Carlson: Debtor · Outcome: Case closed 2014-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in IL (not a filing state)

Gregory G. Carlson and Judith L. Carlson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 12-30660 · Filed Jul 16, 2012 · Closed Nov 19, 2012

Role of Gregory G. Carlson and Judith L. Carlson: Debtor · Outcome: Case closed 2012-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in WI (not a filing state)

Gregory P Carlson closed

United States Bankruptcy Court, D. Minnesota · No. 10-30586 · Filed Jan 29, 2010 · Closed Jul 2, 2010

Role of Gregory P Carlson: Debtor · Outcome: Case closed 2010-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

Gregory A Carlson and Christine A Carlson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 09-32705 · Filed Sep 1, 2009 · Closed Dec 12, 2011

Role of Gregory A Carlson and Christine A Carlson: Debtor · Outcome: Case closed 2011-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in WI (not a filing state)

Gregory J. Carlson and Renee L. Carlson closed

United States Bankruptcy Court, E.D. Michigan · No. 06-30342 · Filed Mar 1, 2006 · Closed Feb 6, 2007

Role of Gregory J. Carlson and Renee L. Carlson: Debtor · Outcome: Case closed 2007-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MI (not a filing state)

Gregory K. Carlson and Judith A. Carlson closed

United States Bankruptcy Court, E.D. Missouri · No. 05-47662 · Filed Jun 3, 2005 · Closed Sep 27, 2005

Role of Gregory K. Carlson and Judith A. Carlson: Debtor · Outcome: Case closed 2005-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MO (not a filing state)

Gregory C. Carlson closed

United States Bankruptcy Court, D. Massachusetts · No. 03-18475 · Filed Oct 9, 2003 · Closed Mar 31, 2004

Role of Gregory C. Carlson: Debtor · Outcome: Case closed 2004-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in the person's filing state (MA)

Gregory R. Carlson and Kimberly Carlson closed

United States Bankruptcy Court, D. Colorado · No. 02-26743 · Filed Oct 17, 2002 · Closed May 9, 2003

Role of Gregory R. Carlson and Kimberly Carlson: Debtor · Outcome: Case closed 2003-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in CO (not a filing state)

GREGORY N CARLSON and CARLA D CARLSON closed

United States Bankruptcy Court, D. Montana · No. 00-41276 · Filed May 18, 2000 · Closed Jul 22, 2008

Role of GREGORY N CARLSON and CARLA D CARLSON: Debtor · Outcome: Case closed 2008-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MT (not a filing state)

GREGORY A CARLSON and ROBIN M CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 00-40831 · Filed Feb 18, 2000 · Closed Jun 12, 2001

Role of GREGORY A CARLSON and ROBIN M CARLSON: Debtor · Outcome: Case closed 2001-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

GREGORY S CARLSON and MARY T CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 99-43753 · Filed Jul 13, 1999 · Closed Nov 29, 1999

Role of GREGORY S CARLSON and MARY T CARLSON: Debtor · Outcome: Case closed 1999-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

Gregory M Carlson and Jennifer L Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 99-18349 · Filed Jun 9, 1999 · Closed Sep 21, 1999

Role of Gregory M Carlson and Jennifer L Carlson: Debtor · Outcome: Case closed 1999-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in IL (not a filing state)

Gregory S. Carlson and Jean Carlson closed

United States Bankruptcy Court, E.D. Wisconsin · No. 98-32404 · Filed Dec 15, 1998 · Closed Mar 31, 1999

Role of Gregory S. Carlson and Jean Carlson: Debtor · Outcome: Case closed 1999-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in WI (not a filing state)

Abby L. Carlson and Gregory A. Carlson closed

United States Bankruptcy Court, S.D. Alabama · No. 98-12993 · Filed Aug 21, 1998 · Closed Jan 12, 1999

Role of Gregory A. Carlson: Debtor · Outcome: Case closed 1999-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in AL (not a filing state)

Gregory M. Carlson closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 98-20028 · Filed Jan 5, 1998 · Closed Jul 27, 1998

Role of Gregory M. Carlson: Debtor · Outcome: Case closed 1998-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in PA (not a filing state)

GREGORY A CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 94-41214 · Filed Mar 10, 1994 · Closed Jun 30, 1994

Role of GREGORY A CARLSON: Debtor · Outcome: Case closed 1994-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

GREGORY A CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 93-43465 · Filed Jun 9, 1993 · Closed Jun 8, 1994

Role of GREGORY A CARLSON: Debtor · Outcome: Case closed 1994-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

GREGORY J CARLSON and KATHY L CARLSON closed

United States Bankruptcy Court, D. Minnesota · No. 93-30932 · Filed Feb 26, 1993 · Closed Oct 28, 1997

Role of GREGORY J CARLSON and KATHY L CARLSON: Debtor · Outcome: Case closed 1997-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in MN (not a filing state)

Gregory Carlson closed

United States Bankruptcy Court, N.D. Illinois · No. 90-16676 · Filed Sep 12, 1990 · Closed Feb 15, 1991

Role of Gregory Carlson: Debtor · Outcome: Case closed 1991-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in IL (not a filing state)

Gregory W. Carlson closed

United States Bankruptcy Court, W.D. New York · No. 1-88-12009 · Filed Sep 27, 1988 · Closed Jan 20, 1989

Role of Gregory W. Carlson: Debtor · Outcome: Case closed 1989-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 50 federal dockets); court in NY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:37 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Gregory Carlson — 2 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Jan 27, 2025

Bankruptcy case: Gregory D. Carlson and Danielle M. Babineau — filed Jan 27, 2025

United States Bankruptcy Court, D. Massachusetts docket "Gregory D. Carlson and Danielle M. Babineau" filed Jan 27, 2025 (Open). Gregory Carlson is listed as Debtor ("Gregory D. Carlson and Danielle M. Babineau"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗

Sources

Docket · United States Bankruptcy Court, D. Massachusetts ↗ (Jan 27, 2025)

Worth asking · Oct 9, 2003 – Mar 31, 2004

Bankruptcy case: Gregory C. Carlson — filed Oct 9, 2003

United States Bankruptcy Court, D. Massachusetts docket "Gregory C. Carlson" filed Oct 9, 2003, closed Mar 31, 2004. Gregory Carlson is listed as Debtor ("Gregory C. Carlson"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗

Sources

Docket · United States Bankruptcy Court, D. Massachusetts ↗ (Oct 9, 2003)

Note · Aug 19, 2016

Gregory Carlson appears on 1 deal that stopped filing before reaching its target

Redemption Rock Brewery, Corp (last filing Aug 19, 2016; $22,000 sold of $250,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Redemption Rock Brewery, Corp — PartnerFacts page ↗

Sources

Redemption Rock Brewery, Corp — PartnerFacts page ↗ (Aug 19, 2016)

Note · Jul 10, 2016 – Aug 19, 2016

Form D filed 40 days after the first sale — Redemption Rock Brewery, Corp

The filing says the first sale was Jul 10, 2016. The Form D was filed Aug 19, 2016 — 40 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 25 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 19, 2016 ↗Redemption Rock Brewery, Corp — PartnerFacts page ↗

Sources

Form D · Aug 19, 2016 ↗ (Aug 19, 2016)
Redemption Rock Brewery, Corp — PartnerFacts page ↗ (Aug 19, 2016)

Note · Jul 10, 2016 – Aug 19, 2016

No amendment in the last 12 months on an offering that may still be open — Redemption Rock Brewery, Corp (latest filing Aug 19, 2016)

The latest filing for this offering is dated Aug 19, 2016 (first sale Jul 10, 2016). It reports $22,000 sold of $250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 19, 2016 ↗Redemption Rock Brewery, Corp — PartnerFacts page ↗

Sources

Form D · Aug 19, 2016 ↗ (Aug 19, 2016)
Redemption Rock Brewery, Corp — PartnerFacts page ↗ (Aug 19, 2016)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 19, 2016 D Redemption Rock Brewery, Corp File 021-269238	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Gregory Carlson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Redemption Rock Brewery, Corp

Watertown, MA · Aug 19, 2016

Aug 19, 2016 · D · $22,000 sold of $250,000 · 2 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $22K from 2 investors (9% of the $250K target) as of the latest filing. Gregory is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gregory 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian Shaw

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Carlson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Danielle Babineau

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Carlson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Kirkness

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Carlson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Knight

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Carlson. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel Carlson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gregory Carlson. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

1 Regulation Crowdfunding filing — tap to see each filing

Source	Filed	Form	Issuer	Amount offered (as reported)	Amount sold (as reported)	Matched on
EDGAR ↗	Oct 9, 2018 File 020-24766	Regulation Crowdfunding offering (Form C) Offering filed · deadline Apr 3, 2019	REDEMPTION ROCK BREWERY, CORPORATION Worcester, MA	$50,000 target · $100,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (Gregory D Carlson) + listed as a related person on Form D filings of the same issuer (CIK 1682679) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gregory Carlson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

redemptionrock.beer ↗ found via Redemption Rock Brewery, Corp (redemptionrock.beer — Form C 0001670254-18-000475 (issuer website as filed))

Websites and social links of the issuers Gregory Carlson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

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Found on the sponsor's own site

redemptionrock.beer ↗ found on Redemption Rock Brewery, Corp (redemptionrock.beer — Form C 0001670254-18-000475 (issuer website as filed))

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Gregory Carlson

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Gregory D. Carlson and Danielle M. Babineau — filed Jan 27, 2025

Bankruptcy case: Gregory C. Carlson — filed Oct 9, 2003

Gregory Carlson appears on 1 deal that stopped filing before reaching its target

Form D filed 40 days after the first sale — Redemption Rock Brewery, Corp

No amendment in the last 12 months on an offering that may still be open — Redemption Rock Brewery, Corp (latest filing Aug 19, 2016)

5. Money to insiders

Deals 1

Redemption Rock Brewery, Corp

People around Gregory 5

Brian Shaw

Danielle Babineau

Kevin Kirkness

Patrick Knight

Daniel Carlson

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

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