Sponsor Check › Person
Related person on Form D filings · address states as listed: UT, NV · listed May 12, 2011 → Oct 27, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 21 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $92,162,818.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 15, 2023 D File 021-497264 | $0 | $0 | $3,000,000 Redemptions | None listed on this filing |
| EDGAR ↗ | Oct 27, 2023 D File 021-495751 | $0 | $0 | $0 The Issuer's Manager or an affiliate of the Issuer's Manager is entitled to receive a management fee in accordance with the Issuer's governing documentation, as amended from time to time. | None listed on this filing |
| EDGAR ↗ | Sep 1, 2023 D File 021-491191 | $0 | $0 | $0 The issuer is obligated to pay a management fee to the Issuer's General Partner (or an affiliate thereof) | None listed on this filing |
| EDGAR ↗ | Aug 18, 2023 D File 021-490172 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Dec 9, 2022 D File 021-466981 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Oct 1, 2021 D File 021-415386 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 6, 2021 D File 021-405340 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the Manager (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Mar 10, 2021 D File 021-391792 | $0 | $0 | $0 The Issuers are obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Mar 2, 2021 D File 021-391040 | $0 | $0 | $0 The Issuers are obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Dec 16, 2020 D File 021-383306 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the Issuer's General Partner (or an affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Aug 6, 2020 D File 021-372678 | $0 | $0 | $0 The Issuer's Manager or an affiliate of the Issuer's Manager is entitled to receive a management fee in accordance with the Issuer's governing documentation, as amended from time to time. | None listed on this filing |
| EDGAR ↗ | Jul 20, 2020 D File 021-371408 | $0 | $0 | $0 The Issuers are obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Feb 28, 2020 D File 021-361641 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the Issuer's General Partner (or an affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Dec 17, 2019 D File 021-355672 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the Manager (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Sep 28, 2018 D File 021-322427 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Mar 9, 2017 D/A File 021-278048 | $0 | $0 | $89,162,818 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2016 D File 021-267843 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the Manager (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Apr 4, 2016 D/A File 021-235471 | $0 | $0 | $0 The Issuers are obligated to pay a management fee to the General Partner (or affiliate thereof). | Stonington Capital Advisors, LLC no CRD number reported via Profor Securities, LLC (CRD 136084 ↗) |
| EDGAR ↗ | Jul 17, 2012 D/A File 021-166328 | $0 | $0 | $0 The Issuers are obligated to pay a management fee to the General Partner (or an affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Jul 17, 2012 D File 021-181384 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or affiliate thereof). | None listed on this filing |
| EDGAR ↗ | May 12, 2011 D File 021-159742 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | HHC Worldwide, Inc. | Director | Nov 15, 2023 | D | $12,000,000 similar: $779,000–$5,000,015 | $12,000,000 | 2 similar: 2–13 | No minimum reported similar: $12,500–$100,000 |
| EDGAR ↗ | Prelude Phin Security Coinvest, LLC group: Mercato | Director | Oct 27, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VCP Fund III, LP group: Mercato | Director Director of the General Partner of the Issuer | Sep 1, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Traverse IIIe, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuer | Aug 18, 2023 | D | $30,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Traverse Affiliates IV, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuer | Dec 9, 2022 | D | $40,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Traverse Klover Co-Invest, LLC group: Mercato | Director Manager of the Manager of the Issuer | Oct 1, 2021 | D | $5,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Traverse Prime Trust Co-Invest, LLC group: Mercato | Director Managing Director of the Manager of the Issuer | Jul 6, 2021 | D | $5,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Traverse IV, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuers | Mar 10, 2021 | D | $250,000,000 similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Mercato Partners Savory II QP, LP group: Mercato | Director Managing Director of the General Partner of the Issuers | Mar 2, 2021 | D | $100,000,000 similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Alpha Fund III, LP group: Mercato | Executive Officer Manager of the General Partner of the Issuer | Dec 16, 2020 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Prelude Fund II Coinvest I, LLC group: Mercato | Director | Aug 6, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $1,995,000 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Savory IV QP, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuers | Jul 20, 2020 | D | $100,000,000 similar: $500,000–$16,420,250 | $89,542,000 | 0 similar: 2–28 | No minimum reported similar: $5,000–$100,000 |
| EDGAR ↗ | Prelude Fund II, L.P. group: Mercato | Director Director of General Partner of the Issuer | Feb 28, 2020 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Savory IV QP, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuer | Dec 17, 2019 | D | $100,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Savory IV, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuer | Sep 28, 2018 | D | $250,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CradlePoint Inc | Director | Mar 9, 2017 | D/A | $89,162,818 similar: $1,100,015–$10,001,163 | $89,162,818 | 4 similar: 2–14 | $1,511,508 similar: $5,000–$50,000 |
| EDGAR ↗ | CradlePoint Inc | Director | Jan 10, 2017 | D | Indefinite similar: $1,100,015–$10,001,163 | $40,000,000 | 4 similar: 2–14 | $1,511,508 similar: $5,000–$50,000 |
| EDGAR ↗ | Mercato Partners Stance Co-Invest, LLC group: Mercato | Director Managing Director of Mercato Partners Growth III GP, LLC, Manager of the Issuer | Jul 27, 2016 | D | $1,100,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Growth III, L.P. group: Mercato | Director Managing Director of Mercato Partners Growth III GP, LLC, General Partner of the Issuers | Apr 4, 2016 | D/A | $210,000,000 similar: $155,000–$5,250,000 | $135,880,000 | 69 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Growth III, L.P. group: Mercato | Director Managing Director of Mercato Partners Growth III GP, LLC, General Partner of the Issuers | Mar 9, 2015 | D | $175,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Mercato Partners Growth Affiliates II, L.P. group: Mercato | Director Managing Director of Mercato Partners Growth II GP, LLC, General Partner of the Issuer | Jul 17, 2012 | D | $5,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | Mercato Partners Growth II, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuers | Jul 17, 2012 | D/A | $115,000,000 | $115,000,000 | 78 | No minimum reported |
| EDGAR ↗ | Mercato Partners Growth II, L.P. group: Mercato | Director Managing Director of the General Partner of the Issuers | Sep 26, 2011 | D | $98,000,000 | $49,517,500 | 36 | No minimum reported |
| EDGAR ↗ | Cymphonix Corp | Director | May 12, 2011 | D | $2,040,849 | $1,423,651 | 4 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Greg Warnock. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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