Greg Baty is listed as an executive officer and director on 11 SEC Form D filings by 4 issuers between Oct 2011 and Jul 2016: Trivest Growth Investment Fund, L.P. (Coral Gables, FL — pooled investment fund — 2016; $218.4M reported sold to 72 investors), CallMiner, Inc. (Waltham, MA — other technology — 2011–2016; $20M reported sold to 11 investors), LOC-AID Technologies, Inc. (San Francisco, CA — other technology — 2012–2014; $13M reported sold to 6 investors) and TECHNOCOM Corp (Carlsbad, CA — telecommunications — 2015; $2.29M reported sold to 7 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $253.7M sold in total.
Listed alongside John Glushik (10 shared filings), Jeffrey A. Gallino (6 shared filings), Robert Davoli (6 shared filings), Terence M. Leahy (6 shared filings), Robert Gerber (4 shared filings) and 19 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Greg. Each name links to their own page.
1 of the issuers belongs to the sponsor group Trivest (19 issuers, $1.2B reported sold, 2012–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Trivest has 19 companies on file and $1.2B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Greg Baty and found 9 differences, 1 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.