PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:39 AM ET

Sponsor Check › Person

Grant N. Smith

Related person on Form D filings · address states as listed: CT, NY · listed Mar 13, 2009 → Apr 25, 2018

15issuers
160Form D filings
2009–2018years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

3 of 15 offerings report sales commissions totalling $198,489,794; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Mar 17, 2026 D/A
File 021-52279
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-113845
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-133039
$40,644,176 (est.)$0$0Wells Fargo Clearing Services, LLC BrokerCheck CRD 19616 ↗
Hilltop Securities Inc. BrokerCheck CRD 6220 ↗
APW Capital, Inc. BrokerCheck CRD 43814 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
Kestra Investment Services, LLC BrokerCheck CRD 42046 ↗
Stifel, Nicolaus & Company, Incorporated BrokerCheck CRD 793 ↗
Robert W. Baird & Co. Incorporated BrokerCheck CRD 8158 ↗
Truist Investment Services, Inc. BrokerCheck CRD 17499 ↗
EDGAR ↗Mar 17, 2026 D/A
File 021-137235
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-93673-9B
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-88847-1B
$157,459,967 (est.)$0$0UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Spire Securities, LLC BrokerCheck CRD 144131 ↗
Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗
EDGAR ↗Mar 17, 2026 D/A
File 021-126945
$385,651 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
EDGAR ↗Mar 17, 2026 D/A
File 021-387615
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-435722
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D/A
File 021-446604
$0$0$0None listed on this filing
EDGAR ↗Mar 17, 2026 D
File 021-576733
$0$0$0None listed on this filing
EDGAR ↗Mar 14, 2016 D/A
File 021-137268
$0$0$0None listed on this filing
EDGAR ↗Mar 16, 2015 D/A
File 021-127470
$0$0$0None listed on this filing
EDGAR ↗Apr 27, 2012 D/A
File 021-158948
$0$0$0None listed on this filing
EDGAR ↗Feb 2, 2012 D
File 021-172843
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$497,185,8722322
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$55,656,08713
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$216,395,22859
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund Ltd.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$156,161,00020
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$8,649,0009
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$287,407,176224
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$368,904,3142968
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$114,672,07441
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 17, 2026D/AIndefinite
similar: $155,000–$5,250,000
$30,924,04217
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Alloy Fund L.P.
group: Millburn
Executive OfficerMar 17, 2026DIndefinite
similar: $155,000–$5,250,000
$1,973,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$368,615,6882968
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$205,852,37459
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$286,392,176209
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund Ltd.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$156,161,00020
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$55,656,08713
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$114,672,07441
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$497,109,5502322
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$30,924,04217
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 17, 2025D/AIndefinite
similar: $155,000–$5,250,000
$8,649,0009
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 4, 2025D/AIndefinite
similar: $155,000–$5,250,000
$8,799,00010
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerJan 30, 2025D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund Ltd.
group: Millburn
Executive OfficerMay 23, 2024D/AIndefinite
similar: $155,000–$5,250,000
$156,011,00019
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerMay 1, 2024D/AIndefinite
similar: $155,000–$5,250,000
$368,045,3672968
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$114,672,07441
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$496,928,3012322
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$30,924,04217
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$55,656,08713
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$283,289,176189
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2024D/AIndefinite
similar: $155,000–$5,250,000
$200,562,60957
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 4, 2024D/AIndefinite
similar: $155,000–$5,250,000
$8,649,0009
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerJan 30, 2024D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund Ltd.
group: Millburn
Executive OfficerMay 23, 2023D/AIndefinite
similar: $155,000–$5,250,000
$155,761,00018
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerMay 1, 2023D/AIndefinite
similar: $155,000–$5,250,000
$367,226,8292957
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$495,885,4122321
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$55,556,08713
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$280,849,808163
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$114,672,07441
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$30,924,04217
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$195,412,60954
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 3, 2023D/AIndefinite
similar: $155,000–$5,250,000
$8,649,0009
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerJan 30, 2023D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund Ltd.
group: Millburn
Executive OfficerMay 23, 2022DIndefinite
similar: $155,000–$5,250,000
$37,351,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 29, 2022D/AIndefinite
similar: $155,000–$5,250,000
$360,618,2242947
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$495,342,7112319
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$55,156,08713
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$273,491,808116
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$113,672,07441
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$30,924,04217
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2022D/AIndefinite
similar: $155,000–$5,250,000
$184,461,02352
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Resource Opportunities Fund L.P.
group: Millburn
Executive OfficerMar 3, 2022DIndefinite
similar: $155,000–$5,250,000
$8,049,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerJan 28, 2022D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 30, 2021D/AIndefinite
similar: $155,000–$5,250,000
$356,331,2242940
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$167,541,23650
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$54,366,08711
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$495,342,7112319
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$113,482,07440
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$271,716,808109
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 15, 2021D/AIndefinite
similar: $155,000–$5,250,000
$28,924,04216
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Equity Partners LLC
group: Millburn
Executive OfficerJan 28, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 30, 2020D/AIndefinite
similar: $155,000–$5,250,000
$355,054,7242933
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$159,223,17348
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$267,686,80889
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$495,292,7112316
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$110,982,07440
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$54,166,08711
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$23,841,44115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 30, 2019D/AIndefinite
similar: $155,000–$5,250,000
$321,936,9382785
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$487,621,7112297
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$53,866,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$257,576,80856
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$109,382,07440
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$23,841,44115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 14, 2019D/AIndefinite
similar: $155,000–$5,250,000
$143,806,17342
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 25, 2018D/AIndefinite
similar: $155,000–$5,250,000
$315,972,0762747
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$483,411,7112274
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$53,716,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$256,376,80855
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$109,382,07440
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$23,841,44115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 14, 2018D/AIndefinite
similar: $155,000–$5,250,000
$139,811,17340
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 25, 2017D/AIndefinite
similar: $155,000–$5,250,000
$296,228,7562667
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$249,796,80847
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$53,516,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$102,808,59040
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$463,400,0612192
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$23,841,44115
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$129,542,61739
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 25, 2016D/AIndefinite
similar: $155,000–$5,250,000
$235,280,1872480
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$448,315,0612143
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$53,516,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$249,596,80846
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$169,455,36727
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$97,129,68940
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$9,741,44111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 14, 2016D/AIndefinite
similar: $155,000–$5,250,000
$105,391,51834
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$224,273,3492391
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$442,027,6722081
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$169,455,36727
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$53,516,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$249,596,80846
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$97,079,68940
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$47,212,73711
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$9,741,44111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$75,965,08917
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager
Feb 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$169,455,36727
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Co-Director of Research of the General Partner
Feb 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$9,741,44111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 23, 2014D/AIndefinite
similar: $155,000–$5,250,000
$215,925,4592335
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$53,516,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$434,853,7672024
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$41,713,55010
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$96,471,68940
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$248,611,80846
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$64,986,62916
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager
Feb 21, 2014D/AIndefinite
similar: $155,000–$5,250,000
$167,955,36726
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Co-Director of Research of the General Partner
Feb 21, 2014D/AIndefinite
similar: $155,000–$5,250,000
$9,741,44111
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$208,936,5512244
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$240,822,47344
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$94,753,39740
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$33,246,4138
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$52,498,78513
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$428,933,3501969
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2013D/AIndefinite
similar: $155,000–$5,250,000
$53,516,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager and The Millburn Coporation
Feb 22, 2013D/AIndefinite
similar: $155,000–$5,250,000
$167,955,36726
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Co-Director of Research of the General Partner
Feb 22, 2013D/AIndefinite
similar: $155,000–$5,250,000
$9,693,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Diversified Plus L.P.
group: Millburn
Executive Officer, Director
Executive Vice-President, Director of Research
Apr 27, 2012D/AIndefinite
similar: $155,000–$5,250,000
$84,088,21616
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerApr 23, 2012D/AIndefinite
similar: $155,000–$5,250,000
$160,948,6911877
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$240,096,30342
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$53,316,08710
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$416,462,4501782
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$28,691,4888
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$416,462,4501539
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$89,903,39738
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2012D/AIndefinite
similar: $155,000–$5,250,000
$41,830,01912
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager and The Millburn Coporation
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$165,366,36715
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the General Partner
Feb 24, 2012D/AIndefinite
similar: $155,000–$5,250,000
$9,693,0005
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Plus L.P.
group: Millburn
Executive Officer
Executive Vice-President and Co-Director of Research of the General Partner
Feb 2, 2012DIndefinite
similar: $155,000–$5,250,000
$2,010,00011
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Diversified Plus L.P.
group: Millburn
Executive Officer, Director
Executive Vice-President, Director of Research
Apr 27, 2011DIndefinite
similar: $155,000–$5,250,000
$3,670,50013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$33,001,46912
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$393,629,3221539
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$49,280,3549
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$88,442,21232
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$229,837,6921203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$88,518,39736
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 15, 2011D/AIndefinite
similar: $155,000–$5,250,000
$22,286,0438
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the General Partner
Feb 24, 2011D/AIndefinite
similar: $155,000–$5,250,000
$7,363,0003
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager and The Millburn Coporation
Feb 24, 2011D/AIndefinite
similar: $155,000–$5,250,000
$10,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Trading L.P.
group: Millburn
Executive OfficerMar 17, 2010D/AIndefinite
similar: $155,000–$5,250,000
$172,708,991350
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗MILLBURN HEDGE FUND LP
group: Millburn
Executive OfficerMar 17, 2010D/AIndefinite
similar: $155,000–$5,250,000
$20,404,47629
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗NESTOR PARTNERS
group: Millburn
Executive OfficerMar 17, 2010D/AIndefinite
similar: $155,000–$5,250,000
$526,466,3631839
similar: 4–27
$10,000
similar: $1,000–$100,000
EDGAR ↗Millburn MCo Partners L.P.
group: Millburn
Executive OfficerMar 16, 2010D/AIndefinite
similar: $155,000–$5,250,000
$212,584,58358
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 16, 2010D/AIndefinite
similar: $155,000–$5,250,000
$190,081,50435
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$45,626,08822
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 15, 2010D/AIndefinite
similar: $155,000–$5,250,000
$45,626,08822
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Ltd.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the Investment Manager and The Millburn Coporation
Dec 29, 2009DIndefinite
similar: $155,000–$5,250,000
$10,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Commodity Fund L.P.
group: Millburn
Executive Officer
Executive Vice-President and Director of Research of the General Partner
Dec 29, 2009DIndefinite
similar: $155,000–$5,250,000
$3,733,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Millburn Multi-Markets Fund L.P.
group: Millburn
Executive OfficerJul 23, 2009DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗APOLLO FUND
group: Millburn
Executive OfficerMar 13, 2009D/AIndefinite
similar: $155,000–$5,250,000
$18,834,4889
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Millburn Select Strategies L.P.
group: Millburn
Executive OfficerMar 13, 2009D/AIndefinite
similar: $155,000–$5,250,000
$22,227,77117
similar: 4–27
$250,000
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Grant T. Smith — address state A1, 5 issuers, Jan 10, 2012 → Jan 7, 2014
  • Grant Smith — address state TX, 3 issuers, Dec 21, 2011 → Feb 1, 2012

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 21 names on the same filings (3 management entities, 18 people)

People and management entities the issuers listed as related persons on the same Form D filings as Grant N. Smith. Source: the EDGAR rows in the table above.

  • Millburn Ridgefield Corporation entity — 83 shared filings (10 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Millburn Ridgefield Corporation entity — 75 shared filings (11 issuers) · roles as listed: Executive Officer, Promoter
  • Millburn Ridgfield Corporation entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Mark B. Fitzsimmons — 160 shared filings (15 issuers) · role as listed: Executive Officer
  • Gregg R. Buckbinder — 160 shared filings (15 issuers) · roles as listed: Executive Officer, Director
  • Steven M. Felsenthal — 160 shared filings (15 issuers) · role as listed: Executive Officer
  • Harvey Beker — 160 shared filings (15 issuers) · role as listed: Executive Officer
  • Barry Goodman — 160 shared filings (15 issuers) · roles as listed: Executive Officer, Director
  • George E. Crapple — 98 shared filings (11 issuers) · role as listed: Executive Officer
  • Ilon Wu — 55 shared filings (10 issuers) · role as listed: Executive Officer
  • Dennis Newton — 54 shared filings (11 issuers) · role as listed: Executive Officer
  • Tod A Tanis — 51 shared filings (11 issuers) · role as listed: Executive Officer
  • Michael W. Carter — 47 shared filings (11 issuers) · role as listed: Executive Officer
  • James W Hague — 10 shared filings (2 issuers) · role as listed: Executive Officer
  • David Bree — 6 shared filings (1 issuer) · role as listed: Director · also listed on 409 other issuers
  • IIon Wu — 6 shared filings (1 issuer) · role as listed: Executive Officer
  • Roger Hanson — 6 shared filings (1 issuer) · role as listed: Director · also listed on 96 other issuers
  • Victor Murray — 5 shared filings (1 issuer) · role as listed: Director · also listed on 57 other issuers
  • Alaina Danley — 5 shared filings (1 issuer) · role as listed: Director · also listed on 104 other issuers
  • Edward Ferara — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • John Reilly — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 9 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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