Grant Pothast is listed as an executive officer, director, and promoter on 26 SEC Form D filings by 12 issuers between Jan 2011 and Mar 2019. Largest by amount reported sold: Credit Value Fund III, LP (Greenwich, CT — pooled investment fund — 2013; $255.2M reported sold to 287 investors), Candlewood Credit Value Fund II, L.P. (New York, NY — pooled investment fund — 2011–2012; $204.9M reported sold to 190 investors), Candlewood Credit Value Fund (Cayman) II, L.P. (New York, NY — pooled investment fund — 2011–2012; $107.6M reported sold to 28 investors), CVP High Income Private Credit PE Fund, LP (Greenwich, CT — pooled investment fund — 2016; $67.3M reported sold to 7 investors), Credit Value Fund (Cayman) III, LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2013; $18M reported sold to 40 investors) and 7 more (all listed below).
What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $663.8M sold in total.
Listed alongside Donald Pollard (25 shared filings), Howard E. Sullivan (25 shared filings), Michael T. Geroux (25 shared filings), Candlewood Credit Value General, LLC Candlewood Credit Value General, LLC (6 shared filings, management entity), Credit Value Partners, LLC (6 shared filings, management entity) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Grant. Each name links to their own page.
All 12 issuers belong to the sponsor group Cvp High (13 issuers, $788.8M reported sold, 2011–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Cvp High has 13 companies on file and $788.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 26 public filings for Grant Pothast and found 8 differences: 5 Form Ds were filed more than 15 days after the first sale; 8 offerings have no amendment in the last 12 months and may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.