Grace Tse is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Dec 2009 and May 2014: Atieva, Inc. (Newark, CA — industry reported as "Other" — 2009–2014; $200M reported sold to 49 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Bernard Tse (3 shared filings), Donald Chang Ye (3 shared filings), Sam Weng (3 shared filings), Tadashi Matsumaru (2 shared filings), Charles Chuang (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Grace. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Grace Tse and found 3 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Empire Link, Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.