Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA, AZ · Sep 11, 2013 → Oct 21, 2020
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Grace Colon is listed as an executive officer and director on 10 SEC Form D filings by 3 issuers between Sep 2013 and Oct 2020: InCarda Therapeutics, Inc. (Newark, CA — pharmaceuticals — 2013–2020; $35.3M reported sold to 24 investors), Paradigm Diagnostics, Inc. (Phoenix, AZ — pharmaceuticals — 2017–2018; $11M reported sold to 12 investors) and PerceptiMed, Inc. (Mountain View, CA — other technology — 2015–2018; $5.35M reported sold to 8 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $51.6M sold in total.
Listed alongside Rodney S. Markin (4 shared filings), Carey Ng (3 shared filings), David Mallery (3 shared filings), David Neal (3 shared filings), Erin Curley (3 shared filings) and 22 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Grace. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 10 public filings for Grace Colon and found 13 differences, 1 worth asking the sponsor about: Form D filed 749 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Grace Colon has not run yet — it is #21,254 of 28,926 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Grace Colon..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
4 cases: 4 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
13 differences found between the filings for Grace Colon — 1 worth asking about (compared 10 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. California docket "Rangachari Narasimhan" filed Dec 17, 2012, closed May 23, 2013. Rangachari Narasimhan (listed on the same filings) is listed as Debtor ("Rangachari Narasimhan"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, C.D. California docket "Schueren Corp" filed Oct 15, 1984, closed May 10, 1993. Robert Schueren (listed on the same filings) is listed as Debtor ("Schueren Corp"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
PerceptiMed, Inc. (last filing Oct 12, 2018; $5,352,237 sold of $13,065,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Oct 20, 2017. The Form D was filed Nov 8, 2019 — 749 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 734 days past that.
What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.
The filing says the first sale was Mar 9, 2017. The Form D was filed May 2, 2017 — 54 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 39 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — InCarda Therapeutics, Inc. (latest filing Oct 21, 2020) · No amendment in the last 12 months on an offering that may still be open — InCarda Therapeutics, Inc. (latest filing Nov 8, 2019) · No amendment in the last 12 months on an offering that may still be open — Paradigm Diagnostics, Inc. (latest filing Dec 4, 2018) · No amendment in the last 12 months on an offering that may still be open — PerceptiMed, Inc. (latest filing Oct 12, 2018) · No amendment in the last 12 months on an offering that may still be open — InCarda Therapeutics, Inc. (latest filing May 2, 2017) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Mar 26, 2015 filing lists Grace Colon as director; the Oct 12, 2018 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
Offering amount changed between filings — Paradigm Diagnostics, Inc. · Offering amount changed between filings — Paradigm Diagnostics, Inc. · Offering amount changed between filings — Paradigm Diagnostics, Inc. · Offering amount changed between filings — PerceptiMed, Inc.
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
This page covers filings where the address state is CA or AZ. A separate record, "Grace Colon" with address state MA, is listed on 4 filings — most recently by Voyager Therapeutics, Inc. (Jan 17, 2024). Both records have filings in the same period (Mar 1, 2017 to Oct 21, 2020).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA or AZ. A separate record, "Grace Colon" with address state VA, is listed on 11 filings — most recently by PRECIGEN, INC. (Apr 26, 2012). The two records do not overlap in time: this page runs Sep 11, 2013 to Oct 21, 2020; the other runs Nov 12, 2010 to Jan 24, 2012.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the May 2, 2017 filing give Brisbane, CA; on the Nov 8, 2019 filing they give Newark, CA. The address now on file (39899 Balentine Drive, Suite 185, Newark, CA) is a registered-agent or shared-office address used by 9 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
The people listed on the Dec 19, 2014 filing give San Francisco, CA; on the May 2, 2017 filing they give Brisbane, CA. The address now on file (39899 Balentine Drive, Suite 185, Newark, CA) is a registered-agent or shared-office address used by 9 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
CA on 7 filings (Sep 11, 2013 to Oct 21, 2020); AZ on 3 filings (Dec 11, 2017 to Dec 4, 2018).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 21, 2020 D InCarda Therapeutics, Inc. File 021-378475 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 8, 2019 D InCarda Therapeutics, Inc. File 021-352920 | $0 | $0 | $0 Proceeds to be used as working capital, including payment of director, officer and employee salaries. | None listed on this filing | EDGAR ↗ |
| Dec 4, 2018 D/A Paradigm Diagnostics, Inc. File 021-275535 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 12, 2018 D PerceptiMed, Inc. File 021-323387 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 2, 2017 D InCarda Therapeutics, Inc. File 021-285853 | $0 | $0 | $0 Proceeds to be used as working capital, including payment of director, officer and employee salaries. | None listed on this filing | EDGAR ↗ |
| Mar 26, 2015 D/A PerceptiMed, Inc. File 021-225046 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 19, 2014 D/A InCarda Therapeutics, Inc. File 021-202665 | $0 | $0 | $0 Proceeds to be used as working capital, including payment of director, officer and employee salaries. | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Grace Colon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $35.3M from 24 investors (71% of the $50M target) as of the latest filing. Grace is listed as executive officer, director on 5 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $11M from 12 investors (88% of the $12.5M target) as of the latest filing. Grace is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.35M from 8 investors (100% of the $4M target) as of the latest filing. Grace is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Alan Colowick is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Listed on the same filings as Grace Colon. Their page shows their other deals.
Andrew ElBardissi is on 12 issuers in total — a repeat sponsor. Their page lists every one.
John Friedman is on 10 issuers in total — a repeat sponsor. Their page lists every one.
James Woody is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Thomas J.A. Lavin is on 15 issuers in total — a repeat sponsor. Their page lists every one.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Grace Colon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Grace Colon is listed on: none on file. No website or social profile named in Paradigm Diagnostics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #243,588 of 374,652 in line (1,372 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Phoenix, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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