PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:42 AM ET

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Gordon Ringold

Named as an officer, director or promoter on SEC Form D filings · CA · Jul 22, 2009 → Jun 3, 2026

8deals (issuers)
$216.5Mreported sold
199investors
25Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gordon Ringold is listed as an executive officer, director, and promoter on 25 SEC Form D filings by 8 issuers between Jul 2009 and Jun 2026. Largest by amount reported sold: ARDELYX, INC. (Fremont, CA — pharmaceuticals — 2015–2016; $110M reported sold to 31 investors), Sagimet Biosciences Inc. (San Mateo, CA — biotechnology — 2009–2021; $69M reported sold to 19 investors), Alexza Pharmaceuticals Inc. (Mountain View, CA — pharmaceuticals — 2009–2016; $19.7M reported sold to 30 investors), Maverix Biomics, Inc. (San Mateo, CA — other technology — 2014; $7.99M reported sold to 42 investors), Apexigen, Inc. (San Carlos, CA — biotechnology — 2023; $5.59M reported sold to 13 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $216.5M sold in total.

Listed alongside Isaac Stein (10 shared filings), David Mott (9 shared filings), Deepika R Pakianathan (9 shared filings), J Leighton Read (9 shared filings), Thomas B King (9 shared filings) and 62 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gordon. Each name links to their own page.

1 of the issuers belongs to the sponsor group Apexigen (2 issuers, $51.4M reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Apexigen has 2 companies on file and $51.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 11 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 25 public filings for Gordon Ringold and found 11 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gordon Ringold has not run yet — it is joining a line of 59,521 names; searches run around the clock at the hosts' allowed rate. Searched so far: 676 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 2 open, 2 closed (disposition not in docket feed), 1 judgment

Ringold v. Grimmway Enterprises, Inc. open
District Court, E.D. California · No. 2:26-at-00235 · Filed Feb 10, 2026
Role of Ringold: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (CA)
Ringold v. Americredit Financial Services, Inc. closed
District Court, E.D. New York · No. 2:21-cv-01083 · Filed Mar 1, 2021 · Closed Jul 21, 2021
Role of Ringold: Plaintiff · Outcome: Terminated 2021-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in NY (not a filing state)
Ringold v. Bank of America, N.A. closed
District Court, W.D. Tennessee · No. 2:12-cv-02344 · Filed May 2, 2012 · Closed Jul 30, 2013 · Nature of suit: 430 Banks and Banking · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Ringold: Plaintiff · Outcome: Terminated 2013-07-30 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in TN (not a filing state)
Educational Credit v. Ringold Alley Inc judgment
District Court, S.D. California · No. 3:05-cv-02278 · Filed Dec 14, 2005 · Closed Jun 1, 2007 · Nature of suit: 890 Other statutory actions
Role of Ringold Alley Inc: Defendant · Outcome: Terminated 2007-06-01 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (CA)
Ringold v. Americredit Financial Services, Inc. open
District Court, E.D. New York · No. 1:21-cv-01083 · Filed —
Role of Ringold: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gordon Ringold..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

11 cases: 1 open, 10 closed (disposition not in docket feed)

The BarTech Group of Illinois, Inc. v. Ringold Financial Management Services, Inc. open
United States Bankruptcy Court, N.D. Illinois · No. 24-00300 · Filed Sep 20, 2024
Role of Ringold Financial Management Services, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in IL (not a filing state)
Brazos Urethane, Inc. v. Ringold, Jr. closed
United States Bankruptcy Court, M.D. Florida · No. 6:19-ap-00341 · Filed Oct 21, 2019 · Closed Jan 19, 2022
Role of Ringold, Jr.: Defendant · Outcome: Case closed 2022-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Damage Control Services v. Ringold, Jr. closed
United States Bankruptcy Court, M.D. Florida · No. 6:19-ap-00332 · Filed Oct 10, 2019 · Closed Nov 24, 2020
Role of Ringold, Jr.: Defendant · Outcome: Case closed 2020-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Damage Control Services v. Ringold, Jr. closed
United States Bankruptcy Court, M.D. Florida · No. 6:19-ap-00259 · Filed Jul 11, 2019 · Closed Jul 30, 2019
Role of Ringold, Jr.: Defendant · Outcome: Case closed 2019-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in FL (not a filing state)
Ringold v. TENNESSEE HOUSING DEVELOPMENT AGENCY C/O U.S. BANK closed
United States Bankruptcy Court, W.D. Tennessee · No. 14-00230 · Filed Jun 25, 2014 · Closed Jul 30, 2014
Role of Ringold: Plaintiff · Outcome: Case closed 2014-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in TN (not a filing state)
Robert John Ringold closed
United States Bankruptcy Court, N.D. Ohio · No. 12-61347 · Filed May 10, 2012 · Closed Sep 15, 2014
Role of Robert John Ringold: Debtor · Outcome: Case closed 2014-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); different first name (john); court in OH (not a filing state)
Rickie Ringold and Michelle Ringold closed
United States Bankruptcy Court, N.D. Illinois · No. 09-36223 · Filed Sep 30, 2009 · Closed Mar 18, 2010
Role of Rickie Ringold and Michelle Ringold: Debtor · Outcome: Case closed 2010-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); different first name (rickie); court in IL (not a filing state)
Ringold Group, L.L.C. closed
United States Bankruptcy Court, E.D. Texas · No. 08-42097 · Filed Aug 4, 2008 · Closed Sep 25, 2008
Role of Ringold Group, L.L.C.: Debtor · Outcome: Case closed 2008-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in TX (not a filing state)
Richard G Ringold and Michelle R Ringold closed
United States Bankruptcy Court, E.D. New York · No. 8-03-83943 · Filed Jun 10, 2003 · Closed Sep 30, 2003
Role of Richard G Ringold and Michelle R Ringold: Debtor · Outcome: Case closed 2003-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); different first name (richard); court in NY (not a filing state)
USOP Liquidating LLC v. RINGOLD OFFICE PRODUCTS INC. closed
United States Bankruptcy Court, D. Delaware · No. 03-51170 · Filed Mar 2, 2003 · Closed Jun 21, 2007
Role of RINGOLD OFFICE PRODUCTS INC.: Defendant · Outcome: Case closed 2007-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); surname only in the caption; court in DE (not a filing state)
Paul Ringold Bennett and Juanita S. Bennett closed
United States Bankruptcy Court, N.D. Mississippi · No. 90-11288 · Filed May 7, 1990 · Closed Oct 4, 1990
Role of Paul Ringold Bennett and Juanita S. Bennett: Debtor · Outcome: Case closed 1990-10-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 21 federal dockets); different first name (paul); court in MS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Gordon Ringold — 1 worth asking about (compared 25 filings on Oct 24, 2026)

Note · Mar 28, 2013 – Jul 19, 2013

Bankruptcy case: NICHOLAS CARL REED and SARENA RENE REED — filed Mar 28, 2013

United States Bankruptcy Court, E.D. California docket "NICHOLAS CARL REED and SARENA RENE REED" filed Mar 28, 2013, closed Jul 19, 2013. Francis Sarena (listed on the same filings) is listed as Debtor ("NICHOLAS CARL REED and SARENA RENE REED"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Francis Sarena — PartnerFacts page ↗
Sources
Note · Jan 9, 2002 – May 31, 2005

Bankruptcy case: Stussy Inc v. Hemrajani — filed Jan 9, 2002

United States Bankruptcy Court, C.D. California docket "Stussy Inc v. Hemrajani" filed Jan 9, 2002, closed May 31, 2005. Rekha Hemrajani (listed on the same filings) is listed as Defendant ("Hemrajani"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Rekha Hemrajani — PartnerFacts page ↗
Sources
Note · Nov 18, 1999 – Feb 14, 2000

Bankruptcy case: First USA Bank, N.A. v. Seidenberg — filed Nov 18, 1999

United States Bankruptcy Court, N.D. California docket "First USA Bank, N.A. v. Seidenberg" filed Nov 18, 1999, closed Feb 14, 2000. Beth Seidenberg (listed on the same filings) is listed as Defendant ("Seidenberg"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Beth Seidenberg — PartnerFacts page ↗
Sources
Note · Feb 19, 2014

21% of the money raised went to insiders — Protein Metrics Inc.

The Feb 19, 2014 Form D reports $950,000 sold and $200,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 19, 2014 ↗Protein Metrics Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 18, 2013 – Feb 28, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 146 days after the first sale — Sagimet Biosciences Inc. · Form D filed 17 days after the first sale — Maxymune Therapeutics, Inc. · Form D filed 18 days after the first sale — Sagimet Biosciences Inc. · Form D filed 17 days after the first sale — ARDELYX, INC. · Form D filed 16 days after the first sale — Maverix Biomics, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 17, 2015 ↗Sagimet Biosciences Inc. — PartnerFacts page ↗Form D · Feb 28, 2025 ↗Maxymune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Jul 7, 2009 – Jan 5, 2021

10 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sagimet Biosciences Inc. (latest filing Jan 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Sagimet Biosciences Inc. (latest filing Feb 25, 2019) · No amendment in the last 12 months on an offering that may still be open — Sagimet Biosciences Inc. (latest filing Jul 5, 2016) · No amendment in the last 12 months on an offering that may still be open — ARDELYX, INC. (latest filing Jun 22, 2015) · No amendment in the last 12 months on an offering that may still be open — Sagimet Biosciences Inc. (latest filing Mar 17, 2015) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 5, 2021 ↗Sagimet Biosciences Inc. — PartnerFacts page ↗Form D · Feb 25, 2019 ↗Form D · Jul 5, 2016 ↗
Sources
Note · Feb 28, 2025 – Jun 3, 2026

Offering amount changed between filings — Maxymune Therapeutics, Inc.

The Feb 28, 2025 filing says $2,500,000 offered; the Jun 3, 2026 Form D/A says $4,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 28, 2025 ↗Form D/A (later) · Jun 3, 2026 ↗Maxymune Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Aug 27, 2009 – Oct 6, 2009

Offering amount changed between filings — Alexza Pharmaceuticals Inc.

The Aug 27, 2009 filing says an indefinite amount offered; the Oct 6, 2009 Form D says $19,720,309.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 27, 2009 ↗Form D (later) · Oct 6, 2009 ↗Alexza Pharmaceuticals Inc. — PartnerFacts page ↗
Sources
Note · Feb 25, 2019 – Jan 5, 2021

Address moved from Campbell, CA to San Mateo, CA — Sagimet Biosciences Inc.

The people listed on the Feb 25, 2019 filing give Campbell, CA; on the Jan 5, 2021 filing they give San Mateo, CA. The address now on file (155 Bovet Rd., Suite 303, San Mateo, CA) is a registered-agent or shared-office address used by 17 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Feb 25, 2019 ↗Form D · Jan 5, 2021 ↗Sagimet Biosciences Inc. — PartnerFacts page ↗
Sources
Note · Jul 5, 2016 – Feb 25, 2019

Address moved from Menlo Park, CA to Campbell, CA — Sagimet Biosciences Inc.

The people listed on the Jul 5, 2016 filing give Menlo Park, CA; on the Feb 25, 2019 filing they give Campbell, CA. The address now on file (155 Bovet Rd., Suite 303, San Mateo, CA) is a registered-agent or shared-office address used by 17 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 5, 2016 ↗Form D · Feb 25, 2019 ↗Sagimet Biosciences Inc. — PartnerFacts page ↗
Sources
Note · Jul 22, 2009 – Dec 12, 2011

Address moved from Palo Alto, CA to Menlo Park, CA — Sagimet Biosciences Inc.

The people listed on the Jul 22, 2009 filing give Palo Alto, CA; on the Dec 12, 2011 filing they give Menlo Park, CA. The address now on file (155 Bovet Rd., Suite 303, San Mateo, CA) is a registered-agent or shared-office address used by 17 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 22, 2009 ↗Form D · Dec 12, 2011 ↗Sagimet Biosciences Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 22 offerings report sales commissions totalling $3,271,847; 1 reports finder's fees totalling $45,000; 1 reports proceeds to related persons totalling $200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 3, 2026 D/A
Maxymune Therapeutics, Inc.
File 021-539494
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2023 D
Apexigen, Inc.
File 021-473368
$195,579$45,000 (est.)$0Brookline Capital Markets, a division of Arcadia Securities, LLC BrokerCheck CRD 44656 ↗EDGAR ↗
Jan 5, 2021 D
Sagimet Biosciences Inc.
File 021-385183
$0$0$0None listed on this filingEDGAR ↗
Feb 25, 2019 D
Sagimet Biosciences Inc.
File 021-333505
$0$0$0
General corporate purposes.
None listed on this filingEDGAR ↗
Aug 1, 2016 D
ARDELYX, INC.
File 021-268091
$0$0$0None listed on this filingEDGAR ↗
Jul 5, 2016 D
Sagimet Biosciences Inc.
File 021-266373
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2016 D
Alexza Pharmaceuticals Inc.
File 021-258073
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 28, 2015 D
Alexza Pharmaceuticals Inc.
File 021-248343
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 22, 2015 D
ARDELYX, INC.
File 021-242234
$2,525,000$0$0Leerink Partners LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Mar 17, 2015 D
Sagimet Biosciences Inc.
File 021-236101
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2014 D
Alexza Pharmaceuticals Inc.
File 021-227237
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 28, 2014 D
Alexza Pharmaceuticals Inc.
File 021-214510
$240 (est.)$0$0 (est.)Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. LLC (CRD 8209 ↗)
EDGAR ↗
Feb 19, 2014 D
Protein Metrics Inc.
File 021-212159
$0 (est.)$0$200,000 (est.)None listed on this filingEDGAR ↗
Jan 3, 2014 D
Maverix Biomics, Inc.
File 021-209197
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2013 D
Sagimet Biosciences Inc.
File 021-198677
$0$0$0
The proceeds will be used for working capital.
None listed on this filingEDGAR ↗
May 21, 2013 D
Alexza Pharmaceuticals Inc.
File 021-196850
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 20, 2012 D/A
Sagimet Biosciences Inc.
File 021-169863
$0$0$0
The proceeds will be used for working capital.
None listed on this filingEDGAR ↗
Mar 16, 2012 D
Alexza Pharmaceuticals Inc.
File 021-175111
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 12, 2010 D
Alexza Pharmaceuticals Inc.
File 021-141952
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 6, 2009 D
Alexza Pharmaceuticals Inc.
File 021-133974
$551,028$0$0 (est.)RBC Capital Markets Corporation BrokerCheck CRD 31194 ↗
via RBC Capital Markets Corporation (CRD 31194 ↗)
EDGAR ↗
Sep 22, 2009 D
Alavita Pharmaceuticals Inc
File 021-81983
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2009 D
Sagimet Biosciences Inc.
File 021-103158
$0$0$0
The proceeds shall be used for working capital.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Gordon Ringold on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MT
Biotechnology

Maxymune Therapeutics, Inc.

Los Altos, CA · Feb 28, 2025 → Jun 3, 2026 · 2 filings
  • Jun 3, 2026 · D/A · $2,675,000 sold of $4,500,000 · 15 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Feb 28, 2025 · D · $850,000 sold of $2,500,000 · 8 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.67M from 15 investors (59% of the $4.5M target) as of the latest filing. Gordon is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Biotechnology · group: Apexigen

Apexigen, Inc.

San Carlos, CA · Feb 14, 2023
  • Feb 14, 2023 · D · $5,587,982 sold of $5,587,982 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.59M from 13 investors (100% of the $5.59M target) as of the latest filing. Gordon is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SB
Biotechnology

Sagimet Biosciences Inc.

San Mateo, CA · Jul 22, 2009 → Jan 5, 2021 · 8 filings
  • Jan 5, 2021 · D · $69,019,999 sold of $80,019,999 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2019 · D · $35,204,858 sold of $42,197,382 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 5, 2016 · D · $5,437,612 sold of $12,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 17, 2015 · D · $14,278,567 sold of $35,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 27, 2013 · D · $7,504,260 sold of $20,376,959 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2012 · D/A · $20,108,885 sold of $25,019,644 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 12, 2011 · D · $12,019,643 sold of $25,019,644 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2009 · D · $14,999,999 sold of $30,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $69M from 19 investors (86% of the $80M target) as of the latest filing. Gordon is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Pharmaceuticals

ARDELYX, INC.

Fremont, CA · Jun 22, 2015 → Aug 1, 2016 · 2 filings
  • Aug 1, 2016 · D · $110,000,008 sold of $110,000,008 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2015 · D · $77,771,627 sold of $107,996,652 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $110M from 31 investors (100% of the $110M target) as of the latest filing. Gordon is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pharmaceuticals

Alexza Pharmaceuticals Inc.

Mountain View, CA · Aug 27, 2009 → Feb 24, 2016 · 9 filings
  • Feb 24, 2016 · D · $5,000,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2015 · D · $143,750 sold of $143,750 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 28, 2014 · D · $8,000,000 sold of $8,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 28, 2014 · D · $3,457 sold of $3,457 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2013 · D · $0 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2012 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2010 · D · $1,012,500 sold of $1,012,500 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 6, 2009 · D · $19,720,309 sold of $19,720,309 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 27, 2009 · D · $0 sold of Indefinite · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $19.7M from 30 investors (100% of the $5M target) as of the latest filing. Gordon is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Other

Protein Metrics Inc.

San Carlos, CA · Feb 19, 2014
  • Feb 19, 2014 · D · $950,000 sold of $1,500,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $950K from 13 investors (63% of the $1.5M target) as of the latest filing. Gordon is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MB
Other Technology

Maverix Biomics, Inc.

San Mateo, CA · Jan 3, 2014
  • Jan 3, 2014 · D · $7,993,889 sold of $8,605,389 · 42 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $7.99M from 42 investors (93% of the $8.61M target) as of the latest filing. Gordon is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Biotechnology

Alavita Pharmaceuticals Inc

Mountain View, CA · Sep 22, 2009
  • Sep 22, 2009 · D · $600,000 sold of $600,000 · 36 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $600K from 36 investors (100% of the $600K target) as of the latest filing. Gordon is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gordon 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Stein

Director · 10 shared filings (2 issuers)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

Deepika R Pakianathan

Director · 9 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas B King

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

J Leighton Read

Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Mott

Director · 9 shared filings (2 issuers) · also on 22 other issuers

David Mott is on 24 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Beth Seidenberg

Director · 8 shared filings (1 issuer) · also on 28 other issuers

Beth Seidenberg is on 29 issuers in total — a repeat sponsor. Their page lists every one.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

James Young

Director · 7 shared filings (1 issuer) · also on 4 other issuers

James Young is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James V Cassella

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Merdad Parsey

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J Simms

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph L. Turner

Director · 6 shared filings (1 issuer) · also on 5 other issuers

Joseph L. Turner is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Rodgers

Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Garland

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Mark K Oki

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

J Kevin Buchi

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Hal V Barron

Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Ari Helenius

Director · 4 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Colella

Director · 4 shared filings (1 issuer) · also on 10 other issuers

Samuel Colella is on 11 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Frazier

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

August J Moretti

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew L Busser

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

EK
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin S Kamemoto

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Fuller

Director · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

George Kemble

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Raab

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Hom

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Lippe

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Annalisa Jenkins

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Annalisa Jenkins is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Kaufmann

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Grammer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Rosenbaum

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Caldwell

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Jeremy Caldwell is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jinzi Jason Wu

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Tatjana Naranda

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Solomons

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

PS
No photo found (searched own website, image search on Oct 24, 2026)
Person

Peter Schultz

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Peter Schultz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Colella

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

AZ
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Zaffaroni

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Klausner

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John Curnutte

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gordon Ringold. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Apexigen

2 issuers · 3 filings · $51.4M reported sold · 2013–2023

One team, 2 deal companies. Gordon Ringold is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gordon Ringold.

Same business address

24 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gordon Ringold by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gordon Ringold is listed on: none on file. No website or social profile named in ARDELYX, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #283,969 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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