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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

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Gilbert H. Kliman

Named as an officer, director or promoter on SEC Form D filings · CA, MA · Apr 13, 2009 → Nov 10, 2016

7deals (issuers)
$201.5Mreported sold
101investors
15Form D filings
2009–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gilbert H. Kliman is listed as a director on 15 SEC Form D filings by 7 issuers between Mar 2009 and May 2018. Largest by amount reported sold: Autonomic Technologies Inc (Redwood City, CA — other health care — 2011–2015; $48.2M reported sold to 23 investors), AVEDRO INC (Waltham, MA — other health care — 2017–2018; $41.9M reported sold to 23 investors), REVISION OPTICS INC (Lake Forest, CA — other technology — 2010–2016; $39.7M reported sold to 13 investors), GLAUKOS Corp (Laguna Hills, CA — other health care — 2010–2013; $30M reported sold to 20 investors), LENSX LASERS INC (Aliso Viejo, CA — biotechnology — 2009; $22.4M reported sold to 14 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $201.5M sold in total.

Listed alongside Jonathan T. Silverstein (7 shared filings), William Link (6 shared filings), Olav B. Bergheim (5 shared filings), Richard Harrison (5 shared filings), Robert More (5 shared filings) and 51 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gilbert. Each name links to their own page.

1 of the issuers belongs to the sponsor group Group linked by Olav B. Bergheim (14 issuers, $144.9M reported sold, 2008–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Olav B. Bergheim has 14 companies on file and $144.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 4 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Gilbert H. Kliman and found 12 differences, 1 worth asking the sponsor about: Gilbert H. Kliman is no longer listed on the Jun 8, 2016 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gilbert H. Kliman has not run yet — it is joining a line of 37,050 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 1 dismissed, 1 open

Kliman v. Metropolitan Life Insurance Company closed
District Court, D. Minnesota · No. 0:20-cv-02571 · Filed Dec 18, 2020 · Closed Dec 17, 2021
Role of Kliman: Plaintiff · Outcome: Terminated 2021-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 4 federal dockets); surname only in the caption; court in MN (not a filing state)
Kliman v. Experian Information Solutions, Inc. dismissed
District Court, D. Nevada · No. 2:18-cv-00292 · Filed Feb 15, 2018 · Closed Jan 16, 2019 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of Kliman: Plaintiff · Outcome: Terminated 2019-01-16 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 4 federal dockets); surname only in the caption; court in NV (not a filing state)
KLIMAN v. JOHNSON & JOHNSON INC. open
District Court, D. New Jersey · No. 3:17-cv-06745 · Filed Sep 2, 2017 · Nature of suit: 367 Health care / pharm
Role of KLIMAN: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 4 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gilbert H. Kliman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Elizabeth Kliman Smith and Neil Bowman Smith closed
United States Bankruptcy Court, N.D. California · No. 98-43884 · Filed Apr 28, 1998 · Closed Aug 7, 1998
Role of Elizabeth Kliman Smith and Neil Bowman Smith: Debtor · Outcome: Case closed 1998-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 4 federal dockets); different first name (elizabeth); court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Gilbert H. Kliman — 1 worth asking about (compared 15 filings on Oct 24, 2026)

Note · Aug 27, 2020 – Mar 5, 2021

Bankruptcy case: Seton Medical Center v. Glaukos Corporation — filed Aug 27, 2020

United States Bankruptcy Court, C.D. California docket "Seton Medical Center v. Glaukos Corporation" filed Aug 27, 2020, closed Mar 5, 2021. GLAUKOS Corp (related issuer) is listed as Defendant ("Glaukos Corporation"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗GLAUKOS Corp — PartnerFacts page ↗
Sources
Note · Jun 7, 2000 – Oct 31, 2000

Bankruptcy case: Universal Bank (South Dakota) v. Hamade — filed Jun 7, 2000

United States Bankruptcy Court, E.D. California docket "Universal Bank (South Dakota) v. Hamade" filed Jun 7, 2000, closed Oct 31, 2000. Sami Hamade (listed on the same filings) is listed as Defendant ("Hamade"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Sami Hamade — PartnerFacts page ↗
Sources
Note · Jul 16, 1996 – May 13, 1997

Bankruptcy case: Sears, Roebuck And Co. v. Rezai — filed Jul 16, 1996

United States Bankruptcy Court, N.D. California docket "Sears, Roebuck And Co. v. Rezai" filed Jul 16, 1996, closed May 13, 1997. Ali Rezai (listed on the same filings) is listed as Defendant ("Rezai"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Ali Rezai — PartnerFacts page ↗
Sources
Note · Sep 2, 2017 – Dec 18, 2020

3 court cases name Gilbert H. Kliman

By role: plaintiff in 3. Newest: "Kliman v. Metropolitan Life Insurance Company" (District Court, D. Minnesota, Dec 18, 2020); "Kliman v. Experian Information Solutions, Inc." (District Court, D. Nevada, Feb 15, 2018); "KLIMAN v. JOHNSON & JOHNSON INC." (District Court, D. New Jersey, Sep 2, 2017). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Kliman v. Metropolitan Life Insurance Company ↗Docket · Kliman v. Experian Information Solutions, Inc. ↗Docket · KLIMAN v. JOHNSON & JOHNSON INC. ↗
Sources
Note · Apr 13, 2009

Gilbert H. Kliman appears on 1 deal that stopped filing before reaching its target

ARCHUS ORTHOPEDICS INC (last filing Apr 13, 2009; $2,275,000 sold of $19,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ARCHUS ORTHOPEDICS INC — PartnerFacts page ↗
Sources
Note · Aug 27, 2012 – Oct 12, 2012

Form D filed 46 days after the first sale — Doximity, Inc.

The filing says the first sale was Aug 27, 2012. The Form D was filed Oct 12, 2012 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 12, 2012 ↗Doximity, Inc. — PartnerFacts page ↗
Sources
Note · Oct 28, 2016 – Nov 10, 2016

No amendment in the last 12 months on an offering that may still be open — REVISION OPTICS INC (latest filing Nov 10, 2016)

The latest filing for this offering is dated Nov 10, 2016 (first sale Oct 28, 2016). It reports $31,973,690 sold of $45,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 10, 2016 ↗REVISION OPTICS INC — PartnerFacts page ↗
Sources
Note · Mar 30, 2009 – Apr 13, 2009

No amendment in the last 12 months on an offering that may still be open — ARCHUS ORTHOPEDICS INC (latest filing Apr 13, 2009)

The latest filing for this offering is dated Apr 13, 2009 (first sale Mar 30, 2009). It reports $2,275,000 sold of $19,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 13, 2009 ↗ARCHUS ORTHOPEDICS INC — PartnerFacts page ↗
Sources
Worth asking · May 22, 2015 – Jun 8, 2016

Gilbert H. Kliman is no longer listed on the Jun 8, 2016 amendment — Autonomic Technologies Inc

Gilbert H. Kliman appears on the May 22, 2015 Form D (director) but not on the Jun 8, 2016 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · May 22, 2015 ↗Form D/A · Jun 8, 2016 ↗Gilbert H. Kliman — PartnerFacts page ↗Autonomic Technologies Inc — PartnerFacts page ↗
Sources
Note · May 22, 2015 – Jun 8, 2016

Offering amount changed between filings — Autonomic Technologies Inc

The May 22, 2015 filing says $43,242,687 offered; the Jun 8, 2016 Form D/A says $48,242,690.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 22, 2015 ↗Form D/A (later) · Jun 8, 2016 ↗Autonomic Technologies Inc — PartnerFacts page ↗
Sources
Note · Mar 27, 2009 – Apr 13, 2009

Gilbert H. Kliman is written 2 different ways on the filings

listed as "Gilbert Kliman" on 4 filings (from Mar 27, 2009), and "Gilbert H Kliman" on 11 filings (from Apr 13, 2009).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 27, 2009 ↗Form D · Apr 13, 2009 ↗Gilbert H. Kliman — PartnerFacts page ↗
Sources
Note · Mar 27, 2009 – May 11, 2018

Gilbert H. Kliman is listed with 2 different address states: CA, MA

CA on 13 filings (Mar 27, 2009 to Nov 10, 2016); MA on 2 filings (May 1, 2017 to May 11, 2018).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Mar 27, 2009 ↗Form D · May 1, 2017 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 15 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $2,050,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2018 D
AVEDRO INC
File 021-312182
$0$0$0None listed on this filingEDGAR ↗
May 1, 2017 D
AVEDRO INC
File 021-285796
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2016 D
REVISION OPTICS INC
File 021-274296
$0$0$0 (est.)None listed on this filingEDGAR ↗
May 22, 2015 D
Autonomic Technologies Inc
File 021-240397
$0$0$0 (est.)None listed on this filingEDGAR ↗
Aug 2, 2013 D
REVISION OPTICS INC
File 021-200634
$0$0$600,000 (est.)None listed on this filingEDGAR ↗
Jan 25, 2013 D
GLAUKOS Corp
File 021-190823
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2012 D
Doximity, Inc.
File 021-185416
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2012 D
GLAUKOS Corp
File 021-184931
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2012 D
GLAUKOS Corp
File 021-182573
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2011 D
Autonomic Technologies Inc
File 021-166892
$0$0$850,000 (est.)None listed on this filingEDGAR ↗
Feb 1, 2011 D
GLAUKOS Corp
File 021-154689
$0$0$0None listed on this filingEDGAR ↗
Sep 23, 2010 D
GLAUKOS Corp
File 021-148086
$0$0$0None listed on this filingEDGAR ↗
May 18, 2010 D
REVISION OPTICS INC
File 021-142195
$0$0$600,000 (est.)None listed on this filingEDGAR ↗
Apr 13, 2009 D
ARCHUS ORTHOPEDICS INC
File 021-85634
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2009 D
LENSX LASERS INC
File 021-117391
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Gilbert H. Kliman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

A
Other Health Care

AVEDRO INC

Waltham, MA · May 1, 2017 → May 11, 2018 · 2 filings
  • May 11, 2018 · D · $24,999,971 sold of $24,999,971 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2017 · D · $12,000,003 sold of $12,000,003 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $41.9M from 23 investors (100% of the $25M target) as of the latest filing. Gilbert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RO
Other Technology

REVISION OPTICS INC

Lake Forest, CA · May 18, 2010 → Nov 10, 2016 · 3 filings
  • Nov 10, 2016 · D · $31,973,690 sold of $45,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 2, 2013 · D · $39,699,993 sold of $39,699,993 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2010 · D · $35,000,000 sold of $35,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $39.7M from 13 investors (88% of the $45M target) as of the latest filing. Gilbert is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Other Health Care

Autonomic Technologies Inc

Redwood City, CA · Oct 7, 2011 → May 22, 2015 · 2 filings
  • May 22, 2015 · D · $25,197,050 sold of $43,242,687 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2011 · D · $32,125,489 sold of $32,125,489 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $48.2M from 23 investors (100% of the $43.2M target) as of the latest filing. Gilbert is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Other Health Care · group: Group linked by Olav B. Bergheim

GLAUKOS Corp

Laguna Hills, CA · Sep 23, 2010 → Jan 25, 2013 · 5 filings
  • Jan 25, 2013 · D · $30,000,002 sold of $30,000,002 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 3, 2012 · D · $6,000,000 sold of $6,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2012 · D · $4,500,000 sold of $4,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 1, 2011 · D · $29,500,003 sold of $29,500,003 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2010 · D · $6,000,392 sold of $6,000,392 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 20 investors (100% of the $30M target) as of the latest filing. Gilbert is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D
Other Technology

Doximity, Inc.

San Mateo, CA · Oct 12, 2012
  • Oct 12, 2012 · D · $17,050,000 sold of $17,050,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.1M from 4 investors (100% of the $17.1M target) as of the latest filing. Gilbert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AO
Other

ARCHUS ORTHOPEDICS INC

Redmond, WA · Apr 13, 2009
  • Apr 13, 2009 · D · $2,275,000 sold of $19,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.27M from 4 investors (12% of the $19.5M target) as of the latest filing. Gilbert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LL
Biotechnology

LENSX LASERS INC

Aliso Viejo, CA · Mar 27, 2009
  • Mar 27, 2009 · D · $22,360,578 sold of $22,360,578 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.4M from 14 investors (100% of the $22.4M target) as of the latest filing. Gilbert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gilbert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan T. Silverstein

Director · 7 shared filings (2 issuers) · also on 31 other issuers

Jonathan T. Silverstein is on 33 issuers in total — a repeat sponsor. Their page lists every one.

WL
No photo found yet (own website and image search run after this page is viewed)
Person

William Link

Director · 6 shared filings (2 issuers) · also on 27 other issuers

William Link is on 29 issuers in total — a repeat sponsor. Their page lists every one.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Olav B. Bergheim

Director, Executive Officer · 5 shared filings (1 issuer) · also on 13 other issuers

Olav B. Bergheim is on 14 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Harrison

Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Richard Harrison is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert More

Director · 5 shared filings (1 issuer) · also on 14 other issuers

Robert More is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas W. Burns

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Fischer

Director · 4 shared filings (2 issuers) · also on 6 other issuers

Frank Fischer is on 8 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Wende Hutton

Director · 3 shared filings (1 issuer) · also on 17 other issuers

Wende Hutton is on 18 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Brian H. Dovey

Director · 3 shared filings (1 issuer) · also on 14 other issuers

Brian H. Dovey is on 15 issuers in total — a repeat sponsor. Their page lists every one.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel K. Turner

Director · 3 shared filings (1 issuer) · also on 20 other issuers

Daniel K. Turner is on 21 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Randy Alexander

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Palmisano

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Mandato

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Joseph Mandato is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jay T. Holmes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Schreiber

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Weinstein

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Steven Weinstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin Pless

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Slade

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

REZA ZADNO

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Manish N. Chapekar

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Ali Rezai

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John T. Kilcoyne

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Weinberg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Kurtz

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Shelley Thunen

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Reiley

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Wasserstein

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Lacob

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Joseph Lacob is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Roger Guidi

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Chee

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

Wm James Fitzsimmons

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles R Clark III

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sami Hamade

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Sami Hamade is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sigrid Van Bladel

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Madera

Director · 1 shared filing (1 issuer) · also on 21 other issuers

Paul Madera is on 22 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Spain

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Tangney

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Martien van Osch

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mary J. Bellack

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Corley

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gilbert H. Kliman. Their page shows their other deals.

The team behind the deals

GL
Sponsor group

Group linked by Olav B. Bergheim

14 issuers · 55 filings · $144.9M reported sold · 2008–2025

One team, 14 deal companies. Gilbert H. Kliman is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gilbert H. Kliman.

Same business address

3 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Gilbert H. Kliman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — 1 issuer has property records: Doximity, Inc. (1).

Public profiles and social

Websites and social links of the issuers Gilbert H. Kliman is listed on: none on file. No website or social profile named in REVISION OPTICS INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #279,793 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lake Forest, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Massachusetts MassCourts ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Massachusetts Secretary of State business search ↗Washington Secretary of State business search ↗OpenCorporates ↗

Change history

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