Gerald P. Farber is listed as an executive officer on 9 SEC Form D filings by 2 issuers between Jun 2009 and Jun 2014: FARBER CONTINUUM FUND, LP (New York, NY — pooled investment fund — 2011–2014; $233.4M reported sold to 55 investors) and Farber Continuum QP Fund, LP (New York, NY — pooled investment fund — 2009–2014; $18.4M reported sold to 21 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $251.9M sold in total.
Listed alongside Farber Manager, L.L.C. (9 shared filings, management entity) and Gerry Farber, LLC (8 shared filings, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.
All 2 issuers belong to the sponsor group Farber Continuum (2 issuers, $251.9M reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Farber Continuum has 2 companies on file and $251.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Gerald P. Farber and found 6 differences, 2 worth asking the sponsor about: Bankruptcy case: Gerald Farber; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.