Gerald Eicke is listed as an executive officer and director on 14 SEC Form D filings by 3 issuers between Apr 2009 and Feb 2016: YA Global Investments II (U.S.), LP (Mountainside, NJ — pooled investment fund — 2009–2016; $653.1M reported sold to 267 investors), YA Global Investments (U.S.), LP (Mountainside, NJ — pooled investment fund — 2010–2015; $75.7M reported sold to 41 investors) and YA Offshore Global Investments II, Ltd. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016; $13.2M reported sold to 9 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $742M sold in total.
Listed alongside David Gonzalez (14 shared filings), Mark Angelo (14 shared filings), Matthew J. Beckman (14 shared filings), Yorkville Advisors GP, LLC (9 shared filings, management entity), YAII GP, LP (4 shared filings, management entity) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.
All 3 issuers belong to the sponsor group Yorkville (11 issuers, $853.8M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Yorkville has 11 companies on file and $853.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 14 public filings for Gerald Eicke and found 9 differences, 4 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 6 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.