PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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GH
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Gerald Harder

Named as an officer, director or promoter on SEC Form D filings · CT, AZ · Feb 11, 2013 → Jun 30, 2026

7deals (issuers)
$323.4Mreported sold
131investors
10Form D filings
2013–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gerald Harder is listed as an executive officer on 10 SEC Form D filings by 7 issuers between Feb 2013 and Jun 2026. Largest by amount reported sold: Trinity Capital Inc. (Chandler, AZ — pooled investment fund — 2020; $106.5M reported sold), Trinity Capital SBIC LP (Phoenix, AZ — pooled investment fund — 2026; $73.7M reported sold to 27 investors), Eagle Point Trinity Senior Secured Lending Co (Greenwich, CT — pooled investment fund — 2025; $60M reported sold to 2 investors), Trinity Capital Fund III, L.P. (Chandler, AZ — pooled investment fund — 2017; $46.2M reported sold to 49 investors), Trinity Capital Fund IV, L.P. (Chandler, AZ — pooled investment fund — 2018–2019; $35.5M reported sold to 48 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 13 years. Across those companies the filings report $323.4M sold in total.

Listed alongside Kyle Brown (9 shared filings), Ron Kundich (6 shared filings), Steven L Brown (6 shared filings), Timothy Vatuone (3 shared filings), Trinity Management IV, LLC (3 shared filings, management entity) and 31 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gerald. Each name links to their own page.

The issuers belong to 2 sponsor groups: Trinity (12 issuers, $171.6M reported sold, 2011–2020) and Eagle Point (33 issuers, $4.02B reported sold, 2013–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Gerald Harder and found 5 differences, 1 worth asking the sponsor about: 200% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gerald Harder has not run yet — it is joining a line of 30,348 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gerald Harder..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Gerald E Harder closed
United States Bankruptcy Court, E.D. Michigan · No. 07-57171 · Filed Aug 30, 2007 · Closed Dec 10, 2007
Role of Gerald E Harder: Debtor · Outcome: Case closed 2007-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in MI (not a filing state)
Gerald J. Harder and Danielle Harder closed
United States Bankruptcy Court, C.D. California · No. 9:94-bk-14805 · Filed Nov 14, 1994 · Closed Mar 22, 1995
Role of Gerald J. Harder and Danielle Harder: Debtor · Outcome: Case closed 1995-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Gerald Harder — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Feb 11, 2013

200% of the money raised went to insiders — Solvonics LLC

The Feb 11, 2013 Form D reports $25,000 sold and $50,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Only an estimate of potential executive compensation.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Feb 11, 2013 ↗Solvonics LLC — PartnerFacts page ↗
Sources
Note · Feb 11, 2013 – Nov 27, 2019

Gerald Harder appears on 2 deals that stopped filing before reaching their target

Trinity Capital Fund IV, L.P. (last filing Nov 27, 2019; $35,480,000 sold of $200,000,000); Solvonics LLC (last filing Feb 11, 2013; $25,000 sold of $250,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Trinity Capital Fund IV, L.P. — PartnerFacts page ↗Solvonics LLC — PartnerFacts page ↗
Sources
Note · Feb 1, 2013 – Nov 27, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Trinity Capital Fund IV, L.P. (latest filing Nov 27, 2019) · No amendment in the last 12 months on an offering that may still be open — Trinity Capital Fund IV Blocker, L.P. (latest filing May 20, 2019) · No amendment in the last 12 months on an offering that may still be open — Trinity Capital Fund III, L.P. (latest filing Aug 16, 2017) · No amendment in the last 12 months on an offering that may still be open — Solvonics LLC (latest filing Feb 11, 2013)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Nov 27, 2019 ↗Trinity Capital Fund IV, L.P. — PartnerFacts page ↗Form D · May 20, 2019 ↗Trinity Capital Fund IV Blocker, L.P. — PartnerFacts page ↗
Sources
Note · Aug 23, 2016 – Aug 16, 2017

Offering amount changed between filings — Trinity Capital Fund III, L.P.

The Aug 23, 2016 filing says $75,000,000 offered; the Aug 16, 2017 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 23, 2016 ↗Form D/A (later) · Aug 16, 2017 ↗Trinity Capital Fund III, L.P. — PartnerFacts page ↗
Sources
Note · Feb 11, 2013 – Jun 30, 2026

Gerald Harder is listed with 2 different address states: AZ, CT

AZ on 9 filings (Feb 11, 2013 to Jun 30, 2026); CT on 1 filing (Nov 5, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Feb 11, 2013 ↗Form D · Nov 5, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 8 offerings report sales commissions totalling $5,411,636; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 30, 2026 D/A
Trinity Capital SBIC LP
File 021-576055
$0$0$0None listed on this filingEDGAR ↗
Nov 5, 2025 D
Eagle Point Trinity Senior Secured Lending Co
File 021-563193
$0 (est.)$0$0Eagle Point Securities LLC BrokerCheck CRD 324528 ↗
via IBN Financial Services (CRD 42360 ↗)
EDGAR ↗
Dec 21, 2020 D
Trinity Capital Inc.
File 021-383851
$245,023 (est.)$0$0Keefe, Bruyette & Woods, Inc. BrokerCheck CRD 481 ↗EDGAR ↗
Jan 30, 2020 D
Trinity Capital Inc.
File 021-359268
$5,166,613 (est.)$0$0Keefe, Bruyette & Woods, Inc. BrokerCheck CRD 481 ↗EDGAR ↗
Nov 27, 2019 D/A
Trinity Capital Fund IV, L.P.
File 021-326887
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
May 20, 2019 D
Trinity Capital Fund IV Blocker, L.P.
File 021-339930
$0 (est.)$0 (est.)$0 (est.)
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
Aug 16, 2017 D/A
Trinity Capital Fund III, L.P.
File 021-269361
$0$0$0
The management company will receive management fees in an amount based off of the amount of securities sold.
None listed on this filingEDGAR ↗
Feb 11, 2013 D
Solvonics LLC
File 021-191600
$0$0$50,000 (est.)
Only an estimate of potential executive compensation.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Gerald Harder on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TC
Pooled Investment Fund · group: Eagle Point

Trinity Capital SBIC LP

Phoenix, AZ · Mar 10, 2026 → Jun 30, 2026 · 2 filings
  • Jun 30, 2026 · D/A · $73,700,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗
  • Mar 10, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager of General Partner of Issuer) EDGAR ↗

Raised $73.7M from 27 investors as of the latest filing. Gerald is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Eagle Point

Eagle Point Trinity Senior Secured Lending Co

Greenwich, CT · Nov 5, 2025
  • Nov 5, 2025 · D · $25,000 sold of Indefinite · 2 investors · min. $2,500 · role: Executive Officer (Vice President) EDGAR ↗

Raised $60M from 2 investors as of the latest filing. Gerald is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Trinity

Trinity Capital Inc.

Chandler, AZ · Jan 30, 2020 → Dec 21, 2020 · 2 filings
  • Dec 21, 2020 · D · $10,065,000 sold of $10,065,000 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 30, 2020 · D · $106,474,995 sold of $106,474,995 · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $106.5M (100% of the $10.1M target) as of the latest filing. Gerald is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Trinity

Trinity Capital Fund IV, L.P.

Chandler, AZ · Nov 29, 2018 → Nov 27, 2019 · 2 filings
  • Nov 27, 2019 · D/A · $35,480,000 sold of $200,000,000 · 48 investors · min. No minimum reported · role: Executive Officer (Member of the Investment Committee of the General Partner) EDGAR ↗
  • Nov 29, 2018 · D · $20,520,000 sold of $200,000,000 · 24 investors · min. No minimum reported · role: Executive Officer (Member of the Investment Committee of the General Partner) EDGAR ↗

Raised $35.5M from 48 investors (18% of the $200M target) as of the latest filing. Gerald is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Trinity

Trinity Capital Fund IV Blocker, L.P.

Chandler, AZ · May 20, 2019
  • May 20, 2019 · D · $1,575,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Member of the Investment Committee of the General Partner) EDGAR ↗

Raised $1.57M from 4 investors as of the latest filing. Gerald is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Trinity

Trinity Capital Fund III, L.P.

Chandler, AZ · Aug 16, 2017
  • Aug 16, 2017 · D/A · $46,184,000 sold of Indefinite · 49 investors · min. $40,000 · role: Executive Officer (Member of the General Partner) EDGAR ↗

Raised $46.2M from 49 investors as of the latest filing. Gerald is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Biotechnology

Solvonics LLC

Chandler, AZ · Feb 11, 2013
  • Feb 11, 2013 · D · $25,000 sold of $250,000 · 1 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $25K from 1 investor (10% of the $250K target) as of the latest filing. Gerald is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gerald 36

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TP
Management entity

Trinity Partners IV, LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TM
Management entity

Trinity Management IV, LLC

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TC
Management entity

Trinity Capital Adviser, LLC

Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TS
Management entity

Trinity SBIC GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TS
Management entity

Trinity SBIC Management, Inc.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TS
Management entity

Trinity SBIC Partners III, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TC
Management entity

Trinity Capital Holdings, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kyle Brown

Executive Officer, Director · 9 shared filings (6 issuers) · also on 5 other issuers

Kyle Brown is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steven L Brown

Executive Officer, Director · 6 shared filings (4 issuers) · also on 8 other issuers

Steven L Brown is on 12 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Kundich

Executive Officer · 6 shared filings (4 issuers) · also on 1 other issuer

Ron Kundich is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TV
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Vatuone

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sarah Stanton

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Echard

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

EZ
No photo found yet (own website and image search run after this page is viewed)
Person

Edmund G Zito

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard R Ward

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald E Estes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lund

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Harvey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Kundich

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

KO
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth P. Onorio

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Kenneth P. Onorio is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Testa

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Paul E. Tramontano

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Paul E. Tramontano is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Scott W. Appleby

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Scott W. Appleby is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Katz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Pereboom

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lockwood Holmes

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Courtney B. Fandrick

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Courtney B. Fandrick is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason E. Hamlin

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Harder. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Howard Hayden III

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Harder. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Duffy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Pipitone

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gerald Harder. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

R. Alex Erhart

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gerald Harder. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Clay Dumas

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Gerald Harder. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel Romer

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Harder. Their page shows their other deals.

IP
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Pearce

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gerald Harder. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Trinity

12 issuers · 20 filings · $171.6M reported sold · 2011–2020

One team, 12 deal companies. Gerald Harder is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gerald Harder.

EP
Sponsor group

Eagle Point

33 issuers · 100 filings · $4.02B reported sold · 2013–2026

One team, 33 deal companies. Gerald Harder is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gerald Harder.

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 7 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Trinity Capital SBIC LP, Eagle Point Trinity Senior Secured Lending Co.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gerald Harder by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gerald Harder is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chandler, AZ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

eaglepointcredit.com ↗ found on Trinity Capital SBIC LP (eaglepointcredit.com — same registered sponsor family (group "Eagle Point", confidence 0.87); known from issuer CIK 2160623 (adv))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Connecticut Judicial Branch case look-up ↗Arizona Judicial Branch public access ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Connecticut Secretary of State business search ↗Arizona Secretary of State business search ↗OpenCorporates ↗

Change history

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