Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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George A. Gates

Named as an officer, director or promoter on SEC Form D filings · WA · Aug 17, 2015 → Feb 15, 2024

1deal (issuers)

$19.5Mreported sold

190investors

12Form D filings

2015–2024years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

George A. Gates is listed as an executive officer, director, and promoter on 12 SEC Form D filings by 1 issuer between Jun 2012 and Feb 2024: OtoNexus Medical Technologies, Inc. (Bellevue, WA — other health care — 2012–2024; $19.5M reported sold to 190 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Mark A. Moehring (12 shared filings), Caitlin Cameron (11 shared filings), Harris Brody (10 shared filings), Marion R. Foote (10 shared filings), Rhonda F. Rhyne (9 shared filings) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around George. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 27 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for George A. Gates and found 8 differences, 2 worth asking the sponsor about: 100% of the money raised went to insiders; 67% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for George A. Gates has not run yet — it is joining a line of 58,909 names; searches run around the clock at the hosts' allowed rate. Searched so far: 666 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched George A. Gates..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

27 cases: 25 closed (disposition not in docket feed), 2 open

George K Gates closed

United States Bankruptcy Court, S.D. California · No. 24-03467 · Filed Sep 18, 2024 · Closed Dec 18, 2024

Role of George K Gates: Debtor · Outcome: Case closed 2024-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in CA (not a filing state); middle initial differs

GEORGE A GATES open

United States Bankruptcy Court, D. Arizona · No. 2:22-bk-02776 · Filed May 3, 2022

Role of GEORGE A GATES: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in AR (not a filing state)

George Gates, Jr. and Lauraetta Gates closed

United States Bankruptcy Court, W.D. Tennessee · No. 21-22748 · Filed Aug 24, 2021 · Closed Jan 31, 2022

Role of George Gates, Jr.: Debtor · Outcome: Case closed 2022-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in TN (not a filing state)

George L Gates and Emma J. Moore open

United States Bankruptcy Court, N.D. Mississippi · No. 17-13336 · Filed Sep 7, 2017

Role of George L Gates and Emma J. Moore: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in MS (not a filing state); middle initial differs

George P. Gates closed

United States Bankruptcy Court, N.D. New York · No. 15-61463 · Filed Oct 9, 2015 · Closed Jan 27, 2016

Role of George P. Gates: Debtor · Outcome: Case closed 2016-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NY (not a filing state); middle initial differs

George W Gates and Wanda L Gates closed

United States Bankruptcy Court, S.D. Ohio · No. 2:14-bk-54260 · Filed Jun 12, 2014 · Closed Oct 29, 2014

Role of George W Gates and Wanda L Gates: Debtor · Outcome: Case closed 2014-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in OH (not a filing state); middle initial differs

George W. Gates closed

United States Bankruptcy Court, D. Connecticut · No. 12-32412 · Filed Oct 27, 2012 · Closed Feb 27, 2013

Role of George W. Gates: Debtor · Outcome: Case closed 2013-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in CT (not a filing state); middle initial differs

George R. Gates and Hilda P. Fernandez closed

United States Bankruptcy Court, S.D. Texas · No. 10-20174 · Filed Feb 26, 2010 · Closed Jul 14, 2015

Role of George R. Gates and Hilda P. Fernandez: Debtor · Outcome: Case closed 2015-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in TX (not a filing state); middle initial differs

George Gates, Jr. closed

United States Bankruptcy Court, M.D. Georgia · No. 10-70272 · Filed Feb 18, 2010 · Closed Dec 11, 2012

Role of George Gates, Jr.: Debtor · Outcome: Case closed 2012-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in GA (not a filing state)

George Gates and Lauraetta Mayo Gates closed

United States Bankruptcy Court, W.D. Tennessee · No. 10-20514 · Filed Jan 18, 2010 · Closed Dec 7, 2010

Role of George Gates and Lauraetta Mayo Gates: Debtor · Outcome: Case closed 2010-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in TN (not a filing state); middle initial differs

George Gates and Lauraetta Mayo Gates closed

United States Bankruptcy Court, W.D. Tennessee · No. 05-37299 · Filed Oct 12, 2005 · Closed Apr 30, 2008

Role of George Gates and Lauraetta Mayo Gates: Debtor · Outcome: Case closed 2008-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in TN (not a filing state); middle initial differs

George Gates, Jr. closed

United States Bankruptcy Court, M.D. Georgia · No. 04-70207 · Filed Feb 10, 2004 · Closed Mar 26, 2009

Role of George Gates, Jr.: Debtor · Outcome: Case closed 2009-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in GA (not a filing state)

George H Gates closed

United States Bankruptcy Court, E.D. New York · No. 8-02-83345 · Filed May 10, 2002 · Closed Sep 24, 2002

Role of George H Gates: Debtor · Outcome: Case closed 2002-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NY (not a filing state); middle initial differs

George N. Gates closed

United States Bankruptcy Court, D. New Jersey · No. 01-17706 · Filed Aug 1, 2001 · Closed Nov 8, 2001

Role of George N. Gates: Debtor · Outcome: Case closed 2001-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NJ (not a filing state); middle initial differs

George B. Gates closed

United States Bankruptcy Court, D. Maryland · No. 01-13457 · Filed Mar 21, 2001 · Closed Jun 26, 2001

Role of George B. Gates: Debtor · Outcome: Case closed 2001-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in MD (not a filing state); middle initial differs

George Gates closed

United States Bankruptcy Court, W.D. Tennessee · No. 00-28995 · Filed Jul 27, 2000 · Closed Apr 27, 2001

Role of George Gates: Debtor · Outcome: Case closed 2001-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in TN (not a filing state)

George D. Gates and Elizabeth L. Gates closed

United States Bankruptcy Court, W.D. Kentucky · No. 98-40726 · Filed May 15, 1998 · Closed Sep 10, 1998

Role of George D. Gates and Elizabeth L. Gates: Debtor · Outcome: Case closed 1998-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in KY (not a filing state); middle initial differs

George Gates closed

United States Bankruptcy Court, N.D. Georgia · No. 98-10153 · Filed Jan 15, 1998 · Closed May 6, 1998

Role of George Gates: Debtor · Outcome: Case closed 1998-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in GA (not a filing state)

GEORGE GATES closed

United States Bankruptcy Court, D. Nevada · No. 97-26539 · Filed Aug 27, 1997 · Closed Apr 23, 1999

Role of GEORGE GATES: Debtor · Outcome: Case closed 1999-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NV (not a filing state)

George H. Gates closed

United States Bankruptcy Court, N.D. New York · No. 97-62492 · Filed Apr 24, 1997 · Closed Oct 15, 1997

Role of George H. Gates: Debtor · Outcome: Case closed 1997-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NY (not a filing state); middle initial differs

Deborah F. Gates and George W. Gates closed

United States Bankruptcy Court, N.D. New York · No. 95-61429 · Filed Apr 27, 1995 · Closed Dec 15, 1998

Role of George W. Gates: Debtor · Outcome: Case closed 1998-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in NY (not a filing state); middle initial differs

George Gates closed

United States Bankruptcy Court, S.D. Georgia · No. 95-10456 · Filed Mar 27, 1995 · Closed Aug 29, 2000

Role of George Gates: Debtor · Outcome: Case closed 2000-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in GA (not a filing state)

George O. Gates closed

United States Bankruptcy Court, D. Vermont · No. 95-10146 · Filed Mar 3, 1995 · Closed Aug 8, 1995

Role of George O. Gates: Debtor · Outcome: Case closed 1995-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in VT (not a filing state); middle initial differs

GEORGE GATES and CAREY GATES closed

United States Bankruptcy Court, N.D. Alabama · No. 92-00369 · Filed Jan 17, 1992 · Closed Aug 5, 1992

Role of GEORGE GATES and CAREY GATES: Debtor · Outcome: Case closed 1992-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in AL (not a filing state); middle initial differs

GEORGE GATES and CAREY GATES closed

United States Bankruptcy Court, N.D. Alabama · No. 88-05495 · Filed Jun 9, 1988 · Closed Jan 19, 1990

Role of GEORGE GATES and CAREY GATES: Debtor · Outcome: Case closed 1990-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in AL (not a filing state); middle initial differs

George Gates closed

United States Bankruptcy Court, M.D. Georgia · No. 86-70035 · Filed Feb 7, 1986 · Closed Apr 20, 1987

Role of George Gates: Debtor · Outcome: Case closed 1987-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in GA (not a filing state)

George L. Gates and Norma L. Gates closed

United States Bankruptcy Court, E.D. Arkansas · No. 4:83-bk-41011 · Filed Oct 17, 1983 · Closed Jan 20, 1989

Role of George L. Gates and Norma L. Gates: Debtor · Outcome: Case closed 1989-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 48 federal dockets); court in AR (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for George A. Gates — 2 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · Sep 9, 2013

100% of the money raised went to insiders — OtoNexus Medical Technologies, Inc.

The Sep 9, 2013 Form D reports $50,000 sold and $50,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 9, 2013 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Sep 9, 2013 ↗ (Sep 9, 2013)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)

Worth asking · Jun 1, 2012

67% of the money raised went to insiders — OtoNexus Medical Technologies, Inc.

The Jun 1, 2012 Form D reports $150,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jun 1, 2012 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 1, 2012 ↗ (Jun 1, 2012)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)

Note · May 18, 2012 – Feb 15, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — OtoNexus Medical Technologies, Inc. (latest filing Feb 15, 2024) · No amendment in the last 12 months on an offering that may still be open — OtoNexus Medical Technologies, Inc. (latest filing Jan 14, 2022) · No amendment in the last 12 months on an offering that may still be open — OtoNexus Medical Technologies, Inc. (latest filing Jun 4, 2021) · No amendment in the last 12 months on an offering that may still be open — OtoNexus Medical Technologies, Inc. (latest filing Jan 12, 2017) · No amendment in the last 12 months on an offering that may still be open — OtoNexus Medical Technologies, Inc. (latest filing Jun 23, 2016) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Feb 15, 2024 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗Form D · Jan 14, 2022 ↗Form D/A · Jun 4, 2021 ↗

Sources

Form D/A · Feb 15, 2024 ↗ (Feb 15, 2024)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)
Form D · Jan 14, 2022 ↗ (Jan 14, 2022)
Form D/A · Jun 4, 2021 ↗ (Jun 4, 2021)
Form D · Jan 12, 2017 ↗ (Jan 12, 2017)
Form D/A · Jun 23, 2016 ↗ (Jun 23, 2016)
Form D · Sep 9, 2013 ↗ (Sep 9, 2013)
Form D · Jun 1, 2012 ↗ (Jun 1, 2012)

Note · Sep 9, 2013 – Aug 17, 2015

George A. Gates's role changed at OtoNexus Medical Technologies, Inc.: executive officer, director, promoter → executive officer, director

The Sep 9, 2013 filing lists George A. Gates as executive officer, director, promoter; the Aug 17, 2015 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 9, 2013 ↗Form D · Aug 17, 2015 ↗George A. Gates — PartnerFacts page ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Sep 9, 2013 ↗ (Sep 9, 2013)
Form D · Aug 17, 2015 ↗ (Aug 17, 2015)
George A. Gates — PartnerFacts page ↗
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)

Note · Aug 17, 2015 – Feb 15, 2024

4 offerings changed their target amount between filings

Offering amount changed between filings — OtoNexus Medical Technologies, Inc. · Offering amount changed between filings — OtoNexus Medical Technologies, Inc. · Offering amount changed between filings — OtoNexus Medical Technologies, Inc. · Offering amount changed between filings — OtoNexus Medical Technologies, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Nov 4, 2022 ↗Form D/A (later) · Feb 15, 2024 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗Form D/A (earlier) · Mar 16, 2020 ↗

Sources

Form D (earlier) · Nov 4, 2022 ↗ (Nov 4, 2022)
Form D/A (later) · Feb 15, 2024 ↗ (Feb 15, 2024)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)
Form D/A (earlier) · Mar 16, 2020 ↗ (Mar 16, 2020)
Form D/A (later) · Jun 4, 2021 ↗ (Jun 4, 2021)
Form D (earlier) · Jan 11, 2019 ↗ (Jan 11, 2019)
Form D/A (later) · Mar 16, 2020 ↗ (Mar 16, 2020)
Form D (earlier) · Aug 17, 2015 ↗ (Aug 17, 2015)

Note · Jun 1, 2012 – Aug 17, 2015

George A. Gates is written 2 different ways on the filings

listed as "George Gates" on 2 filings (from Jun 1, 2012), and "George A. Gates" on 10 filings (from Aug 17, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 1, 2012 ↗Form D · Aug 17, 2015 ↗George A. Gates — PartnerFacts page ↗

Sources

Note · Jun 1, 2012 – Aug 17, 2015

Reported revenue range changed between filings — OtoNexus Medical Technologies, Inc.

"No Revenues" (Jun 1, 2012); then "Decline to Disclose" (Aug 17, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 1, 2012 ↗Form D · Aug 17, 2015 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Jun 1, 2012 ↗ (Jun 1, 2012)
Form D · Aug 17, 2015 ↗ (Aug 17, 2015)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)

Note · Mar 16, 2020 – Jun 4, 2021

Address moved from Seattle, WA to Bellevue, WA — OtoNexus Medical Technologies, Inc.

The people listed on the Mar 16, 2020 filing give Seattle, WA; on the Jun 4, 2021 filing they give Bellevue, WA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 16, 2020 ↗Form D/A · Jun 4, 2021 ↗OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗

Sources

Form D/A · Mar 16, 2020 ↗ (Mar 16, 2020)
Form D/A · Jun 4, 2021 ↗ (Jun 4, 2021)
OtoNexus Medical Technologies, Inc. — PartnerFacts page ↗ (Feb 15, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $150,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 15, 2024 D/A OtoNexus Medical Technologies, Inc. File 021-463970	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 14, 2022 D OtoNexus Medical Technologies, Inc. File 021-429580	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 4, 2021 D/A OtoNexus Medical Technologies, Inc. File 021-330341	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2017 D OtoNexus Medical Technologies, Inc. File 021-278310	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 23, 2016 D/A OtoNexus Medical Technologies, Inc. File 021-245942	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 9, 2013 D OtoNexus Medical Technologies, Inc. File 021-202504	$0	$0	$50,000 (est.)	None listed on this filing	EDGAR ↗
Jun 1, 2012 D OtoNexus Medical Technologies, Inc. File 021-179129	$0	$0	$100,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named George A. Gates on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

OtoNexus Medical Technologies, Inc.

Bellevue, WA · Jun 1, 2012 → Feb 15, 2024 · 12 filings

Feb 15, 2024 · D/A · $12,897,583 sold of $15,000,000 · 114 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 4, 2022 · D · $3,498,528 sold of $10,000,000 · 31 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jan 14, 2022 · D · $1,908,501 sold of $5,000,000 · 21 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jun 4, 2021 · D/A · $19,501,795 sold of $28,194,000 · 190 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Mar 16, 2020 · D/A · $9,773,955 sold of $18,194,000 · 97 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jan 11, 2019 · D · $4,406,445 sold of $8,270,000 · 44 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jan 12, 2017 · D · $7,849,073 sold of $9,230,000 · 80 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Jun 23, 2016 · D/A · $2,158,070 sold of $2,500,000 · 54 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Nov 25, 2015 · D/A · $2,158,070 sold of $2,500,000 · 54 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Aug 17, 2015 · D · $754,990 sold of $2,000,000 · 17 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
Sep 9, 2013 · D · $50,000 sold of $350,000 · 2 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗
Jun 1, 2012 · D · $150,000 sold of $750,000 · 2 investors · min. $50,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $19.5M from 190 investors (100% of the $15M target) as of the latest filing. George is listed as executive officer, director, promoter on 12 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around George 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark A. Moehring

Executive Officer, Director, Promoter · 12 shared filings (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Caitlin Cameron

Executive Officer, Director · 11 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Marion R. Foote

Director · 10 shared filings (1 issuer) · also on 5 other issuers

Marion R. Foote is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Harris Brody

Director · 10 shared filings (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Rhonda F. Rhyne

Director · 9 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Marzocco

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott Seidel

Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Doug Woodward

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stuart Platt

Director · 1 shared filing (1 issuer)

Listed on the same filings as George A. Gates. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to George A. Gates by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers George A. Gates is listed on: none on file. No website or social profile named in OtoNexus Medical Technologies, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #106,165 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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George A. Gates

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

100% of the money raised went to insiders — OtoNexus Medical Technologies, Inc.

67% of the money raised went to insiders — OtoNexus Medical Technologies, Inc.

7 offerings have no amendment in the last 12 months and may still be open

George A. Gates's role changed at OtoNexus Medical Technologies, Inc.: executive officer, director, promoter → executive officer, director

4 offerings changed their target amount between filings

George A. Gates is written 2 different ways on the filings

Reported revenue range changed between filings — OtoNexus Medical Technologies, Inc.

Address moved from Seattle, WA to Bellevue, WA — OtoNexus Medical Technologies, Inc.

5. Money to insiders

Deals 1

People around George 9

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Courts

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Business registries

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