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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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George Brown

Named as an officer, director or promoter on SEC Form D filings · IL · Dec 10, 2009 → Jan 3, 2014

11deals (issuers)
$937.9Mreported sold
3,198investors
39Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

George Brown is listed as an executive officer, director, and promoter on 39 SEC Form D filings by 11 issuers between Dec 2009 and Jan 2014. Largest by amount reported sold: ALPHAMOSAIC (US) LLC (Chicago, IL — pooled investment fund — 2010–2013; $591.8M reported sold to 349 investors), AlphaMetrix Managed Futures LLC (Chicago, IL — pooled investment fund — 2009–2013; $138.7M reported sold to 1,366 investors), AlphaMetrix Managed Futures III LLC (Chicago, IL — pooled investment fund — 2010–2013; $113.3M reported sold to 1,371 investors), ALPHATOEWS LLC (Chicago, IL — pooled investment fund — 2013; $46.4M reported sold to 1 investors), AlphaMosaic SPC (Chicago, IL — pooled investment fund — 2010–2013; $24.1M reported sold to 12 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer, director, and promoter, over about 5 years. Across those companies the filings report $937.9M sold in total.

Listed alongside AlphaMetrix, LLC (28 shared filings, management entity), David Young (27 shared filings), Aleks Kins (24 shared filings), Aleksis Aldis Kins (10 shared filings), Dennis R Zarr (7 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around George. Each name links to their own page.

9 of the issuers belong to the sponsor group Alphametrix Managed Futures (9 issuers, $936.9M reported sold, 2008–2013).

What this means A sponsor group is one team that sets up a new company for each deal. Alphametrix Managed Futures has 9 companies on file and $936.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 37 bankruptcy cases matching the name listed in Key records below.

What this means 38 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for George Brown and found 15 differences: Form D filed 20 days after the first sale; Offering amount lowered between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for George Brown has not run yet — it is joining a line of 6,264 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

George P. Brown Administrative proceeding
SEC · Nov 13, 2015 · Parties as named in the release: George P. Brown Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched George Brown..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

37 cases: 1 open, 36 closed (disposition not in docket feed)

George W. Brown, IV open
United States Bankruptcy Court, E.D. Virginia · No. 25-51184 · Filed Dec 8, 2025
Role of George W. Brown, IV: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George F. Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 19-22484 · Filed Aug 9, 2019 · Closed Jan 14, 2021
Role of George F. Brown: Debtor · Outcome: Case closed 2021-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 19-03112 · Filed Feb 6, 2019 · Closed Mar 28, 2019
Role of George Brown, Jr.: Debtor · Outcome: Case closed 2019-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown and Bobbie J Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 18-20638 · Filed Jul 24, 2018 · Closed Oct 25, 2018
Role of George Brown and Bobbie J Brown: Debtor · Outcome: Case closed 2018-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George B Brown, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 18-03544 · Filed Feb 8, 2018 · Closed Oct 16, 2019
Role of George B Brown, Jr.: Debtor · Outcome: Case closed 2019-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George E. Brown, Jr. closed
United States Bankruptcy Court, E.D. Virginia · No. 17-35865 · Filed Nov 27, 2017 · Closed Mar 12, 2018
Role of George E. Brown, Jr.: Debtor · Outcome: Case closed 2018-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 16-33635 · Filed Oct 21, 2016 · Closed Nov 21, 2017
Role of George Brown: Debtor · Outcome: Case closed 2017-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 16-07506 · Filed Mar 4, 2016 · Closed Jun 2, 2016
Role of George A Brown: Debtor · Outcome: Case closed 2016-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown and Deborah Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 15-08217 · Filed Mar 9, 2015 · Closed Jun 6, 2019
Role of George Brown and Deborah Brown: Debtor · Outcome: Case closed 2019-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George B Brown and Connie A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 14-33359 · Filed Sep 12, 2014 · Closed Dec 15, 2014
Role of George B Brown and Connie A Brown: Debtor · Outcome: Case closed 2014-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George T Brown and Pamela A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 13-38436 · Filed Sep 30, 2013 · Closed Mar 23, 2016
Role of George T Brown and Pamela A Brown: Debtor · Outcome: Case closed 2016-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George L Brown and Jo Ann J Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 13-33316 · Filed Jun 17, 2013 · Closed Dec 15, 2016
Role of George L Brown and Jo Ann J Brown: Debtor · Outcome: Case closed 2016-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George L Brown and Ravon M Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 11-41387 · Filed Oct 11, 2011 · Closed May 25, 2012
Role of George L Brown and Ravon M Brown: Debtor · Outcome: Case closed 2012-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 11-32550 · Filed Aug 9, 2011 · Closed Dec 8, 2011
Role of George Brown: Debtor · Outcome: Case closed 2011-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George T Brown and Pamela A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 11-32166 · Filed Aug 5, 2011 · Closed Jan 13, 2014
Role of George T Brown and Pamela A Brown: Debtor · Outcome: Case closed 2014-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George O Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 11-22288 · Filed May 26, 2011 · Closed Sep 12, 2011
Role of George O Brown: Debtor · Outcome: Case closed 2011-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George L Brown and Ravon M Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 10-40139 · Filed Sep 7, 2010 · Closed Jun 9, 2011
Role of George L Brown and Ravon M Brown: Debtor · Outcome: Case closed 2011-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George L Brown and Jo Ann J Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 10-34657 · Filed Jul 1, 2010 · Closed Apr 16, 2013
Role of George L Brown and Jo Ann J Brown: Debtor · Outcome: Case closed 2013-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George G. Brown and Evelyn P. Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 10-32400 · Filed Apr 2, 2010 · Closed Sep 5, 2012
Role of George G. Brown and Evelyn P. Brown: Debtor · Outcome: Case closed 2012-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George E. Brown Jr. closed
United States Bankruptcy Court, C.D. Illinois · No. 09-92705 · Filed Dec 31, 2009 · Closed May 6, 2010
Role of George E. Brown Jr.: Debtor · Outcome: Case closed 2010-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George L Brown and Sheilia D Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 09-38267 · Filed Dec 18, 2009 · Closed Apr 9, 2010
Role of George L Brown and Sheilia D Brown: Debtor · Outcome: Case closed 2010-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George E Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 08-20219 · Filed Aug 1, 2008 · Closed Dec 23, 2009
Role of George E Brown: Debtor · Outcome: Case closed 2009-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George F. Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 08-18182 · Filed Jul 15, 2008 · Closed Aug 17, 2009
Role of George F. Brown: Debtor · Outcome: Case closed 2009-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 08-70061 · Filed Jan 8, 2008 · Closed Apr 18, 2008
Role of George Brown: Debtor · Outcome: Case closed 2008-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George A Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 07-03903 · Filed Mar 6, 2007 · Closed Jun 29, 2007
Role of George A Brown: Debtor · Outcome: Case closed 2007-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George R Brown and Lottie J Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 07-03826 · Filed Mar 5, 2007 · Closed May 30, 2012
Role of George R Brown and Lottie J Brown: Debtor · Outcome: Case closed 2012-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George E. Brown closed
United States Bankruptcy Court, S.D. Illinois · No. 06-31004 · Filed Jun 29, 2006 · Closed Oct 27, 2006
Role of George E. Brown: Debtor · Outcome: Case closed 2006-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George W Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 05-41783 · Filed Oct 14, 2005 · Closed Feb 13, 2006
Role of George W Brown: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
George E Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 05-46062 · Filed Oct 7, 2005 · Closed Feb 13, 2006
Role of George E Brown: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George E Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 05-20349 · Filed May 20, 2005 · Closed Sep 16, 2005
Role of George E Brown: Debtor · Outcome: Case closed 2005-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 05-19893 · Filed May 18, 2005 · Closed Aug 10, 2005
Role of George Brown: Debtor · Outcome: Case closed 2005-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George M Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 05-11104 · Filed Mar 25, 2005 · Closed Jul 18, 2005
Role of George M Brown: Debtor · Outcome: Case closed 2005-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George W Brown and Barbara C Brown closed
United States Bankruptcy Court, C.D. Illinois · No. 04-73879 · Filed Sep 1, 2004 · Closed Dec 17, 2004
Role of George W Brown and Barbara C Brown: Debtor · Outcome: Case closed 2004-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George Brown, Sr and Gloria Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 04-30366 · Filed Aug 16, 2004 · Closed Dec 6, 2004
Role of George Brown, Sr: Debtor · Outcome: Case closed 2004-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George M Brown and Kathy D Brown closed
United States Bankruptcy Court, C.D. Illinois · No. 04-70327 · Filed Jan 29, 2004 · Closed Sep 28, 2004
Role of George M Brown and Kathy D Brown: Debtor · Outcome: Case closed 2004-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George C.P. Brown and Julia K Brown closed
United States Bankruptcy Court, N.D. Illinois · No. 03-35155 · Filed Aug 26, 2003 · Closed Apr 14, 2004
Role of George C.P. Brown and Julia K Brown: Debtor · Outcome: Case closed 2004-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (IL)
George M. Brown and Beverley A. Brown closed
United States Bankruptcy Court, E.D. Virginia · No. 03-70889 · Filed Feb 7, 2003 · Closed May 9, 2006
Role of George M. Brown and Beverley A. Brown: Debtor · Outcome: Case closed 2006-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1038 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for George Brown (compared 39 filings on Oct 24, 2026)

Note · Dec 1, 2009 – Dec 21, 2009

Form D filed 20 days after the first sale — AlphaMetrix Managed Futures II LLC

The filing says the first sale was Dec 1, 2009. The Form D was filed Dec 21, 2009 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 21, 2009 ↗AlphaMetrix Managed Futures II LLC — PartnerFacts page ↗
Sources
Note · Aug 5, 2013 – Nov 25, 2013

Offering amount lowered between filings — NOVA SECURITY GROUP, INC.

The Aug 5, 2013 filing says $5,000,000 offered; the Nov 25, 2013 Form D/A says $1,050,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 5, 2013 ↗Form D/A (later) · Nov 25, 2013 ↗NOVA SECURITY GROUP, INC. — PartnerFacts page ↗
Sources
Note · Dec 1, 2006 – Apr 15, 2013

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ALPHATOEWS LLC (latest filing Apr 15, 2013) · No amendment in the last 12 months on an offering that may still be open — AlphaMosaic SPC (latest filing Apr 12, 2013) · No amendment in the last 12 months on an offering that may still be open — ALPHAMOSAIC (US) LLC (latest filing Apr 12, 2013) · No amendment in the last 12 months on an offering that may still be open — AlphaMetrix Managed Futures II LLC (latest filing Apr 9, 2013) · No amendment in the last 12 months on an offering that may still be open — AlphaMetrix Managed Futures III LLC (latest filing Apr 9, 2013) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 15, 2013 ↗ALPHATOEWS LLC — PartnerFacts page ↗Form D/A · Apr 12, 2013 ↗AlphaMosaic SPC — PartnerFacts page ↗
Sources
Note · Dec 10, 2009 – Apr 14, 2010

George Brown is written 3 different ways on the filings

listed as "George Brown" on 25 filings (from Dec 10, 2009), and "George J Brown" on 4 filings (from Dec 21, 2009), and "George Jarvis Brown" on 10 filings (from Apr 14, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Dec 10, 2009 ↗Form D · Dec 21, 2009 ↗Form D/A · Apr 14, 2010 ↗George Brown — PartnerFacts page ↗
Sources
Note · Jul 14, 2017 – Jan 12, 2023

Same name, different state: "George Brown" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "George Brown" with address state CA, is listed on 3 filings — most recently by Tahoe Spirits, Inc. (Jan 12, 2023). The two records do not overlap in time: this page runs Dec 10, 2009 to Jan 3, 2014; the other runs Jul 14, 2017 to Jan 12, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

George Brown (CA) — PartnerFacts page ↗Form D · Jan 12, 2023 ↗Tahoe Spirits, Inc. — PartnerFacts page ↗George Brown (IL) — this page ↗
Sources
Note · Jun 6, 2016

Same name, different state: "George Brown" (TN) is a separate record

This page covers filings where the address state is IL. A separate record, "George Brown" with address state TN, is listed on 1 filing — most recently by Aegle Gear, LLC (Jun 6, 2016). The two records do not overlap in time: this page runs Dec 10, 2009 to Jan 3, 2014; the other has one filing dated Jun 6, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

George Brown (TN) — PartnerFacts page ↗Form D · Jun 6, 2016 ↗Aegle Gear, LLC — PartnerFacts page ↗George Brown (IL) — this page ↗
Sources
Note · Aug 8, 2013

Same name, different state: "George R. Brown, Jr." (FL) is a separate record

This page covers filings where the address state is IL. A separate record, "George R. Brown, Jr." with address state FL, is listed on 1 filing — most recently by New Chelsea Commons, LLC (Aug 8, 2013). Both records have filings in the same period (Aug 8, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

George R. Brown, Jr. (FL) — PartnerFacts page ↗Form D · Aug 8, 2013 ↗New Chelsea Commons, LLC — PartnerFacts page ↗George Brown (IL) — this page ↗
Sources
Note · Oct 30, 2009

Same name, different state: "George Philip Brown" (PA) is a separate record

This page covers filings where the address state is IL. A separate record, "George Philip Brown" with address state PA, is listed on 1 filing — most recently by Wealth Maintenance Organization LLC (Oct 30, 2009). The two records do not overlap in time: this page runs Dec 10, 2009 to Jan 3, 2014; the other has one filing dated Oct 30, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

George Philip Brown (PA) — PartnerFacts page ↗Form D · Oct 30, 2009 ↗Wealth Maintenance Organization LLC — PartnerFacts page ↗George Brown (IL) — this page ↗
Sources
Note · May 14, 2013 – Jan 3, 2014

Address moved from Oak Brook, IL to Oakbrook, IL — NOVA ELECTRIC IMMOBILIZATION DEVICES PLC

The people listed on the May 14, 2013 filing give Oak Brook, IL; on the Jan 3, 2014 filing they give Oakbrook, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 14, 2013 ↗Form D · Jan 3, 2014 ↗NOVA ELECTRIC IMMOBILIZATION DEVICES PLC — PartnerFacts page ↗
Sources
Note · Jul 15, 2009 – Apr 15, 2010

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Chicago, IL — AlphaMosaic SPC

The people listed on the Jul 15, 2009 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Apr 15, 2010 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 15, 2009 ↗Form D/A · Apr 15, 2010 ↗AlphaMosaic SPC — PartnerFacts page ↗
Sources
Note · May 19, 2009 – Apr 15, 2010

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Chicago, IL — AlternativeEdge Short-Term Traders Index Tracker Fund Ltd.

The people listed on the May 19, 2009 filing give Grand Cayman, Cayman Islands (as filed: E9); on the Apr 15, 2010 filing they give Chicago, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 19, 2009 ↗Form D/A · Apr 15, 2010 ↗AlternativeEdge Short-Term Traders Index Tracker Fund Ltd. — PartnerFacts page ↗
Sources
Note · Mar 18, 2013 – Jan 3, 2014

Reported revenue range changed between filings — NOVA ELECTRIC IMMOBILIZATION DEVICES PLC

"$1,000,001 - $5,000,000" (Mar 18, 2013); then "$1 - $1,000,000" (Jan 3, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 18, 2013 ↗Form D · Jan 3, 2014 ↗NOVA ELECTRIC IMMOBILIZATION DEVICES PLC — PartnerFacts page ↗
Sources
Note · Nov 4, 2008 – May 19, 2009

Reported net asset value range changed between filings — AlternativeEdge Short-Term Traders Index Tracker Fund Ltd.

"No Aggregate Net Asset Value" (Nov 4, 2008); then "Decline to Disclose" (May 19, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 4, 2008 ↗Form D/A · May 19, 2009 ↗AlternativeEdge Short-Term Traders Index Tracker Fund Ltd. — PartnerFacts page ↗
Sources
Note · Nov 25, 2008 – May 19, 2009

Reported net asset value range changed between filings — AlternativeEdge Short-Term Traders Index Tracker Fund LLC

"No Aggregate Net Asset Value" (Nov 25, 2008); then "Decline to Disclose" (May 19, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 25, 2008 ↗Form D/A · May 19, 2009 ↗AlternativeEdge Short-Term Traders Index Tracker Fund LLC — PartnerFacts page ↗
Sources
Note · Aug 5, 2013 – Nov 25, 2013

Minimum investment changed between filings — NOVA SECURITY GROUP, INC.

The Aug 5, 2013 filing lists a minimum of $25,000; the Nov 25, 2013 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 5, 2013 ↗Form D/A (later) · Nov 25, 2013 ↗NOVA SECURITY GROUP, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

8 of 13 offerings report sales commissions totalling $5,639,944; 1 reports finder's fees totalling $26,000; 1 reports proceeds to related persons totalling $210,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 3, 2014 D
NOVA ELECTRIC IMMOBILIZATION DEVICES PLC
File 021-209198
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D/A
NOVA SECURITY GROUP, INC.
File 021-200727
$0$26,000 (est.)$210,000 (est.)None listed on this filingEDGAR ↗
May 14, 2013 D
NOVA ELECTRIC IMMOBILIZATION DEVICES PLC
File 021-196420
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2013 D
ALPHATOEWS LLC
File 021-195028
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2013 D/A
ALPHAMOSAIC (US) LLC
File 021-115280
$2,000,000 (est.)$0$0MIDAMERICA FINANCIAL SERVICES INC. BrokerCheck CRD 47351 ↗
via MIDAMERICA FINANCIAL SERVICES INC. (CRD 47351 ↗)

UHLMANN PRICE SECURITIES LLC BrokerCheck CRD 42854 ↗
via UHLMANN PRICE SECURITIES LLC (CRD 42854 ↗)
EDGAR ↗
Apr 12, 2013 D/A
AlphaMosaic SPC
File 021-132742
$200,000 (est.)$0$0MidAmerica Financial Services Inc. BrokerCheck CRD 47351 ↗
via MidAmerica Financial Services Inc. (CRD 47351 ↗)

Uhlmann Price Securities LLC BrokerCheck CRD 42854 ↗
via Uhlmann Price Securities LLC (CRD 42854 ↗)
EDGAR ↗
Apr 9, 2013 D/A
AlphaMetrix Managed Futures LLC
File 021-125204
$2,144,944 (est.)$0$0UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗EDGAR ↗
Apr 9, 2013 D/A
AlphaMetrix Managed Futures II LLC
File 021-137069
$185,000 (est.)$0$0Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗EDGAR ↗
Apr 9, 2013 D/A
AlphaMetrix Managed Futures III LLC
File 021-137780
$510,000 (est.)$0$0Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗
Wells Fargo Advisors Financial Network, LLC BrokerCheck CRD 11025 ↗
MidAmerica Financial Services Inc. BrokerCheck CRD 47351 ↗
Benjamin F. Edwards & Company, Inc. BrokerCheck CRD 146936 ↗		EDGAR ↗
Mar 18, 2013 D
NOVA ELECTRIC IMMOBILIZATION DEVICES PLC
File 021-193474
$0$0$0
NO PROCEEDS FROM ISSUANCE
None listed on this filingEDGAR ↗
Nov 30, 2011 D/A
AlphaMetrix Managed Futures IV LLC
File 021-145682
$200,000 (est.)$0$0BEST DIRECT SECURITIES LLC BrokerCheck CRD 146053 ↗
via BEST DIRECT SECURITIES LLC (CRD 146053 ↗)

FINANCIAL NETWORK INVESTMENT CORPORATION BrokerCheck CRD 13572 ↗
via FINANCIAL NETWORK INVESTMENT CORPORATION (CRD 13572 ↗)

MULTI-FINANCIAL SECURITIES CORPORATION BrokerCheck CRD 10299 ↗
via MULTI-FINANCIAL SECURITIES CORPORATION (CRD 10299 ↗)

PRIMEVEST FINANCIAL SERVICES INC. BrokerCheck CRD 15340 ↗
via PRIMEVEST FINANCIAL SERVICES INC. (CRD 15340 ↗)
EDGAR ↗
Apr 15, 2010 D/A
AlternativeEdge Short-Term Traders Index Tracker Fund LLC
File 021-124545
$200,000 (est.)$0$0MidAmerica Financial Services, Inc. BrokerCheck CRD 47351 ↗
via MidAmerica Financial Services, Inc. (CRD 47351 ↗)

Mt. Rushmore Securities LLC BrokerCheck CRD 130955 ↗
via Mt. Rushmore Securities LLC (CRD 130955 ↗)

Uhlmann Price Securities, LLC BrokerCheck CRD 42854 ↗
via Uhlmann Price Securities, LLC (CRD 42854 ↗)

Maymont Partners, Inc. BrokerCheck CRD 120536 ↗
via Maymont Partners, Inc. (CRD 120536 ↗)

Andes Capital Group, LLC BrokerCheck CRD 139212 ↗
via Andes Capital Group, LLC (CRD 139212 ↗)
EDGAR ↗
Apr 15, 2010 D/A
AlternativeEdge Short-Term Traders Index Tracker Fund Ltd.
File 021-124168
$200,000 (est.)$0$0MidAmerica Financial Services Inc. BrokerCheck CRD 47351 ↗
via MidAmerica Financial Services Inc. (CRD 47351 ↗)

Mt. Rushmore Securities LLC BrokerCheck CRD 130955 ↗
via Mt. Rushmore Securities LLC (CRD 130955 ↗)

Uhlmann Price Securities LLC BrokerCheck CRD 42854 ↗
via Uhlmann Price Securities LLC (CRD 42854 ↗)

Maymont Partners Inc. BrokerCheck CRD 120536 ↗
via Maymont Partners Inc. (CRD 120536 ↗)

Andes Capital Group LLC BrokerCheck CRD 139212 ↗
via Andes Capital Group LLC (CRD 139212 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named George Brown on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NE
Manufacturing

NOVA ELECTRIC IMMOBILIZATION DEVICES PLC

Arlington, VA · Mar 18, 2013 → Jan 3, 2014 · 3 filings
  • Jan 3, 2014 · D · $0 sold of $133,032 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (CHIEF EXECUTIVE OFFICER AND CHAIRMAN) EDGAR ↗
  • May 14, 2013 · D · $0 sold of $100,000 · 0 investors · min. $100,000 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 18, 2013 · D · $0 sold of $95,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $5,000 from 1 investor (4% of the $133K target) as of the latest filing. George is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NS
Manufacturing

NOVA SECURITY GROUP, INC.

Oak Brook, IL · Aug 5, 2013 → Nov 25, 2013 · 2 filings
  • Nov 25, 2013 · D/A · $1,050,000 sold of $1,050,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 5, 2013 · D · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1.05M (100% of the $1.05M target) as of the latest filing. George is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Pooled Investment Fund · group: Alphametrix Managed Futures

ALPHATOEWS LLC

Chicago, IL · Apr 15, 2013
  • Apr 15, 2013 · D · $46,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER OF ALPHAMETRIX,LLC, THE SPONSOR OF THE ISSUER) EDGAR ↗

Raised $46.4M from 1 investor as of the latest filing. George is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AU
Pooled Investment Fund · group: Alphametrix Managed Futures

ALPHAMOSAIC (US) LLC

Chicago, IL · Apr 14, 2010 → Apr 12, 2013 · 4 filings
  • Apr 12, 2013 · D/A · $591,824,024 sold of Indefinite · 349 investors · min. $100,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER OF ALPHAMETRIX, LLC, THE SPONSOR AND SOLE MANAGER OF THE ISSUER) EDGAR ↗
  • Apr 13, 2012 · D/A · $449,745,836 sold of Indefinite · 261 investors · min. $100,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER OF ALPHAMETRIX, LLC, THE SPONSOR AND SOLE MANAGER OF THE ISSUER) EDGAR ↗
  • Apr 13, 2011 · D/A · $327,428,875 sold of Indefinite · 217 investors · min. $100,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER OF ALPHAMETRIX, LLC, THE SPONSOR AND SOLE MANAGER OF THE ISSUER) EDGAR ↗
  • Apr 14, 2010 · D/A · $188,613,738 sold of Indefinite · 162 investors · min. $100,000 · role: Executive Officer (CHIEF FINANCIAL OFFICER OF ALPHAMETRIX, LLC, THE SPONSOR AND SOLE MANAGER OF THE ISSUER) EDGAR ↗

Raised $591.8M from 349 investors as of the latest filing. George is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Pooled Investment Fund · group: Alphametrix Managed Futures

AlphaMosaic SPC

Chicago, IL · Apr 15, 2010 → Apr 12, 2013 · 4 filings
  • Apr 12, 2013 · D/A · $24,080,883 sold of Indefinite · 12 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor of the Issuer) EDGAR ↗
  • Apr 13, 2012 · D/A · $15,380,883 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor of the Issuer) EDGAR ↗
  • Apr 13, 2011 · D/A · $12,086,730 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor of the Issuer) EDGAR ↗
  • Apr 15, 2010 · D/A · $5,879,384 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor of the Issuer) EDGAR ↗

Raised $24.1M from 12 investors as of the latest filing. George is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alphametrix Managed Futures

AlphaMetrix Managed Futures LLC

Chicago, IL · Dec 10, 2009 → Apr 9, 2013 · 7 filings
  • Apr 9, 2013 · D/A · $138,692,136 sold of Indefinite · 1,366 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2012 · D/A · $129,002,487 sold of Indefinite · 1,247 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 11, 2011 · D/A · $105,092,807 sold of Indefinite · 970 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2010 · D/A · $91,291,356 sold of Indefinite · 798 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Mar 5, 2010 · D/A · $91,291,356 sold of Indefinite · 798 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Dec 10, 2009 · D/A · $91,291,356 sold of Indefinite · 798 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Dec 10, 2009 · D/A · $91,291,356 sold of Indefinite · 798 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗

Raised $138.7M from 1,366 investors as of the latest filing. George is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alphametrix Managed Futures

AlphaMetrix Managed Futures III LLC

Chicago, IL · Jan 13, 2010 → Apr 9, 2013 · 6 filings
  • Apr 9, 2013 · D/A · $113,297,289 sold of Indefinite · 1,371 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2012 · D/A · $85,609,301 sold of Indefinite · 1,045 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 12, 2011 · D/A · $25,386,219 sold of Indefinite · 382 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2010 · D/A · $232,500 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Mar 5, 2010 · D/A · $232,500 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Jan 13, 2010 · D · $232,500 sold of Indefinite · 8 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗

Raised $113.3M from 1,371 investors as of the latest filing. George is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alphametrix Managed Futures

AlphaMetrix Managed Futures II LLC

Chicago, IL · Dec 21, 2009 → Apr 9, 2013 · 6 filings
  • Apr 9, 2013 · D/A · $15,066,520 sold of Indefinite · 80 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2012 · D/A · $12,630,840 sold of Indefinite · 68 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 12, 2011 · D/A · $9,177,010 sold of Indefinite · 44 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Apr 9, 2010 · D/A · $2,303,000 sold of Indefinite · 17 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Mar 5, 2010 · D/A · $2,303,000 sold of Indefinite · 17 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗
  • Dec 21, 2009 · D · $2,303,000 sold of Indefinite · 17 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of the Sponsor) EDGAR ↗

Raised $15.1M from 80 investors as of the latest filing. George is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AM
Pooled Investment Fund · group: Alphametrix Managed Futures

AlphaMetrix Managed Futures IV LLC

Chicago, IL · Jul 29, 2010 → Nov 30, 2011 · 4 filings
  • Nov 30, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor and Sole Manager of the Issuer) EDGAR ↗
  • Nov 3, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor and Sole Manager of the Issuer) EDGAR ↗
  • Nov 2, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor and Sole Manager of the Issuer) EDGAR ↗
  • Jul 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor and Sole Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. George is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Pooled Investment Fund · group: Alphametrix Managed Futures

AlternativeEdge Short-Term Traders Index Tracker Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2010
  • Apr 15, 2010 · D/A · $669,020 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor of the Issuer) EDGAR ↗

Raised $669K from 3 investors as of the latest filing. George is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Pooled Investment Fund · group: Alphametrix Managed Futures

AlternativeEdge Short-Term Traders Index Tracker Fund LLC

Chicago, IL · Apr 15, 2010
  • Apr 15, 2010 · D/A · $6,825,343 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of AlphaMetrix LLC, the Sponsor and Sole Manager of the Issuer) EDGAR ↗

Raised $6.83M from 15 investors as of the latest filing. George is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • George Brown — CA, 2 issuers, Jul 14, 2017 → Jan 12, 2023 · no shared issuer
  • George Philip Brown — PA, 1 issuer, Oct 30, 2009 → Oct 30, 2009 · no shared issuer
  • George R. Brown, Jr. — FL, 1 issuer, Aug 8, 2013 → Aug 8, 2013 · no shared issuer
  • George Brown — TN, 1 issuer, Jun 6, 2016 → Jun 6, 2016 · no shared issuer

People around George 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

A
Management entity

AlphaMetrix, LLC

Promoter · 28 shared filings (7 issuers)

AlphaMetrix, LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

David Young

Executive Officer · 27 shared filings (9 issuers) · also on 113 other issuers

David Young is on 122 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aleks Kins

Executive Officer · 24 shared filings (5 issuers) · also on 4 other issuers

Aleks Kins is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Aleksis Aldis Kins

Executive Officer, Promoter · 10 shared filings (4 issuers)

Listed on the same filings as George Brown. Their page shows their other deals.

DZ
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis R Zarr

Executive Officer · 7 shared filings (3 issuers)

Listed on the same filings as George Brown. Their page shows their other deals.

LT
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Marie Tamburini

Executive Officer · 6 shared filings (5 issuers)

Lisa Marie Tamburini is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John Fleming

Director · 5 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as George Brown. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Garry Wilkins

Director · 5 shared filings (2 issuers)

Listed on the same filings as George Brown. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

AATIF RAHMAN

Director, Executive Officer, Promoter · 5 shared filings (2 issuers)

Listed on the same filings as George Brown. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

KEN BROWN

Director, Promoter · 4 shared filings (2 issuers)

Listed on the same filings as George Brown. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN MCDERMIT

Executive Officer, Director, Promoter · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as George Brown. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

JEFFREY GUZY

Promoter · 1 shared filing (1 issuer) · also on 5 other issuers

JEFFREY GUZY is on 6 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

AM
Sponsor group

Alphametrix Managed Futures

9 issuers · 41 filings · $936.9M reported sold · 2008–2013

One team, 9 deal companies. George Brown is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name George Brown.

Registrations and other filings

Adviser registration (Form ADV)

None of the 11 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to George Brown by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers George Brown is listed on: none on file. No website or social profile named in ALPHAMOSAIC (US) LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #332,054 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Virginia Secretary of State business search ↗OpenCorporates ↗

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