Geoff Stephen is listed as an executive officer, director, and promoter on 6 SEC Form D filings by 3 issuers between Nov 2017 and Oct 2021: ABW Equity & Notes, LLC (Centennial, CO — commercial — 2019–2021; $2.34M reported sold to 46 investors), ABW Growth & Income Fund 7, LLC (Denver, CO — commercial — 2017; $1.34M reported sold to 37 investors) and ABW Saraland Growth Fund 8, LLC (Centennial, CO — commercial — 2021; $650K reported sold to 13 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, director, and promoter, over about 4 years. Across those companies the filings report $4.33M sold in total.
Listed alongside James M. Flint (6 shared filings) and Richard Downey (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Geoff. Each name links to their own page.
All 3 issuers belong to the sponsor group Abw (5 issuers, $6.3M reported sold, 2016–2021).
What this means A sponsor group is one team that sets up a new company for each deal. Abw has 5 companies on file and $6.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for Geoff Stephen and found 8 differences, 2 worth asking the sponsor about: 1000% of the money raised went to insiders; Form D filed 646 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.