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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:24 AM ET

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Gavin Baker

Named as an officer, director or promoter on SEC Form D filings · MA, CA · Nov 15, 2019 → Oct 16, 2026

45deals (issuers)
$5.24Breported sold
3,926investors
55Form D filings
2019–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gavin Baker is listed as an executive officer, director, and promoter on 55 SEC Form D filings by 45 issuers between May 2019 and Oct 2026. Largest by amount reported sold: Atreides Foundation Fund, LP (Boston, MA — pooled investment fund — 2019–2026; $1.89B reported sold to 692 investors), VALOR ATREIDES AI I L.P. (Chicago, IL — pooled investment fund — 2025–2026; $758.7M reported sold to 664 investors), VALOR ATREIDES AI I-B L.P. (Chicago, IL — pooled investment fund — 2025–2026; $758.7M reported sold to 63 investors), Celero Communications, Inc. (Irvine, CA — other technology — 2026; $273M reported sold to 48 investors), Atreides Special Circumstances Fund, LLC - Series Y DIs (Boston, MA — pooled investment fund — 2026; $203.8M reported sold to 312 investors) and 40 more (all listed below).

What this means That is a lot of deals — 45 separate companies raised money with this person listed as executive officer, director, and promoter, over about 7 years. Across those companies the filings report $5.24B sold in total.

Listed alongside Atreides Management, LP (40 shared filings, management entity), Laura Malone (36 shared filings), Atreides Special Circumstances, LLC (24 shared filings, management entity), David Finn (9 shared filings), Atreides Foundation Fund GP LLC (8 shared filings, management entity) and 31 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gavin. Each name links to their own page.

41 of the issuers belong to the sponsor group Atreides (129 issuers, $26.78B reported sold, 2015–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Atreides has 129 companies on file and $26.78B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 55 public filings for Gavin Baker and found 12 differences, 2 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; 14 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gavin Baker has not run yet — it is #31,335 of 53,349 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gavin Baker..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Gavin M. Baker closed
United States Bankruptcy Court, E.D. Arkansas · No. 5:13-bk-14772 · Filed Aug 26, 2013 · Closed Oct 26, 2018
Role of Gavin M. Baker: Debtor · Outcome: Case closed 2018-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in AR (not a filing state)
Gavin W. Baker closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 00-16194 · Filed May 12, 2000 · Closed Mar 13, 2001
Role of Gavin W. Baker: Debtor · Outcome: Case closed 2001-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Gavin Baker — 2 worth asking about (compared the newest 50 of 55 filings on Oct 24, 2026; older filings not covered)

Note · Dec 21, 1990 – Sep 10, 1994

Bankruptcy case: General Electric Capital Corporation v. Yousefi — filed Dec 21, 1990

United States Bankruptcy Court, S.D. California docket "General Electric Capital Corporation v. Yousefi" filed Dec 21, 1990, closed Sep 10, 1994. Nariman Yousefi (listed on the same filings) is listed as Defendant ("Yousefi"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Nariman Yousefi — PartnerFacts page ↗
Sources
Note · Jan 7, 1991 – Apr 8, 1993

Bankruptcy case: Bank of America National Trust and Savings Associa v. Yousefi — filed Jan 7, 1991

United States Bankruptcy Court, S.D. California docket "Bank of America National Trust and Savings Associa v. Yousefi" filed Jan 7, 1991, closed Apr 8, 1993. Nariman Yousefi (listed on the same filings) is listed as Defendant ("Yousefi"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Nariman Yousefi — PartnerFacts page ↗
Sources
Note · Jan 4, 1991 – Apr 8, 1993

Bankruptcy case: American Express Travel Related Services Co., Inc. v. Yousefi — filed Jan 4, 1991

United States Bankruptcy Court, S.D. California docket "American Express Travel Related Services Co., Inc. v. Yousefi" filed Jan 4, 1991, closed Apr 8, 1993. Nariman Yousefi (listed on the same filings) is listed as Defendant ("Yousefi"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗Nariman Yousefi — PartnerFacts page ↗
Sources
Worth asking · Feb 5, 2026

4 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Compass Group Global Advisors S.A. — VALOR ATREIDES AI I L.P. · Paid seller listed without a CRD number: UBS Switzerland AG — VALOR ATREIDES AI I L.P. · Paid seller listed without a CRD number: Compass Group Global Advisors S.A. — VALOR ATREIDES AI I-B L.P. · Paid seller listed without a CRD number: UBS Switzerland AG — VALOR ATREIDES AI I-B L.P.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Feb 5, 2026 ↗BrokerCheck search: Compass Group Global Advisors S.A. ↗VALOR ATREIDES AI I L.P. — PartnerFacts page ↗BrokerCheck search: UBS Switzerland AG ↗
Sources
Worth asking · Jan 4, 2021 – Oct 1, 2026

14 Form Ds were filed more than 15 days after the first sale

Form D filed 76 days after the first sale — CScale, Inc. · Form D filed 168 days after the first sale — Atreides Special Circumstances Fund, LLC - Series L DIs · Form D filed 43 days after the first sale — Celero Communications, Inc. · Form D filed 17 days after the first sale — Atreides Lookfar Fund, LLC - Series 1 · Form D filed 16 days after the first sale — Atreides Special Circumstances Fund, LLC - Series W DIs · and 9 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 1, 2026 ↗CScale, Inc. — PartnerFacts page ↗Form D · Dec 30, 2021 ↗Atreides Special Circumstances Fund, LLC - Series L DIs — PartnerFacts page ↗
Sources
Note · Jul 1, 2020 – Sep 19, 2025

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Atreides Special Circumstances Fund, LLC - Series T DIs (latest filing Sep 19, 2025) · No amendment in the last 12 months on an offering that may still be open — Atreides Special Circumstances Fund, LLC - Series S DIs (latest filing Sep 19, 2025) · No amendment in the last 12 months on an offering that may still be open — Atreides Special Circumstances Fund, LLC - Series R DIs (latest filing Mar 21, 2025) · No amendment in the last 12 months on an offering that may still be open — Atreides Special Circumstances Fund, LLC - Series Q DIs (latest filing Jan 16, 2025) · No amendment in the last 12 months on an offering that may still be open — CScale, Inc. (latest filing Dec 2, 2024) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 19, 2025 ↗Atreides Special Circumstances Fund, LLC - Series T DIs — PartnerFacts page ↗Form D · Sep 19, 2025 ↗Atreides Special Circumstances Fund, LLC - Series S DIs — PartnerFacts page ↗
Sources
Note · Jan 14, 2025 – Feb 5, 2026

Offering amount changed between filings — VALOR ATREIDES AI I-B L.P.

The Jan 14, 2025 filing says an indefinite amount offered; the Feb 5, 2026 Form D/A says $758,695,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 14, 2025 ↗Form D/A (later) · Feb 5, 2026 ↗VALOR ATREIDES AI I-B L.P. — PartnerFacts page ↗
Sources
Note · Jan 14, 2025 – Feb 5, 2026

Offering amount changed between filings — VALOR ATREIDES AI I L.P.

The Jan 14, 2025 filing says an indefinite amount offered; the Feb 5, 2026 Form D/A says $758,695,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 14, 2025 ↗Form D/A (later) · Feb 5, 2026 ↗VALOR ATREIDES AI I L.P. — PartnerFacts page ↗
Sources
Note · Jan 14, 2025 – Feb 5, 2026

Minimum investment changed between filings — VALOR ATREIDES AI I-B L.P.

The Jan 14, 2025 filing lists a minimum of $0; the Feb 5, 2026 Form D/A lists $75,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 14, 2025 ↗Form D/A (later) · Feb 5, 2026 ↗VALOR ATREIDES AI I-B L.P. — PartnerFacts page ↗
Sources
Note · Jan 14, 2025 – Feb 5, 2026

Minimum investment changed between filings — VALOR ATREIDES AI I L.P.

The Jan 14, 2025 filing lists a minimum of $0; the Feb 5, 2026 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 14, 2025 ↗Form D/A (later) · Feb 5, 2026 ↗VALOR ATREIDES AI I L.P. — PartnerFacts page ↗
Sources
Note · May 29, 2019 – Dec 2, 2024

Gavin Baker is written 3 different ways on the filings

listed as "Gavin Seth Baker" on 23 filings (from May 29, 2019), and "Gavin Baker" on 27 filings (from Oct 17, 2022), and "Gavin S. Baker" on 2 filings (from Dec 2, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 29, 2019 ↗Form D · Oct 17, 2022 ↗Form D · Dec 2, 2024 ↗Gavin Baker — PartnerFacts page ↗
Sources
Note · May 29, 2019 – Oct 16, 2026

Gavin Baker is listed with 2 different address states: MA, CA

MA on 48 filings (May 29, 2019 to Oct 16, 2026); CA on 4 filings (Jul 28, 2023 to Oct 1, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 29, 2019 ↗Form D · Jul 28, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 55 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 46 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 16, 2026 D
Atreides Lookfar Fund, LLC - Series 4
File 021-601619
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2026 D
Atreides Lookfar Fund, LLC - Series 5
File 021-601620
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2026 D
CScale, Inc.
File 021-599652
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2026 D
Celero Communications, Inc.
File 021-596763
$0$0$0None listed on this filingEDGAR ↗
Aug 27, 2026 D
Atreides Lookfar Fund, LLC - Series 3
File 021-595601
$0$0$0None listed on this filingEDGAR ↗
Aug 19, 2026 D
Atreides Lookfar Fund, LLC - Series 2
File 021-594775
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2026 D
Atreides Special Circumstances Fund, LLC - Series Z DIs
File 021-593050
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2026 D
Atreides Lookfar Fund, LLC - Series 1
File 021-590142
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2026 D
Atreides Special Circumstances Fund, LLC - Series Y DIs
File 021-590249
$0$0$0None listed on this filingEDGAR ↗
May 29, 2026 D/A
Atreides Foundation Fund, LP
File 021-340633
$0 (est.)$0$0
Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time.
ABG, LLC BrokerCheck CRD 167190 ↗
Jefferies LLC BrokerCheck CRD 2347 ↗
Morgan Stanley BrokerCheck CRD 149777 ↗		EDGAR ↗
May 14, 2026 D
Atreides Special Circumstances Fund, LLC - Series X DIs
File 021-584015
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2026 D
Atreides Private Opportunities Offshore Fund II, LP
File 021-581964
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2026 D
Atreides Private Opportunities Fund II, LP
File 021-581965
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2026 D
Aria Networks, Inc.
File 021-581314
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2026 D
Atreides Special Circumstances Fund, LLC - Series W DIs
File 021-573341
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2026 D/A
VALOR ATREIDES AI I L.P.
File 021-535188
$0 (est.)$0 (est.)$0
The general partners are entitled to carried interest and the investment advisors are entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
Jefferies LLC BrokerCheck CRD 2347 ↗
iCapital Markets LLC BrokerCheck CRD 118219 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Compass Group Global Advisors S.A. no CRD number reported
UBS Switzerland AG no CRD number reported		EDGAR ↗
Feb 5, 2026 D/A
VALOR ATREIDES AI I-B L.P.
File 021-535190
$0 (est.)$0 (est.)$0
The general partners are entitled to carried interest and the investment advisors are entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
Jefferies LLC BrokerCheck CRD 2347 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Compass Group Global Advisors S.A. no CRD number reported
UBS Switzerland AG no CRD number reported		EDGAR ↗
Jan 16, 2026 D
Atreides 150/50 Technology Fund, LP
File 021-570334
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2026 D
Atreides Low Net Fund, LP
File 021-570338
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2026 D
Atreides Special Circumstances Fund, LLC - Series V DIs
File 021-569538
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2025 D
Atreides Special Circumstances Fund, LLC - Series U DIs
File 021-564094
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2025 D
Atreides Special Circumstances Fund, LLC - Series S DIs
File 021-558010
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2025 D
Atreides Special Circumstances Fund, LLC - Series T DIs
File 021-558103
$0$0$0None listed on this filingEDGAR ↗
Mar 21, 2025 D
Atreides Special Circumstances Fund, LLC - Series R DIs
File 021-541676
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2025 D
Atreides Special Circumstances Fund, LLC - Series Q DIs
File 021-535466
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2025 D
VALOR ATREIDES AI I-A L.P.
File 021-535192
$0 (est.)$0 (est.)$0
The general partners are entitled to carried interest and the investment advisors are entitled to a management fee. Such carried interest and management fees are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Dec 2, 2024 D
CScale, Inc.
File 021-530803
$0$0$0None listed on this filingEDGAR ↗
May 23, 2024 D
Atreides Special Circumstances Fund, LLC - Series P DIs
File 021-514151
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2023 D
Enfabrica Corp
File 021-488239
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2023 D
Atreides Special Circumstances Fund, LLC - Series O DIs
File 021-470839
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2022 D
Atreides Special Circumstances Fund, LLC - Series N DIs
File 021-463892
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2022 D
Atreides Arrakis Offshore Fund, LP
File 021-462085
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2022 D
Atreides Arrakis Fund, LP
File 021-461988
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2022 D
Atreides Special Circumstances Fund, LLC - Series M DIs
File 021-448822
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2021 D
Atreides Special Circumstances Fund, LLC - Series L DIs
File 021-427485
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2021 D
Atreides Special Circumstances Fund, LLC - Series K DIs
File 021-406532
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2021 D
Atreides Special Circumstances Fund, LLC - Series J DIs
File 021-395431
$0$0$0None listed on this filingEDGAR ↗
Mar 4, 2021 D
Atreides Special Circumstances Fund, LLC - Series I DIs
File 021-391248
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2021 D
Atreides Special Circumstances Fund, LLC - Series H DIs
File 021-386980
$0$0$0None listed on this filingEDGAR ↗
Sep 18, 2020 D
Atreides Special Circumstances Fund, LLC - Series G DIs
File 021-375873
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2020 D
Atreides Special Circumstances Fund, LLC - Series F DIs
File 021-373493
$0$0$0None listed on this filingEDGAR ↗
Jul 16, 2020 D
Atreides Special Circumstances Fund, LLC - Series E DIs
File 021-371214
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2020 D
Atreides Special Circumstances Fund, LLC - Series D DIs
File 021-368379
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2020 D
Atreides Special Circumstances Fund, LLC - Series C DIs
File 021-358560
$0$0$0None listed on this filingEDGAR ↗
Dec 31, 2019 D
Atreides Special Circumstances Fund, LLC - Series B DIs
File 021-356809
$0$0$0None listed on this filingEDGAR ↗
Nov 15, 2019 D
Atreides Special Circumstances Fund, LLC - Series A DIs
File 021-353557
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 45

Every issuer that named Gavin Baker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AL
Pooled Investment Fund · group: Atreides

Atreides Lookfar Fund, LLC - Series 4

Boston, MA · Oct 16, 2026
  • Oct 16, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter, Executive Officer (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as promoter, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Atreides

Atreides Lookfar Fund, LLC - Series 5

Boston, MA · Oct 16, 2026
  • Oct 16, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter, Executive Officer (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as promoter, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Technology

CScale, Inc.

Palo Alto, CA · Dec 2, 2024 → Oct 1, 2026 · 2 filings
  • Oct 1, 2026 · D · $144,999,891 sold of $194,999,885 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 2, 2024 · D · $28,349,982 sold of $31,349,978 · 32 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $145M from 37 investors (74% of the $195M target) as of the latest filing. Gavin is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Other Technology

Celero Communications, Inc.

Irvine, CA · Sep 9, 2026
  • Sep 9, 2026 · D · $272,999,932 sold of $274,999,912 · 44 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $273M from 48 investors (99% of the $275M target) as of the latest filing. Gavin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Atreides

Atreides Lookfar Fund, LLC - Series 3

Boston, MA · Aug 27, 2026
  • Aug 27, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter, Executive Officer (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as promoter, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Atreides

Atreides Lookfar Fund, LLC - Series 2

Boston, MA · Aug 19, 2026
  • Aug 19, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter, Executive Officer (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as promoter, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series Z DIs

Boston, MA · Aug 4, 2026
  • Aug 4, 2026 · D · $95,233,800 sold of Indefinite · 146 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Manager of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $95.2M from 146 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series Y DIs

Boston, MA · Jul 9, 2026
  • Jul 9, 2026 · D · $203,754,352 sold of Indefinite · 312 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Manager of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $203.8M from 312 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Atreides

Atreides Lookfar Fund, LLC - Series 1

Boston, MA · Jul 9, 2026
  • Jul 9, 2026 · D · $41,857,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Promoter, Executive Officer (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $41.9M from 9 investors as of the latest filing. Gavin is listed as promoter, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Atreides

Atreides Foundation Fund, LP

Boston, MA · May 29, 2019 → May 29, 2026 · 8 filings
  • May 29, 2026 · D/A · $1,888,020,794 sold of Indefinite · 692 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 30, 2025 · D/A · $1,786,718,785 sold of Indefinite · 599 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 30, 2024 · D/A · $1,734,183,684 sold of Indefinite · 559 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 31, 2023 · D/A · $1,656,238,684 sold of Indefinite · 535 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • Jun 1, 2022 · D/A · $1,592,886,358 sold of Indefinite · 508 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 28, 2021 · D/A · $1,222,336,756 sold of Indefinite · 391 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 29, 2020 · D/A · $373,354,286 sold of Indefinite · 89 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
  • May 29, 2019 · D · $217,853,020 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $1.89B from 692 investors as of the latest filing. Gavin is listed as executive officer, promoter on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series X DIs

Boston, MA · May 14, 2026
  • May 14, 2026 · D · $82,559,900 sold of Indefinite · 168 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $82.6M from 168 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Atreides

Atreides Private Opportunities Fund II, LP

Boston, MA · Apr 27, 2026
  • Apr 27, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (The Managing Member of the General Partner of the Issuer; the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AP
Pooled Investment Fund · group: Atreides

Atreides Private Opportunities Offshore Fund II, LP

Boston, MA · Apr 27, 2026
  • Apr 27, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (The Managing Member of the General Partner of the Issuer; the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AN
Other Technology

Aria Networks, Inc.

Palo Alto, CA · Apr 21, 2026
  • Apr 21, 2026 · D · $72,999,939 sold of $99,999,927 · 33 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $73M from 33 investors (73% of the $100M target) as of the latest filing. Gavin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series W DIs

Boston, MA · Feb 12, 2026
  • Feb 12, 2026 · D · $121,971,350 sold of Indefinite · 187 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $122M from 187 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Pooled Investment Fund · group: Atreides

VALOR ATREIDES AI I L.P.

Chicago, IL · Jan 14, 2025 → Feb 5, 2026 · 2 filings
  • Feb 5, 2026 · D/A · $758,695,000 sold of $758,695,000 · 664 investors · min. $50,000 · role: Executive Officer, Promoter (Mr. Baker is the Chief Investment Officer of the Co-Investment Manager of the Issuer.) EDGAR ↗
  • Jan 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Chief Investment Officer of the Co-Investment Manager of the Issuer.) EDGAR ↗

Raised $758.7M from 664 investors (100% of the $758.7M target) as of the latest filing. Gavin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Pooled Investment Fund · group: Atreides

VALOR ATREIDES AI I-B L.P.

Chicago, IL · Jan 14, 2025 → Feb 5, 2026 · 2 filings
  • Feb 5, 2026 · D/A · $758,695,000 sold of $758,695,000 · 63 investors · min. $75,000 · role: Executive Officer, Promoter (Mr. Baker is the Chief Investment Officer of the Co-Investment Manager of the Issuer.) EDGAR ↗
  • Jan 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Chief Investment Officer of the Co-Investment Manager of the Issuer.) EDGAR ↗

Raised $758.7M from 63 investors (100% of the $758.7M target) as of the latest filing. Gavin is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AL
Pooled Investment Fund · group: Atreides

Atreides Low Net Fund, LP

Boston, MA · Jan 16, 2026
  • Jan 16, 2026 · D · $5,002,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (The Managing Member of the General Partner of the Issuer; the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $5M from 2 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A1
Pooled Investment Fund · group: Atreides

Atreides 150/50 Technology Fund, LP

Boston, MA · Jan 16, 2026
  • Jan 16, 2026 · D · $10,002,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (The Managing Member of the General Partner of the Issuer; the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $10M from 3 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series V DIs

Boston, MA · Jan 9, 2026
  • Jan 9, 2026 · D · $55,456,132 sold of Indefinite · 74 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $55.5M from 74 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series U DIs

Boston, MA · Nov 14, 2025
  • Nov 14, 2025 · D · $55,519,000 sold of Indefinite · 72 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $55.5M from 72 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series T DIs

Boston, MA · Sep 19, 2025
  • Sep 19, 2025 · D · $11,330,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $11.3M from 26 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series S DIs

Boston, MA · Sep 19, 2025
  • Sep 19, 2025 · D · $64,225,472 sold of Indefinite · 168 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $64.2M from 168 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series R DIs

Boston, MA · Mar 21, 2025
  • Mar 21, 2025 · D · $19,084,075 sold of Indefinite · 25 investors · min. No minimum reported · role: Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $19.1M from 25 investors as of the latest filing. Gavin is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series Q DIs

Boston, MA · Jan 16, 2025
  • Jan 16, 2025 · D · $11,683,854 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $11.7M from 46 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Pooled Investment Fund · group: Atreides

VALOR ATREIDES AI I-A L.P.

Chicago, IL · Jan 14, 2025
  • Jan 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Chief Investment Officer of the Co-Investment Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series P DIs

Boston, MA · May 23, 2024
  • May 23, 2024 · D · $30,420,500 sold of Indefinite · 88 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $30.4M from 88 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Other Technology

Enfabrica Corp

Mountain View, CA · Jul 28, 2023
  • Jul 28, 2023 · D · $110,060,819 sold of $117,060,822 · 36 investors · min. $1,517 · role: Director EDGAR ↗

Raised $110.1M from 36 investors (94% of the $117.1M target) as of the latest filing. Gavin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series O DIs

Boston, MA · Jan 17, 2023
  • Jan 17, 2023 · D · $10,592,450 sold of Indefinite · 48 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $10.6M from 48 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series N DIs

Boston, MA · Nov 4, 2022
  • Nov 4, 2022 · D · $7,697,900 sold of Indefinite · 24 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $7.7M from 24 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Atreides

Atreides Arrakis Offshore Fund, LP

Boston, MA · Oct 18, 2022
  • Oct 18, 2022 · D · $2,775,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $2.77M from 3 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AA
Pooled Investment Fund · group: Atreides

Atreides Arrakis Fund, LP

Boston, MA · Oct 17, 2022
  • Oct 17, 2022 · D · $64,476,000 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the General Partner of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $64.5M from 56 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series M DIs

Boston, MA · Jun 10, 2022
  • Jun 10, 2022 · D · $25,175,204 sold of Indefinite · 92 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $25.2M from 92 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series L DIs

Boston, MA · Dec 30, 2021
  • Dec 30, 2021 · D · $39,085,506 sold of Indefinite · 87 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $39.1M from 87 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series K DIs

Boston, MA · Jul 16, 2021
  • Jul 16, 2021 · D · $82,491,300 sold of Indefinite · 139 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $82.5M from 139 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series J DIs

Boston, MA · Apr 12, 2021
  • Apr 12, 2021 · D · $37,916,629 sold of Indefinite · 158 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $37.9M from 158 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series I DIs

Boston, MA · Mar 4, 2021
  • Mar 4, 2021 · D · $35,072,640 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $35.1M from 142 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series H DIs

Boston, MA · Jan 21, 2021
  • Jan 21, 2021 · D · $13,284,874 sold of Indefinite · 73 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $13.3M from 73 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series G DIs

Boston, MA · Sep 18, 2020
  • Sep 18, 2020 · D · $10,403,728 sold of Indefinite · 32 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $10.4M from 32 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series F DIs

Boston, MA · Aug 18, 2020
  • Aug 18, 2020 · D · $44,359,150 sold of Indefinite · 49 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $44.4M from 49 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series E DIs

Boston, MA · Jul 16, 2020
  • Jul 16, 2020 · D · $21,312,543 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $21.3M from 51 investors as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series D DIs

Boston, MA · Jun 5, 2020
  • Jun 5, 2020 · D · $10,723,848 sold of $10,723,848 · 28 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $10.7M from 28 investors (100% of the $10.7M target) as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series C DIs

Boston, MA · Jan 21, 2020
  • Jan 21, 2020 · D · $3,015,009 sold of $3,020,000 · 15 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $3.02M from 15 investors (100% of the $3.02M target) as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series B DIs

Boston, MA · Dec 31, 2019
  • Dec 31, 2019 · D · $2,595,207 sold of $2,600,000 · 16 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $2.6M from 16 investors (100% of the $2.6M target) as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Atreides

Atreides Special Circumstances Fund, LLC - Series A DIs

Boston, MA · Nov 15, 2019
  • Nov 15, 2019 · D · $10,468,099 sold of $15,000,000 · 14 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Baker is the Managing Member of the Managing Member of the Issuer and is the primary owner, the Managing Partner and Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $10.5M from 14 investors (70% of the $15M target) as of the latest filing. Gavin is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Gavin 36

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AM
Management entity

Atreides Management, LP

Promoter, Executive Officer · 40 shared filings (38 issuers) · also on 29 other issuers

Atreides Management, LP is on 67 issuers in total — a repeat sponsor. Their page lists every one.

AS
Management entity

Atreides Special Circumstances, LLC

Executive Officer, Promoter · 24 shared filings (24 issuers)

Atreides Special Circumstances, LLC is on 24 issuers in total — a repeat sponsor. Their page lists every one.

AF
Management entity

Atreides Foundation Fund GP LLC

Executive Officer, Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

SA
Management entity

Seth Atreides Management, LP

Promoter · 8 shared filings (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

VM
Management entity

Valor Management LLC

Promoter · 5 shared filings (3 issuers) · also on 8 other issuers

Valor Management LLC is on 11 issuers in total — a repeat sponsor. Their page lists every one.

VA
Management entity

Valor AI Associates I L.P.

Executive Officer, Promoter · 5 shared filings (3 issuers)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

AA
Management entity

Atreides AI Associates I L.P.

Executive Officer, Promoter · 5 shared filings (3 issuers)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

AL
Management entity

Atreides Lookfar, LLC

Executive Officer · 5 shared filings (5 issuers)

Atreides Lookfar, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AA
Management entity

Atreides Arrakis Fund GP, LLC

Executive Officer, Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

AV
Management entity

Atreides Ventures GP II, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

AL
Management entity

Atreides Low Net Fund GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Malone

Executive Officer, Promoter · 36 shared filings (30 issuers)

Laura Malone is on 30 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Finn

Executive Officer, Promoter · 9 shared filings (7 issuers) · also on 17 other issuers

David Finn is on 24 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dunyelle Rosen

Executive Officer · 7 shared filings (7 issuers) · also on 1 other issuer

Dunyelle Rosen is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stefan Dyckerhoff

Director · 5 shared filings (4 issuers) · also on 11 other issuers

Stefan Dyckerhoff is on 15 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

ANTONIO GRACIAS

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 79 other issuers

ANTONIO GRACIAS is on 82 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JUAN SABATER

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 59 other issuers

JUAN SABATER is on 62 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN SWANSON

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 35 other issuers

STEPHEN SWANSON is on 38 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

ANNE DEAN

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 32 other issuers

ANNE DEAN is on 35 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

JONATHAN SHULKIN

Executive Officer, Promoter · 5 shared filings (3 issuers) · also on 76 other issuers

JONATHAN SHULKIN is on 79 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sanjai Kohli

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

James Luo

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Gavin Baker. Their page shows their other deals.

OA
No photo found yet (own website and image search run after this page is viewed)
Person

Oscar Agazzi

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

NY
No photo found yet (own website and image search run after this page is viewed)
Person

Nariman Yousefi

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Gavin Baker. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sandesh Patnam

Director · 1 shared filing (1 issuer) · also on 7 other issuers

Sandesh Patnam is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Abbott

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Robert Abbott is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Shrijeet Mukerjee

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rochan Sankar

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mansour Karam

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Subhachandra Chandra

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steven J. Morgan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Lund

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Baker. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Atreides

129 issuers · 164 filings · $26.78B reported sold · 2015–2026

One team, 129 deal companies. Gavin Baker is listed on 41 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gavin Baker.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 38 of the 45 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Atreides Lookfar Fund, LLC - Series 4, Atreides Lookfar Fund, LLC - Series 5, Atreides Lookfar Fund, LLC - Series 3, Atreides Lookfar Fund, LLC - Series 2, Atreides Special Circumstances Fund, LLC - Series Z DIs, Atreides Special Circumstances Fund, LLC - Series Y DIs, Atreides Lookfar Fund, LLC - Series 1, Atreides Special Circumstances Fund, LLC - Series X DIs, Atreides Private Opportunities Fund II, LP, Atreides Private Opportunities Offshore Fund II, LP, Atreides Special Circumstances Fund, LLC - Series W DIs, VALOR ATREIDES AI I-B L.P., VALOR ATREIDES AI I L.P., Atreides Low Net Fund, LP, Atreides 150/50 Technology Fund, LP, Atreides Special Circumstances Fund, LLC - Series V DIs, Atreides Special Circumstances Fund, LLC - Series U DIs, Atreides Special Circumstances Fund, LLC - Series T DIs, Atreides Special Circumstances Fund, LLC - Series Q DIs, VALOR ATREIDES AI I-A L.P., Atreides Special Circumstances Fund, LLC - Series P DIs, Atreides Special Circumstances Fund, LLC - Series O DIs, Atreides Special Circumstances Fund, LLC - Series N DIs, Atreides Arrakis Offshore Fund, LP, Atreides Arrakis Fund, LP, Atreides Special Circumstances Fund, LLC - Series M DIs, Atreides Special Circumstances Fund, LLC - Series L DIs, Atreides Special Circumstances Fund, LLC - Series K DIs, Atreides Special Circumstances Fund, LLC - Series J DIs, Atreides Special Circumstances Fund, LLC - Series I DIs, Atreides Special Circumstances Fund, LLC - Series H DIs, Atreides Special Circumstances Fund, LLC - Series G DIs, Atreides Special Circumstances Fund, LLC - Series F DIs, Atreides Special Circumstances Fund, LLC - Series E DIs, Atreides Special Circumstances Fund, LLC - Series D DIs, Atreides Special Circumstances Fund, LLC - Series C DIs, Atreides Special Circumstances Fund, LLC - Series B DIs, Atreides Special Circumstances Fund, LLC - Series A DIs.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gavin Baker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 45 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gavin Baker is listed on: none on file. No website or social profile named in Celero Communications, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #9,186 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗California — find the county court ↗Los Angeles Superior Court case search ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗California Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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