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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

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Gavin Rochussen

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0), NY, MA, CT · Oct 6, 2015 → Jan 30, 2017

10deals (issuers)
$2.47Breported sold
260investors
36Form D filings
2015–2017years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gavin Rochussen is listed as an executive officer and director on 36 SEC Form D filings by 10 issuers between Dec 2013 and Jul 2025. Largest by amount reported sold: J O Hambro International Select Fund (DST) (Boston, MA — pooled investment fund — 2013–2017; $1.63B reported sold to 111 investors), J O Hambro Global Emerging Markets Opportunities Fund (DST) (Boston, MA — pooled investment fund — 2016–2017; $533.3M reported sold to 65 investors), Polar Capital Emerging Market Stars Trust (Tampa, FL — pooled investment fund — 2020–2025; $91.1M reported sold to 57 investors), Ryder Court Focused Europe Equity Fund (DST) (Boston, MA — pooled investment fund — 2016–2017; $80.4M reported sold to 6 investors), J O Hambro Global Opportunities Fund (DST) (Boston, MA — pooled investment fund — 2015–2017; $49.9M reported sold to 5 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $2.47B sold in total.

Listed alongside M. Helen Vaughan (27 shared filings), Robert Cresci (26 shared filings), Emilio Gonzales (24 shared filings), Scott C Jones (24 shared filings), Boura Kym Tomlinson Cann (9 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gavin. Each name links to their own page.

The issuers belong to 2 sponsor groups: Ryder Court (12 issuers, $3.56B reported sold, 2008–2026) and Polar (25 issuers, $741.8M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 36 public filings for Gavin Rochussen and found 16 differences, 2 worth asking the sponsor about: Investor count went down between filings; 10 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gavin Rochussen has not run yet — it is joining a line of 43,888 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gavin Rochussen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Gavin Rochussen — 2 worth asking about (compared 36 filings on Oct 24, 2026)

Worth asking · Jan 30, 2017 – Mar 5, 2018

Investor count went down between filings — J O Hambro International Select Fund (DST)

The Jan 30, 2017 filing reports 41 investors; the Mar 5, 2018 Form D/A reports 35 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Mar 5, 2018 ↗J O Hambro International Select Fund (DST) — PartnerFacts page ↗
Sources
Note · Sep 1, 2014 – Oct 7, 2014

Form D filed 36 days after the first sale — Ryder Court US Small Mid Cap Equity Fund (DST)

The filing says the first sale was Sep 1, 2014. The Form D was filed Oct 7, 2014 — 36 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 21 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 7, 2014 ↗Ryder Court US Small Mid Cap Equity Fund (DST) — PartnerFacts page ↗
Sources
Worth asking · Jan 30, 2017 – Jul 21, 2026

10 people are no longer listed on a later amendment

Gavin Rochussen is no longer listed on the Jul 21, 2026 amendment — Polar Capital Emerging Market Stars Trust · Gavin Rochussen is no longer listed on the Dec 11, 2025 amendment — Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV · Gavin Rochussen is no longer listed on the Mar 5, 2018 amendment — J O Hambro International Select Fund (DST) · Gavin Rochussen is no longer listed on the Feb 6, 2018 amendment — Ryder Court Focused Europe Equity Fund (DST) · Gavin Rochussen is no longer listed on the Feb 6, 2018 amendment — J O Hambro Emerging Markets Small Cap Fund (DST) · and 5 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jul 21, 2025 ↗Form D/A · Jul 21, 2026 ↗Gavin Rochussen — PartnerFacts page ↗Polar Capital Emerging Market Stars Trust — PartnerFacts page ↗
Sources
Note · Dec 20, 2013 – Jan 16, 2015

Gavin Rochussen's role changed at J O Hambro International Select Fund (DST): director → executive officer, director

The Dec 20, 2013 filing lists Gavin Rochussen as director; the Jan 16, 2015 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Dec 20, 2013 ↗Form D/A · Jan 16, 2015 ↗Gavin Rochussen — PartnerFacts page ↗J O Hambro International Select Fund (DST) — PartnerFacts page ↗
Sources
Note · Dec 11, 2024 – Dec 11, 2025

Minimum investment changed between filings — Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV

The Dec 11, 2024 filing lists a minimum of $110,000; the Dec 11, 2025 Form D/A lists $115,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 11, 2024 ↗Form D/A (later) · Dec 11, 2025 ↗Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Mar 5, 2018

Minimum investment changed between filings — J O Hambro International Select Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Mar 5, 2018 Form D/A lists $250,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Mar 5, 2018 ↗J O Hambro International Select Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 6, 2018

Minimum investment changed between filings — Ryder Court Focused Europe Equity Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 6, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 6, 2018 ↗Ryder Court Focused Europe Equity Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 6, 2018

Minimum investment changed between filings — J O Hambro Emerging Markets Small Cap Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 6, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 6, 2018 ↗J O Hambro Emerging Markets Small Cap Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 6, 2018

Minimum investment changed between filings — Ryder Court Asia ex-Japan Small & Mid-Cap Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 6, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 6, 2018 ↗Ryder Court Asia ex-Japan Small & Mid-Cap Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 5, 2018

Minimum investment changed between filings — Ryder Court US Small Mid Cap Equity Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 5, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 5, 2018 ↗Ryder Court US Small Mid Cap Equity Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 5, 2018

Minimum investment changed between filings — Ryder Court International Small Companies Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 5, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 5, 2018 ↗Ryder Court International Small Companies Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 5, 2018

Minimum investment changed between filings — J O Hambro Global Opportunities Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 5, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 5, 2018 ↗J O Hambro Global Opportunities Fund (DST) — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Feb 5, 2018

Minimum investment changed between filings — J O Hambro Global Emerging Markets Opportunities Fund (DST)

The Jan 30, 2017 filing lists a minimum of $0; the Feb 5, 2018 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 30, 2017 ↗Form D/A (later) · Feb 5, 2018 ↗J O Hambro Global Emerging Markets Opportunities Fund (DST) — PartnerFacts page ↗
Sources
Note · Dec 20, 2013 – Jan 16, 2015

Gavin Rochussen is written 3 different ways on the filings

listed as "Gavin Mark Rochussen" on 14 filings (from Dec 20, 2013), and "Gavin M. Rochussen" on 4 filings (from Oct 7, 2014), and "Gavin Rochussen" on 18 filings (from Jan 16, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Dec 20, 2013 ↗Form D · Oct 7, 2014 ↗Form D · Jan 16, 2015 ↗Gavin Rochussen — PartnerFacts page ↗
Sources
Note · Dec 20, 2013 – Jul 21, 2025

9 address changes between filings

Address moved from Darien, CT to London, United Kingdom (as filed: X0) — Polar Capital Emerging Market Stars Trust · Address moved from London, United Kingdom (as filed: X0) to Darien, CT — Polar Capital Emerging Market Stars Trust · Address moved from New York, NY to Boston, MA — J O Hambro International Select Fund (DST) · Address moved from New York, NY to Boston, MA — Ryder Court US Small Mid Cap Equity Fund (DST) · Address moved from New York, NY to Boston, MA — Ryder Court International Small Companies Fund (DST) · and 4 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 16, 2025 ↗Form D/A · Jul 21, 2025 ↗Polar Capital Emerging Market Stars Trust — PartnerFacts page ↗Form D/A · Dec 20, 2024 ↗
Sources
Note · Dec 20, 2013 – Jul 21, 2025

Gavin Rochussen is listed with 4 different address states: X0, NY, MA, CT

United Kingdom (as filed: X0) on 10 filings (Dec 20, 2013 to Jul 21, 2025); NY on 4 filings (Oct 7, 2014 to Jan 29, 2015); MA on 21 filings (Oct 6, 2015 to Jan 30, 2017); CT on 1 filing (Jun 16, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Dec 20, 2013 ↗Form D · Oct 7, 2014 ↗Form D/A · Oct 6, 2015 ↗Form D/A · Jun 16, 2025 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 21, 2025 D/A
Polar Capital Emerging Market Stars Trust
File 021-365122
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided in the Issuer's offering materials.
- no CRD number reported
via Foreside Financial Services, LLC (CRD 148477 ↗)
EDGAR ↗
Dec 11, 2024 D/A
Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV
File 021-498815
$0$0$0
Customary management fees are paid by the Issuer to the Alternative Investment Fund Manager and the Investment Manager as provided in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
J O Hambro International Select Fund (DST)
File 021-122852
$0$0$0 (est.)
Customary advisory fees are paid by the Issuer to the Investment Adviser as provided in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
Ryder Court US Small Mid Cap Equity Fund (DST)
File 021-225903
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
J O Hambro Global Opportunities Fund (DST)
File 021-232381
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
Ryder Court Asia ex-Japan Small & Mid-Cap Fund (DST)
File 021-233062
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
Ryder Court International Small Companies Fund (DST)
File 021-248818
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
Ryder Court Focused Europe Equity Fund (DST)
File 021-256132
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
J O Hambro Emerging Markets Small Cap Fund (DST)
File 021-256133
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2017 D/A
J O Hambro Global Emerging Markets Opportunities Fund (DST)
File 021-223371
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2015 D
Ryder Court International Small Companies Fund (DST)
File 021-232382
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Gavin Rochussen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PC
Pooled Investment Fund · group: Polar

Polar Capital Emerging Market Stars Trust

Tampa, FL · Apr 16, 2020 → Jul 21, 2025 · 7 filings
  • Jul 21, 2025 · D/A · $53,035,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Jun 16, 2025 · D/A · $53,035,000 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Dec 20, 2024 · D/A · $50,850,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 11, 2023 · D/A · $26,264,272 sold of Indefinite · 47 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Oct 13, 2022 · D/A · $12,885,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Apr 16, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Apr 16, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $91.1M from 57 investors as of the latest filing. Gavin is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Polar

Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV

Paris, France (as filed: I0) · Dec 5, 2023 → Dec 11, 2024 · 2 filings
  • Dec 11, 2024 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $110,000 · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Dec 5, 2023 · D · $0 sold of Indefinite · 0 investors · min. $110,000 · role: Executive Officer (Chief Executive Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $6.04M from 1 investor as of the latest filing. Gavin is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Ryder Court

Ryder Court US Small Mid Cap Equity Fund (DST)

Boston, MA · Oct 7, 2014 → Jan 30, 2017 · 4 filings
  • Jan 30, 2017 · D/A · $1,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (President of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $1,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (President of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Oct 6, 2015 · D/A · $1,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (President of JOHCM (USA) Inc., the Investment Adviser of the Issuer) EDGAR ↗
  • Oct 7, 2014 · D · $1,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (President of JOHCM (USA) Inc., the Investment Adviser of the Issuer) EDGAR ↗

Raised $1.5M from 6 investors as of the latest filing. Gavin is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Ryder Court

Ryder Court International Small Companies Fund (DST)

Boston, MA · Jan 16, 2015 → Jan 30, 2017 · 4 filings
  • Jan 30, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Oct 6, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 16, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗

Raised $23.5M from 5 investors as of the latest filing. Gavin is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JO
Pooled Investment Fund · group: Ryder Court

J O Hambro International Select Fund (DST)

Boston, MA · Dec 20, 2013 → Jan 30, 2017 · 5 filings
  • Jan 30, 2017 · D/A · $570,764,589 sold of Indefinite · 41 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $550,464,589 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Oct 9, 2015 · D/A · $529,114,589 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 16, 2015 · D/A · $425,312,075 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Dec 20, 2013 · D/A · $316,364,429 sold of Indefinite · 25 investors · min. No minimum reported · role: Director (Director of J O Hambro Capital Management Limited, the Investment Manager of the Issuer) EDGAR ↗

Raised $1.63B from 111 investors as of the latest filing. Gavin is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JO
Pooled Investment Fund · group: Ryder Court

J O Hambro Global Opportunities Fund (DST)

Boston, MA · Jan 16, 2015 → Jan 30, 2017 · 4 filings
  • Jan 30, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the investment adviser of the issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the investment adviser of the issuer) EDGAR ↗
  • Oct 6, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the investment adviser of the issuer) EDGAR ↗
  • Jan 16, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the investment adviser of the issuer) EDGAR ↗

Raised $49.9M from 5 investors as of the latest filing. Gavin is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JO
Pooled Investment Fund · group: Ryder Court

J O Hambro Global Emerging Markets Opportunities Fund (DST)

Boston, MA · Jan 28, 2016 → Jan 30, 2017 · 2 filings
  • Jan 30, 2017 · D/A · $292,734,211 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $265,984,211 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗

Raised $533.3M from 65 investors as of the latest filing. Gavin is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Ryder Court

Ryder Court Focused Europe Equity Fund (DST)

Boston, MA · Jan 28, 2016 → Jan 30, 2017 · 2 filings
  • Jan 30, 2017 · D/A · $11,201,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗

Raised $80.4M from 6 investors as of the latest filing. Gavin is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JO
Pooled Investment Fund · group: Ryder Court

J O Hambro Emerging Markets Small Cap Fund (DST)

Boston, MA · Jan 28, 2016 → Jan 30, 2017 · 2 filings
  • Jan 30, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗

Raised $46.7M from 4 investors as of the latest filing. Gavin is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RC
Pooled Investment Fund · group: Ryder Court

Ryder Court Asia ex-Japan Small & Mid-Cap Fund (DST)

Boston, MA · Jan 29, 2015 → Jan 30, 2017 · 4 filings
  • Jan 30, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 28, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Oct 6, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗
  • Jan 29, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director (President and Director of JOHCM (USA) Inc, the Investment Adviser of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Gavin is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Gavin 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PC
Management entity

Polar Capital LLP

Promoter · 8 shared filings (2 issuers) · also on 5 other issuers

Polar Capital LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PC
Management entity

Polar Capital (Europe)

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

PC
Management entity

Polar Capital LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

M. Helen Vaughan

Director, Executive Officer · 27 shared filings (8 issuers)

M. Helen Vaughan is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Cresci

Executive Officer, Director · 26 shared filings (8 issuers)

Robert Cresci is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SJ
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C Jones

Director · 24 shared filings (8 issuers) · also on 7 other issuers

Scott C Jones is on 15 issuers in total — a repeat sponsor. Their page lists every one.

EG
No photo found yet (own website and image search run after this page is viewed)
Person

Emilio Gonzales

Director · 24 shared filings (8 issuers)

Emilio Gonzales is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Boura Kym Tomlinson Cann

Executive Officer · 9 shared filings (2 issuers)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

NF
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Farren

Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Samir Ayub

Executive Officer · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Bradbury Mansell

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Nolan

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronan Daly

Director · 2 shared filings (1 issuer) · also on 179 other issuers

Ronan Daly is on 180 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Thomas Black

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Suzy Anne Efua Gloria Neubert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Clive Rice

Director · 1 shared filing (1 issuer)

Listed on the same filings as Gavin Rochussen. Their page shows their other deals.

The team behind the deals

RC
Sponsor group

Ryder Court

12 issuers · 135 filings · $3.56B reported sold · 2008–2026

One team, 12 deal companies. Gavin Rochussen is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gavin Rochussen.

P
Sponsor group

Polar

25 issuers · 167 filings · $741.8M reported sold · 2009–2026

One team, 25 deal companies. Gavin Rochussen is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gavin Rochussen.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Polar Capital Emerging Market Stars Trust, Polar Capital European Small Cap Fund, a sub-fund of Polar Capital ICAV.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gavin Rochussen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gavin Rochussen is listed on: none on file. No website or social profile named in J O Hambro International Select Fund (DST)'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #24,182 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗Connecticut Judicial Branch case look-up ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗Connecticut Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

Change history

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