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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Gavin Saitowitz

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 29, 2010 → Feb 24, 2026

11deals (issuers)
$6.83Breported sold
644investors
61Form D filings
2010–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gavin Saitowitz is listed as an executive officer and promoter on 61 SEC Form D filings by 11 issuers between Apr 2010 and Feb 2026. Largest by amount reported sold: Prelude Structured Alternatives Master Fund, LP (New York, NY — pooled investment fund — 2020–2026; $3.67B reported sold to 197 investors), Prelude Opportunity Fund, LP (New York, NY — pooled investment fund — 2010–2026; $2.24B reported sold to 337 investors), Prelude Investors Fund, LP (New York, NY — pooled investment fund — 2013–2026; $408.6M reported sold to 12 investors), Prelude Structured Alternatives Fund, LP (New York, NY — pooled investment fund — 2020–2026; $361.1M reported sold to 21 investors), Prelude Proprietary Investors Fund, LP (New York, NY — pooled investment fund — 2020–2026; $80.4M reported sold to 7 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and promoter, over about 16 years. Across those companies the filings report $6.83B sold in total.

Listed alongside Cisco J. del Valle (61 shared filings), Prelude Capital Partners, LLC (36 shared filings, management entity), Prelude Capital Management, LLC (27 shared filings, management entity), J. Prelude Capital Partners, LLC (6 shared filings, management entity) and J. Prelude Enhanced China Strategy GP, LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gavin. Each name links to their own page.

All 11 issuers belong to the sponsor group Prelude (14 issuers, $6.12B reported sold, 2010–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Prelude has 14 companies on file and $6.12B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 61 public filings for Gavin Saitowitz and found 10 differences, 7 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gavin Saitowitz has not run yet — it is joining a line of 34,791 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Gary Saitowitz (CRD #4238395, Marietta, Georgia)
As listed by the regulator: Gary Saitowitz (CRD #4238395, Marietta, Georgia) submitted an AWC in which he was assessed a deferred fine of $10,000, suspended from association with any FINRA member in any capacity for 18 months and ordered to pay $11,455, plus interest, in restitution a customer. Without admitting or denying the findings, Saitowitz consented to the sanctions and to the entry of findings that he had customers sign blank and incomplete brokerage forms, which he placed in customer files maintained as books and records at his member firm. The suspension is in effect from January 3, 2017, through July 2, 2018. Order / docket ↗ Regulator's list ↗
same rare surname (2 people in Form D filings); different first name (gary); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gavin Saitowitz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Gavin Saitowitz — 7 worth asking about (compared the newest 50 of 61 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 24, 2021 – Feb 24, 2022

Amount sold went down between filings — Prelude Structured Alternatives Master Fund, LP

The Feb 24, 2021 filing says $3,672,130,633 sold; the Feb 24, 2022 Form D/A says $1,665,326,951 sold — $2,006,803,682 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 24, 2021 ↗Form D/A (later) · Feb 24, 2022 ↗Prelude Structured Alternatives Master Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Mar 4, 2020 – Feb 24, 2021

Amount sold went down between filings — Prelude Proprietary Investors Fund, LP

The Mar 4, 2020 filing says $55,000,000 sold; the Feb 24, 2021 Form D/A says $50,673,875 sold — $4,326,125 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Mar 4, 2020 ↗Form D/A (later) · Feb 24, 2021 ↗Prelude Proprietary Investors Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 25, 2020 – Feb 24, 2021

Amount sold went down between filings — Prelude Structured Alternatives Fund, LP

The Feb 25, 2020 filing says $133,016,323 sold; the Feb 24, 2021 Form D/A says $112,288,875 sold — $20,727,448 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Feb 25, 2020 ↗Form D/A (later) · Feb 24, 2021 ↗Prelude Structured Alternatives Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2023 – Feb 23, 2024

Investor count went down between filings — Prelude Proprietary Investors Fund, LP

The Feb 24, 2023 filing reports 6 investors; the Feb 23, 2024 Form D/A reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 24, 2023 ↗Form D/A (later) · Feb 23, 2024 ↗Prelude Proprietary Investors Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 24, 2023 – Feb 23, 2024

Investor count went down between filings — Prelude Structured Alternatives Fund, LP

The Feb 24, 2023 filing reports 16 investors; the Feb 23, 2024 Form D/A reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 24, 2023 ↗Form D/A (later) · Feb 23, 2024 ↗Prelude Structured Alternatives Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 25, 2022 – Feb 24, 2023

Investor count went down between filings — Prelude Structured Alternatives Fund, LP

The Feb 25, 2022 filing reports 19 investors; the Feb 24, 2023 Form D/A reports 16 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 25, 2022 ↗Form D/A (later) · Feb 24, 2023 ↗Prelude Structured Alternatives Fund, LP — PartnerFacts page ↗
Sources
Worth asking · Feb 3, 2020 – Apr 20, 2022

7 Form Ds were filed more than 15 days after the first sale

Form D filed 123 days after the first sale — Prelude Credit Opportunities, LLC - Series B · Form D filed 203 days after the first sale — Prelude Credit Opportunities, LLC - Series A · Form D filed 20 days after the first sale — Prelude Credit Opportunities, LLC - Series F · Form D filed 56 days after the first sale — Prelude Credit Opportunities, LLC - Series D · Form D filed 30 days after the first sale — Prelude Proprietary Investors Fund, LP · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jan 28, 2022 ↗Prelude Credit Opportunities, LLC - Series B — PartnerFacts page ↗Form D · Jan 28, 2022 ↗Prelude Credit Opportunities, LLC - Series A — PartnerFacts page ↗
Sources
Note · Mar 1, 2021 – Apr 20, 2022

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Prelude Credit Opportunities, LLC - Series F (latest filing Apr 20, 2022) · No amendment in the last 12 months on an offering that may still be open — Prelude Enhanced China Strategy Fund, LP (latest filing Mar 9, 2022) · No amendment in the last 12 months on an offering that may still be open — Prelude Credit Opportunities, LLC - Series B (latest filing Jan 28, 2022) · No amendment in the last 12 months on an offering that may still be open — Prelude Credit Opportunities, LLC - Series A (latest filing Jan 28, 2022) · No amendment in the last 12 months on an offering that may still be open — Prelude Credit Opportunities, LLC - Series D (latest filing Jan 27, 2022)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Apr 20, 2022 ↗Prelude Credit Opportunities, LLC - Series F — PartnerFacts page ↗Form D/A · Mar 9, 2022 ↗Prelude Enhanced China Strategy Fund, LP — PartnerFacts page ↗
Sources
Note · Jun 5, 2019 – Jul 2, 2020

Gavin Saitowitz's role changed at Prelude Opportunity Fund, LP: executive officer, promoter → executive officer

The Jun 5, 2019 filing lists Gavin Saitowitz as executive officer, promoter; the Jul 2, 2020 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 5, 2019 ↗Form D/A · Jul 2, 2020 ↗Gavin Saitowitz — PartnerFacts page ↗Prelude Opportunity Fund, LP — PartnerFacts page ↗
Sources
Note · Jun 5, 2019 – Jul 2, 2020

Gavin Saitowitz's role changed at Prelude Investors Fund, LP: executive officer, promoter → executive officer

The Jun 5, 2019 filing lists Gavin Saitowitz as executive officer, promoter; the Jul 2, 2020 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 5, 2019 ↗Form D/A · Jul 2, 2020 ↗Gavin Saitowitz — PartnerFacts page ↗Prelude Investors Fund, LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 61 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 11 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 24, 2026 D/A
Prelude Structured Alternatives Fund, LP
File 021-361254
$0$0$0
Customary advisory fees may be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Feb 24, 2026 D/A
Prelude Structured Alternatives Master Fund, LP
File 021-361257
$0$0$0
Customary advisory fees may be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Feb 24, 2026 D/A
Prelude Proprietary Investors Fund, LP
File 021-361964
$0$0$0
Customary advisory fees may be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Feb 6, 2026 D/A
Prelude Opportunity Fund, LP
File 021-141318
$0$0$0
Customary advisory fees may be paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Feb 5, 2026 D/A
Prelude Investors Fund, LP
File 021-189939
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Apr 20, 2022 D
Prelude Credit Opportunities, LLC - Series F
File 021-442689
$0$0$0None listed on this filingEDGAR ↗
Mar 9, 2022 D/A
Prelude Enhanced China Strategy Fund, LP
File 021-391622
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jan 28, 2022 D
Prelude Credit Opportunities, LLC - Series A
File 021-431178
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2022 D
Prelude Credit Opportunities, LLC - Series B
File 021-431185
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2022 D
Prelude Credit Opportunities, LLC - Series D
File 021-431151
$0$0$0None listed on this filingEDGAR ↗
Sep 11, 2012 D/A
Prelude Capital Investors, LP
File 021-148535
$0$0$0
Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Gavin Saitowitz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PS
Pooled Investment Fund · group: Prelude

Prelude Structured Alternatives Master Fund, LP

New York, NY · Feb 25, 2020 → Feb 24, 2026 · 7 filings
  • Feb 24, 2026 · D/A · $2,412,932,339 sold of Indefinite · 197 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $2,226,893,188 sold of Indefinite · 143 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 23, 2024 · D/A · $2,106,826,127 sold of Indefinite · 135 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2023 · D/A · $1,950,568,873 sold of Indefinite · 127 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2022 · D/A · $1,665,326,951 sold of Indefinite · 112 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2021 · D/A · $3,672,130,633 sold of Indefinite · 62 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 25, 2020 · D · $87,298,812 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $3.67B from 197 investors as of the latest filing. Gavin is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund · group: Prelude

Prelude Structured Alternatives Fund, LP

New York, NY · Feb 25, 2020 → Feb 24, 2026 · 7 filings
  • Feb 24, 2026 · D/A · $361,065,906 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $324,976,173 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 23, 2024 · D/A · $308,790,702 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2023 · D/A · $266,532,805 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 25, 2022 · D/A · $204,523,233 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2021 · D/A · $112,288,875 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 25, 2020 · D · $133,016,323 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $361.1M from 21 investors as of the latest filing. Gavin is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Prelude

Prelude Proprietary Investors Fund, LP

New York, NY · Mar 4, 2020 → Feb 24, 2026 · 7 filings
  • Feb 24, 2026 · D/A · $80,367,151 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 21, 2025 · D/A · $80,367,151 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 23, 2024 · D/A · $80,367,151 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2023 · D/A · $80,366,858 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 25, 2022 · D/A · $62,280,472 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Feb 24, 2021 · D/A · $50,673,875 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Mar 4, 2020 · D · $55,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $80.4M from 7 investors as of the latest filing. Gavin is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PO
Pooled Investment Fund · group: Prelude

Prelude Opportunity Fund, LP

New York, NY · Apr 29, 2010 → Feb 6, 2026 · 17 filings
  • Feb 6, 2026 · D/A · $2,237,815,135 sold of Indefinite · 337 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 16, 2025 · D/A · $2,154,375,855 sold of Indefinite · 330 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2024 · D/A · $2,049,582,875 sold of Indefinite · 309 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2023 · D/A · $1,995,267,776 sold of Indefinite · 304 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 21, 2022 · D/A · $1,950,853,237 sold of Indefinite · 296 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jul 2, 2020 · D/A · $1,684,706,257 sold of Indefinite · 273 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jun 5, 2019 · D/A · $1,509,603,066 sold of Indefinite · 239 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jun 5, 2018 · D/A · $1,281,669,407 sold of Indefinite · 204 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 8, 2017 · D/A · $983,377,308 sold of Indefinite · 175 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 9, 2016 · D/A · $784,696,768 sold of Indefinite · 160 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 11, 2015 · D/A · $601,276,703 sold of Indefinite · 141 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 11, 2014 · D/A · $448,629,797 sold of Indefinite · 116 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 11, 2013 · D/A · $299,191,920 sold of Indefinite · 91 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 11, 2012 · D/A · $128,473,724 sold of Indefinite · 38 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 12, 2011 · D/A · $81,453,225 sold of Indefinite · 26 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 22, 2010 · D/A · $19,072,038 sold of Indefinite · 11 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Apr 29, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗

Raised $2.24B from 337 investors as of the latest filing. Gavin is listed as executive officer, promoter on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PI
Pooled Investment Fund · group: Prelude

Prelude Investors Fund, LP

New York, NY · Jan 10, 2013 → Feb 5, 2026 · 14 filings
  • Feb 5, 2026 · D/A · $408,580,791 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 16, 2025 · D/A · $385,414,390 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2024 · D/A · $374,370,230 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 19, 2023 · D/A · $352,301,818 sold of Indefinite · 12 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jan 21, 2022 · D/A · $350,533,826 sold of Indefinite · 11 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jul 2, 2020 · D/A · $304,634,300 sold of Indefinite · 8 investors · min. $1 · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Jun 5, 2019 · D/A · $295,799,959 sold of Indefinite · 8 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jun 5, 2018 · D/A · $274,725,895 sold of Indefinite · 7 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 5, 2018 · D/A · $263,355,800 sold of Indefinite · 7 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 6, 2017 · D/A · $206,579,188 sold of Indefinite · 6 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 6, 2016 · D/A · $143,711,535 sold of Indefinite · 6 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 9, 2015 · D/A · $103,585,600 sold of Indefinite · 5 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 10, 2014 · D/A · $61,721,720 sold of Indefinite · 5 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Jan 10, 2013 · D · $29,600,000 sold of Indefinite · 5 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗

Raised $408.6M from 12 investors as of the latest filing. Gavin is listed as executive officer, promoter on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Prelude

Prelude Credit Opportunities, LLC - Series F

New York, NY · Apr 20, 2022
  • Apr 20, 2022 · D · $1,250,000 sold of Indefinite · 6 investors · min. $1 · role: Executive Officer (Managing Member of the Manager of the Issuer) EDGAR ↗

Raised $1.25M from 6 investors as of the latest filing. Gavin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund · group: Prelude

Prelude Enhanced China Strategy Fund, LP

New York, NY · Mar 9, 2021 → Mar 9, 2022 · 2 filings
  • Mar 9, 2022 · D/A · $10,855,150 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Mar 9, 2021 · D · $2,510,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $10.9M from 2 investors as of the latest filing. Gavin is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Prelude

Prelude Credit Opportunities, LLC - Series B

New York, NY · Jan 28, 2022
  • Jan 28, 2022 · D · $7,240,849 sold of Indefinite · 10 investors · min. $1 · role: Executive Officer (Managing Member of the Manager of the Issuer) EDGAR ↗

Raised $7.24M from 10 investors as of the latest filing. Gavin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Prelude

Prelude Credit Opportunities, LLC - Series A

New York, NY · Jan 28, 2022
  • Jan 28, 2022 · D · $7,429,726 sold of Indefinite · 16 investors · min. $1 · role: Executive Officer (Managing Member of the Manager of the Issuer) EDGAR ↗

Raised $7.43M from 16 investors as of the latest filing. Gavin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Prelude

Prelude Credit Opportunities, LLC - Series D

New York, NY · Jan 27, 2022
  • Jan 27, 2022 · D · $2,000,000 sold of Indefinite · 5 investors · min. $1 · role: Executive Officer (Managing Member of the Manager of the Issuer) EDGAR ↗

Raised $2M from 5 investors as of the latest filing. Gavin is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Prelude

Prelude Capital Investors, LP

New York, NY · Oct 5, 2010 → Sep 11, 2012 · 3 filings
  • Sep 11, 2012 · D/A · $44,521,792 sold of Indefinite · 31 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Sep 12, 2011 · D/A · $40,571,792 sold of Indefinite · 31 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner.) EDGAR ↗
  • Oct 5, 2010 · D · $4,000,000 sold of Indefinite · 2 investors · min. $1 · role: Executive Officer, Promoter (Managing Member of Prelude Capital Partners, LLC, the Issuer's General Partner) EDGAR ↗

Raised $44.5M from 31 investors as of the latest filing. Gavin is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gavin 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PC
Management entity

Prelude Capital Partners, LLC

Promoter, Director · 36 shared filings (5 issuers)

Prelude Capital Partners, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PC
Management entity

Prelude Capital Management, LLC

Executive Officer, Director · 27 shared filings (8 issuers) · also on 3 other issuers

Prelude Capital Management, LLC is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JP
Management entity

J. Prelude Capital Partners, LLC

Director · 6 shared filings (1 issuer)

Listed on the same filings as Gavin Saitowitz. Their page shows their other deals.

CV
No photo found yet (own website and image search run after this page is viewed)
Person

Cisco J. del Valle

Executive Officer, Promoter · 61 shared filings (11 issuers) · also on 2 other issuers

Cisco J. del Valle is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

P
Sponsor group

Prelude

14 issuers · 71 filings · $6.12B reported sold · 2010–2026

One team, 14 deal companies. Gavin Saitowitz is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Gavin Saitowitz.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 8 of the 11 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Prelude Proprietary Investors Fund, LP, Prelude Structured Alternatives Master Fund, LP, Prelude Structured Alternatives Fund, LP, Prelude Credit Opportunities, LLC - Series F, Prelude Enhanced China Strategy Fund, LP, Prelude Credit Opportunities, LLC - Series B, Prelude Credit Opportunities, LLC - Series A, Prelude Credit Opportunities, LLC - Series D.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gavin Saitowitz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gavin Saitowitz is listed on: none on file. No website or social profile named in Prelude Structured Alternatives Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #39,492 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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