Gavin Hoffman is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 2 issuers between Jan 2010 and Mar 2013: 12 Interactive, LLC (Chicago, IL — business services — 2010; $417K reported sold to 8 investors) and Austen Heller (Chicago, IL — manufacturing — 2013; $43K reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as executive officer, director, and promoter, over about 3 years. Across those companies the filings report $460K sold in total.
Listed alongside Christopher Hill (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gavin. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Gavin Hoffman and found 7 differences, 2 worth asking the sponsor about: Bankruptcy case: Gavin B Hoffman and Nichole D Whitaker; Bankruptcy case: Gavin B. Hoffman; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.