Gary Rubens is listed as an executive officer and director on 5 SEC Form D filings by 3 issuers between Aug 2015 and Dec 2018: REBLS, INC. (Bellevue, WA — other technology — 2017; $4.34M reported sold to 44 investors), Cartogram Inc. (Kirkland, WA — other technology — 2015–2016; $326K reported sold to 4 investors) and i1 SENSORTECH, INC. (Kirkland, WA — manufacturing — 2018; $200K reported sold to 2 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $4.87M sold in total.
Listed alongside Steve Kondik (3 shared filings), William Stryker Clausen (2 shared filings), BEN BERGO (1 shared filing), Bryan Copley (1 shared filing), CHRIS BOODY (1 shared filing) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 2 SEC releases, 8 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Gary Rubens and found 9 differences, 2 worth asking the sponsor about: Gary Rubens appears on 3 deals that stopped filing before reaching their target; Form D filed 209 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.