Gary Romanik is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Aug 2009: WoundCo Holdings, Inc. (Los Angeles, CA — other health care — 2009; $270.7M reported sold to 20 investors).
What this means One deal on file with the SEC, filed Aug 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside DAVID A. ALPERN (1 shared filing), JOHN T. MAPES (1 shared filing), John Myers (1 shared filing), Kevin A. McKim (1 shared filing), Kurt Larsen (1 shared filing) and 6 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Gary Romanik and found 4 differences, 3 worth asking the sponsor about: Bankruptcy case: Gary J. Romanik and Marcia S. Romanik; Bankruptcy case: Romanik Enterprises, Inc; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.