Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

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Gary D Halbert

Named as an officer, director or promoter on SEC Form D filings · TX · Mar 9, 2009 → Jan 18, 2013

1deal (issuers)

$25.3Mreported sold

210investors

4Form D filings

2009–2013years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Gary D Halbert is listed as an executive officer on 4 SEC Form D filings by 1 issuer between Mar 2009 and Jan 2013: PROFUTURES STRATEGIC ALLOCATION TRUST (Austin, TX — pooled investment fund — 2009–2013; $25.3M reported sold to 210 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Debi B Halbert (4 shared filings), John M Posey (4 shared filings), Jon P Meyer (4 shared filings) and ProFutures, Inc. (4 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Gary. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 45 court cases matching the name, 1 SEC release, 2 state regulator orders, 25 bankruptcy cases matching the name listed in Key records below.

What this means 73 records came back, including 7 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Gary D Halbert and found 1 difference: No amendment in the last 12 months on an offering that may still be open.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Gary D Halbert has not run yet — it is joining a line of 38,573 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

45 cases: 7 open, 13 closed (disposition not in docket feed), 19 dismissed, 6 judgment

Halbert v. Hartford Life and Accident Insurance Company open

District Court, S.D. Florida · No. 0:26-cv-62370 · Filed Aug 27, 2026

Role of Halbert: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)

HALBERT v. PFIZER INC open

District Court, N.D. Florida · No. 3:26-cv-04509 · Filed Jul 1, 2026

Role of HALBERT: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)

Halbert v. State Farm Fire and Casualty Insurance Company open

District Court, D. South Carolina · No. 6:25-cv-13737 · Filed Dec 4, 2025

Role of Halbert: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in SC (not a filing state)

Halbert v. Primesource Building Products, Inc. closed

District Court, N.D. Illinois · No. 1:24-cv-01163 · Filed Feb 9, 2024 · Closed Apr 25, 2024

Role of Halbert: Plaintiff · Outcome: Terminated 2024-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

Halbert v. Boehringer Ingelheim Corporation closed

District Court, S.D. Florida · No. 3:23-cv-14025 · Filed Feb 24, 2023 · Closed Feb 24, 2023

Role of Halbert: Plaintiff · Outcome: Terminated 2023-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)

Halbert v. SES Civil and Environmental, LLC closed

District Court, M.D. Alabama · No. 2:21-cv-00607 · Filed Sep 10, 2021 · Closed Jul 13, 2022

Role of Halbert: Plaintiff · Outcome: Terminated 2022-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in AL (not a filing state)

HALBERT v. JOHNSON & JOHNSON, INC open

District Court, D. New Jersey · No. 3:21-cv-09158 · Filed Apr 13, 2021

Role of HALBERT: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in NJ (not a filing state)

HALBERT v. JOHNSON & JOHNSON, INC open

District Court, D. New Jersey · No. 3:21-cv-07091 · Filed Mar 29, 2021

Role of HALBERT: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in NJ (not a filing state)

Greywal v. Halbert Construction Company, Inc. closed

District Court, S.D. California · No. 3:21-cv-00139 · Filed Jan 26, 2021 · Closed Mar 30, 2021

Role of Halbert Construction Company, Inc.: Defendant · Outcome: Terminated 2021-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

U.S. Glass and Aluminum, Inc. v. Halbert Construction Company, Inc. closed

District Court, N.D. California · No. 5:20-cv-07296 · Filed Oct 16, 2020 · Closed Dec 28, 2020

Role of Halbert Construction Company, Inc.: Defendant · Outcome: Terminated 2020-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

Halbert v. I.C. System, Inc. closed

District Court, N.D. Ohio · No. 1:20-cv-01552 · Filed Jul 14, 2020 · Closed Sep 16, 2020

Role of Halbert: Plaintiff · Outcome: Terminated 2020-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in OH (not a filing state)

Halbert v. Target Corporation dismissed

District Court, E.D. New York · No. 1:20-cv-01564 · Filed Mar 26, 2020 · Closed Apr 28, 2021 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Notice of Removal

Role of Halbert: Plaintiff · Outcome: Terminated 2021-04-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)

West Coast Iron, Inc. v. Halbert Construction Company, Inc. dismissed

District Court, N.D. California · No. 4:19-cv-01087 · Filed Feb 27, 2019 · Closed Apr 25, 2019 · Nature of suit: 130 Miller act

Role of Halbert Construction Company, Inc.: Defendant · Outcome: Terminated 2019-04-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

HALBERT v. BRISTOL-MYERS SQUIBB COMPANY dismissed

District Court, N.D. Florida · No. 3:18-cv-01690 · Filed Aug 11, 2018 · Closed Feb 5, 2020 · Nature of suit: 367 Health care / pharm

Role of HALBERT: Plaintiff · Outcome: Terminated 2020-02-05 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in FL (not a filing state)

Margaret Perkins Washburn v. Halbert Sullivan Washburn closed

District Court, C.D. California · No. 2:18-cv-01519 · Filed Feb 23, 2018 · Closed Jul 2, 2018 · Nature of suit: 850 Securities/Commodities · Cause: 12:22 Securities Fraud

Role of Halbert Sullivan Washburn: Defendant · Outcome: Terminated 2018-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

Halbert D. Lindquist Revocable Trust v. Optulink, Inc. judgment

District Court, N.D. Illinois · No. 1:17-cv-06877 · Filed Sep 22, 2017 · Closed Nov 15, 2017 · Nature of suit: 896 Other Statutes: Arbitration · Cause: 28:1332 Diversity-(Citizenship)

Role of Halbert D. Lindquist Revocable Trust: Plaintiff · Outcome: Terminated 2017-11-15 — FJC Integrated Database disposition: Judgment on award of arbitrator; judgment for plaintiff Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

United States of America for the Use and Benefit of: McCullough Plumbing, Inc. v. Halbert Construction Company, Inc. judgment

District Court, S.D. California · No. 3:17-cv-00803 · Filed Apr 20, 2017 · Closed Jul 29, 2019 · Nature of suit: Miller Act · Cause: 40:3131 Bonds of contractors of public buildings

Role of Halbert Construction Company, Inc.: Defendant · Outcome: Terminated 2019-07-29 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for both plaintiff and defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

Halbert v. Janssen Research & Development LLC open

District Court, E.D. Louisiana · No. 2:16-cv-13205 · Filed Jul 26, 2016 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in LA (not a filing state)

Halbert v. Janssen Research & Development, LLC open

District Court, E.D. Louisiana · No. 2:16-cv-12504 · Filed Jul 7, 2016 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in LA (not a filing state)

HALBERT v. PENN NATIONAL GAMING, INC. dismissed

District Court, E.D. Pennsylvania · No. 5:16-cv-01579 · Filed Apr 6, 2016 · Closed May 11, 2016 · Nature of suit: 480 Consumer credit

Role of HALBERT: Plaintiff · Outcome: Terminated 2016-05-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in PA (not a filing state)

Halbert v. Pfizer Inc judgment

District Court, D. South Carolina · No. 2:15-cv-04764 · Filed Nov 30, 2015 · Closed Jan 3, 2017 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Terminated 2017-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in SC (not a filing state)

UNITED STATES OF AMERICA v. HALBERT CONSTRUCTION CO, ET AL dismissed

District Court, S.D. California · No. · Filed Jan 23, 2015 · Closed Mar 2, 2016 · Nature of suit: 130 Miller act

Role of HALBERT CONSTRUCTION CO: Defendant · Outcome: Terminated 2016-03-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

American Technologies, Inc. v. Halbert Construction Company, Inc. closed

District Court, S.D. California · No. 3:15-cv-00164 · Filed Jan 23, 2015 · Closed Mar 2, 2016

Role of Halbert Construction Company, Inc.: Defendant · Outcome: Terminated 2016-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

Halbert v. Pfizer Inc judgment

District Court, D. South Carolina · No. 2:14-cv-04749 · Filed Dec 16, 2014 · Closed Jan 3, 2017 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Terminated 2017-01-03 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in SC (not a filing state)

Halbert v. Takeda Pharmaceuticals America Inc dismissed

District Court, W.D. Louisiana · No. 6:14-cv-02723 · Filed Sep 9, 2014 · Closed May 26, 2015 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Terminated 2015-05-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in LA (not a filing state)

Halbert v. Takeda Pharmaceuticals U S A Inc dismissed

District Court, W.D. Louisiana · No. 6:13-cv-01071 · Filed May 14, 2013 · Closed Aug 24, 2016 · Nature of suit: 367 Health care / pharm

Role of Halbert: Plaintiff · Outcome: Terminated 2016-08-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in LA (not a filing state)

Halbert v. Biehl & Biehl, Inc. judgment

District Court, N.D. Illinois · No. 1:09-cv-06221 · Filed Oct 5, 2009 · Closed Apr 13, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act

Role of Halbert: Plaintiff · Outcome: Terminated 2010-04-13 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

Halbert v. Creditors Interchange Receivable Management, LLC dismissed

District Court, N.D. Illinois · No. 1:09-cv-06207 · Filed Oct 5, 2009 · Closed Apr 21, 2010 · Nature of suit: 890 Other Statutory Actions · Cause: 15:1692 Fair Debt Collection Act

Role of Halbert: Plaintiff · Outcome: Terminated 2010-04-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

Halbert v. Central Portfolio Control Incorporated dismissed

District Court, E.D. Michigan · No. 2:09-cv-13606 · Filed Sep 11, 2009 · Closed Mar 2, 2010 · Nature of suit: 480 Consumer credit

Role of Halbert: Plaintiff · Outcome: Terminated 2010-03-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

HALBERT v. AFFILIATED COMPUTER SERVICES, INC. dismissed

District Court, S.D. Indiana · No. 2:08-cv-00352 · Filed Sep 12, 2008 · Closed Mar 30, 2010 · Nature of suit: 791 Employee Retirement Income Security Act

Role of HALBERT: Plaintiff · Outcome: Terminated 2010-03-30 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IN (not a filing state)

Halbert v. Northeast Ohio Health Services dismissed

District Court, N.D. Ohio · No. 1:08-cv-01290 · Filed May 27, 2008 · Closed Jan 13, 2010 · Nature of suit: 890 Other statutory actions

Role of Halbert: Plaintiff · Outcome: Terminated 2010-01-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in OH (not a filing state)

DIRECTV, Inc. v. Halbert dismissed

District Court, D. Oregon · No. 6:03-cv-00458 · Filed Apr 9, 2003 · Closed Mar 10, 2004 · Nature of suit: 380 Other personal property damage

Role of Halbert: Defendant · Outcome: Terminated 2004-03-10 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in OR (not a filing state)

Halbert v. United Association closed

District Court, D. South Carolina · No. 6:01-cv-02904 · Filed Jul 10, 2001 · Closed Sep 7, 2001 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Halbert: Plaintiff · Outcome: Terminated 2001-09-07 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in SC (not a filing state)

Halbert ex rel v. Kiewit Construction Company dismissed

District Court, D. Alaska · No. 4:99-cv-00032 · Filed Oct 12, 1999 · Closed Dec 18, 2000 · Nature of suit: 130 Miller act

Role of Halbert ex rel: Plaintiff · Outcome: Terminated 2000-12-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in AK (not a filing state)

Southwest Admin Inc v. Halbert Brothers Inc dismissed

District Court, C.D. California · No. 2:99-cv-10541 · Filed Oct 12, 1999 · Closed Jan 3, 2000 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Halbert Brothers Inc: Defendant · Outcome: Terminated 2000-01-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

In Re: Florence Tanners Inc v. Halbert closed

District Court, E.D. Michigan · No. 2:98-cv-72575 · Filed Jun 17, 1998 · Closed Jan 29, 1999 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Halbert: Defendant · Outcome: Terminated 1999-01-29 — FJC Integrated Database disposition: Stayed pending bankruptcy Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

Halbert v. KS City So Rwy Co dismissed

District Court, E.D. Texas · No. 2:97-cv-00004 · Filed Jan 7, 1997 · Closed Jul 27, 1998 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Halbert: Plaintiff · Outcome: Terminated 1998-07-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (TX)

Halbert Waterproof v. Gay Construction dismissed

District Court, E.D. Virginia · No. 4:93-cv-00058 · Filed May 12, 1993 · Closed Sep 27, 1996 · Nature of suit: 130 Miller act

Role of Halbert Waterproof: Plaintiff · Outcome: Terminated 1996-09-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in VA (not a filing state)

Carpenters Southern v. Halbert's Lumber Inc dismissed

District Court, C.D. California · No. 2:92-cv-05079 · Filed Aug 24, 1992 · Closed Feb 19, 1993 · Nature of suit: 791 Employee Retirement Income Security Act

Role of Halbert's Lumber Inc: Defendant · Outcome: Terminated 1993-02-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

HALBERT INC v. SYSTEMS PERIPHERAL IN dismissed

District Court, C.D. California · No. · Filed Feb 27, 1990 · Closed Jun 28, 1990 · Nature of suit: 190 Other contract actions

Role of HALBERT INC: Plaintiff · Outcome: Terminated 1990-06-28 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in CA (not a filing state)

Stimson Lane, Ltd v. Halbert closed

District Court, W.D. Washington · No. 2:89-cv-00148 · Filed Feb 3, 1989 · Closed Mar 13, 1989

Role of Halbert: Defendant · Outcome: Terminated 1989-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in WA (not a filing state)

Halbert Dev Corp v. Meek dismissed

District Court, E.D. Michigan · No. 2:88-cv-70887 · Filed Mar 7, 1988 · Closed Sep 15, 1988 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Halbert Dev Corp: Plaintiff · Outcome: Terminated 1988-09-15 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

HALBERT v. INDEP CLEARINGHOUSE CO judgment

District Court, D. Utah · No. · Filed Nov 2, 1984 · Closed Jul 23, 1987 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of HALBERT: Plaintiff · Outcome: Terminated 1987-07-23 — FJC Integrated Database disposition: Other; judgment for both plaintiff and defendant Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in UT (not a filing state)

Halbert v. Ford Motor Company closed

District Court, S.D. West Virginia · No. 2:70-cv-00025 · Filed Feb 12, 1970 · Closed Feb 12, 1970

Role of Halbert: Plaintiff · Outcome: Terminated 1970-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in WV (not a filing state)

Halbert v. Ford Motor Company closed

District Court, S.D. West Virginia · No. 3:70-cv-02699 · Filed Jan 29, 1970 · Closed Jan 29, 1970

Role of Halbert: Plaintiff · Outcome: Terminated 1970-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in WV (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

Individuals Barred for Failure to Provide Information or Keep Information Current Pursuant to FINRA Rule 9552(h) FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Nov 5, 2018 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Scott Halbert Newbanks (CRD #1216623)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (5 people in Form D filings); different first name (scott); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Individual Revoked for Failure to Pay Fines and/or Costs Pursuant to FINRA Rule 8320 FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Aug 27, 2018 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Scott Halbert Newbanks (CRD #1216623)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (5 people in Form D filings); different first name (scott); nationwide regulator (FINRA) — the state is not a signal; middle initial differs

Gary C. Halbert, et al. Litigation release

SEC · Sep 23, 2003 · Parties as named in the release: Gary C. Halbert, et al. Read the release ↗

same rare surname (5 people in Form D filings); first name matches; the person's filing state is not named; middle initial differs

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Gary D Halbert..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 25 closed (disposition not in docket feed)

Halbert, Jr. v. REGIONS FINANCIAL CORPORATION closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:18-ap-90121 · Filed Jul 25, 2018 · Closed Oct 23, 2018

Role of Halbert, Jr.: Plaintiff · Outcome: Case closed 2018-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in TN (not a filing state)

Shannon Halbert Hernandez closed

United States Bankruptcy Court, N.D. Texas · No. 15-41639 · Filed Apr 24, 2015 · Closed May 24, 2017

Role of Shannon Halbert Hernandez: Debtor · Outcome: Case closed 2017-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); different first name (shannon); court in the person's filing state (TX)

Halbert v. Tri-County Bank closed

United States Bankruptcy Court, E.D. Michigan · No. 12-03184 · Filed May 16, 2012 · Closed Sep 12, 2012

Role of Halbert: Plaintiff · Outcome: Case closed 2012-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

Halbert v. Community Financial Members Credit Union closed

United States Bankruptcy Court, E.D. Michigan · No. 10-02078 · Filed Apr 26, 2010 · Closed Jun 14, 2010

Role of Halbert: Plaintiff · Outcome: Case closed 2010-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

Halbert v. Community Financial Members Credit Union closed

United States Bankruptcy Court, E.D. Michigan · No. 10-02016 · Filed Jan 21, 2010 · Closed Feb 8, 2010

Role of Halbert: Plaintiff · Outcome: Case closed 2010-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

Eugene I. Davis, as Litigation Trustee for the Que v. The Halbert Company closed

United States Bankruptcy Court, S.D. New York · No. 10-02419 · Filed Jan 16, 2010 · Closed Feb 26, 2014

Role of The Halbert Company: Defendant · Outcome: Case closed 2014-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)

Halbert Dean Walker and Donna Sue Walker closed

United States Bankruptcy Court, C.D. Illinois · No. 08-91857 · Filed Oct 27, 2008 · Closed Mar 30, 2009

Role of Halbert Dean Walker and Donna Sue Walker: Debtor · Outcome: Case closed 2009-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

Thomas Halbert Davis and Traci Kay Davis closed

United States Bankruptcy Court, N.D. Texas · No. 08-10274 · Filed Aug 4, 2008 · Closed Nov 13, 2008

Role of Thomas Halbert Davis and Traci Kay Davis: Debtor · Outcome: Case closed 2008-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); different first name (thomas); court in the person's filing state (TX)

Bachrach Clothing Inc v. Halbert USA Inc closed

United States Bankruptcy Court, N.D. Illinois · No. 08-00382 · Filed Jun 6, 2008 · Closed Sep 25, 2008

Role of Halbert USA Inc: Defendant · Outcome: Case closed 2008-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

Halbert v. US Bank closed

United States Bankruptcy Court, E.D. Arkansas · No. 4:08-ap-01181 · Filed May 21, 2008 · Closed Aug 25, 2009

Role of Halbert: Plaintiff · Outcome: Case closed 2009-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in AR (not a filing state)

Thomas Halbert Davis and Traci Kay Davis closed

United States Bankruptcy Court, N.D. Texas · No. 08-10157 · Filed May 5, 2008 · Closed Jun 9, 2008

Role of Thomas Halbert Davis and Traci Kay Davis: Debtor · Outcome: Case closed 2008-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); different first name (thomas); court in the person's filing state (TX)

Cox v. Halbert Pipe and Steel Co., Inc. closed

United States Bankruptcy Court, E.D. Arkansas · No. 4:04-ap-01106 · Filed Mar 25, 2004 · Closed Jul 12, 2004

Role of Halbert Pipe and Steel Co., Inc.: Defendant · Outcome: Case closed 2004-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in AR (not a filing state)

Silverman v. Halbert Brothers, Inc. closed

United States Bankruptcy Court, E.D. New York · No. 8-04-08169 · Filed Mar 9, 2004 · Closed Apr 16, 2004

Role of Halbert Brothers, Inc.: Defendant · Outcome: Case closed 2004-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in NY (not a filing state)

Halbert LPG, Inc. closed

United States Bankruptcy Court, N.D. Texas · No. 03-60271 · Filed Apr 21, 2003 · Closed Aug 12, 2004

Role of Halbert LPG, Inc.: Debtor · Outcome: Case closed 2004-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (TX)

Halbert LPG, Inc. closed

United States Bankruptcy Court, W.D. Texas · No. 03-11950 · Filed Apr 21, 2003 · Closed Jul 8, 2003

Role of Halbert LPG, Inc.: Debtor · Outcome: Case closed 2003-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (TX)

Sun HealthCAre Group, Inc. and any and all d v. Halbert closed

United States Bankruptcy Court, D. Delaware · No. 01-06911 · Filed Oct 5, 2001 · Closed Jun 12, 2002

Role of Halbert: Defendant · Outcome: Case closed 2002-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in DE (not a filing state)

HALBERT v. Midfirst Bank closed

United States Bankruptcy Court, N.D. Alabama · No. 99-70048 · Filed May 3, 1999 · Closed May 24, 1999

Role of HALBERT: Plaintiff · Outcome: Case closed 1999-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in AL (not a filing state)

Ebner v. Halbert Mill Co Of Texas Inc closed

United States Bankruptcy Court, N.D. Illinois · No. 98-02038 · Filed Nov 30, 1998 · Closed Jan 7, 1999

Role of Halbert Mill Co Of Texas Inc: Defendant · Outcome: Case closed 1999-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in IL (not a filing state)

HALBERT v. FPA MEDICAL MANAGEMENT OF ARIZONA, INC. closed

United States Bankruptcy Court, D. Delaware · No. 98-02766 · Filed Sep 24, 1998 · Closed Jul 26, 1999

Role of HALBERT: Plaintiff · Outcome: Case closed 1999-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in DE (not a filing state)

Florence Tanners, Inc. v. Halbert closed

United States Bankruptcy Court, E.D. Michigan · No. 97-04806 · Filed Oct 9, 1997 · Closed Jun 10, 1998

Role of Halbert: Defendant · Outcome: Case closed 1998-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

William Halbert Graham and Gloria Ann Graham closed

United States Bankruptcy Court, N.D. Texas · No. 96-50432 · Filed Apr 22, 1996 · Closed Apr 18, 2002

Role of William Halbert Graham and Gloria Ann Graham: Debtor · Outcome: Case closed 2002-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); different first name (william); court in the person's filing state (TX)

Comerica Bank v. Halbert closed

United States Bankruptcy Court, E.D. Michigan · No. 96-04248 · Filed Mar 20, 1996 · Closed Apr 10, 1996

Role of Halbert: Defendant · Outcome: Case closed 1996-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MI (not a filing state)

Halbert Wayne Masterson and Linda Darlene Masterson closed

United States Bankruptcy Court, W.D. Missouri · No. 95-60886 · Filed Sep 5, 1995 · Closed Jan 2, 1996

Role of Halbert Wayne Masterson and Linda Darlene Masterson: Debtor · Outcome: Case closed 1996-01-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in MO (not a filing state)

Halbert v. Planters National Bank of Rosebud closed

United States Bankruptcy Court, W.D. Texas · No. 91-06105 · Filed Nov 26, 1991 · Closed May 11, 1993

Role of Halbert: Plaintiff · Outcome: Case closed 1993-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (TX)

Halbert v. Planter National Bank closed

United States Bankruptcy Court, W.D. Texas · No. 91-06071 · Filed Jul 25, 1991 · Closed Dec 9, 1992

Role of Halbert: Plaintiff · Outcome: Case closed 1992-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (5 people in Form D filings, 130 federal dockets); surname only in the caption; court in the person's filing state (TX)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for Gary D Halbert (compared 4 filings on Oct 24, 2026)

Note · Sep 15, 2000 – Jan 18, 2013

No amendment in the last 12 months on an offering that may still be open — PROFUTURES STRATEGIC ALLOCATION TRUST (latest filing Jan 18, 2013)

The latest filing for this offering is dated Jan 18, 2013 (first sale Sep 15, 2000). It reports $25,330,692 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 18, 2013 ↗PROFUTURES STRATEGIC ALLOCATION TRUST — PartnerFacts page ↗

Sources

Form D/A · Jan 18, 2013 ↗ (Jan 18, 2013)
PROFUTURES STRATEGIC ALLOCATION TRUST — PartnerFacts page ↗ (Jan 18, 2013)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 18, 2013 D/A PROFUTURES STRATEGIC ALLOCATION TRUST File 021-78364	$0	$0	$0	ProFutures Financial Group, Inc. BrokerCheck CRD 24328 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Gary D Halbert on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

PROFUTURES STRATEGIC ALLOCATION TRUST

Austin, TX · Mar 9, 2009 → Jan 18, 2013 · 4 filings

Jan 18, 2013 · D/A · $25,330,692 sold of Indefinite · 210 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Jan 19, 2012 · D/A · $21,908,611 sold of Indefinite · 209 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Mar 8, 2010 · D/A · $20,726,961 sold of Indefinite · 204 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Mar 9, 2009 · D/A · $20,516,638 sold of Indefinite · 203 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $25.3M from 210 investors as of the latest filing. Gary is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Gary 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

ProFutures, Inc.

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gary D Halbert. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jon P Meyer

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gary D Halbert. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Debi B Halbert

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gary D Halbert. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John M Posey

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Gary D Halbert. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Gary D Halbert by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Gary D Halbert is listed on: none on file. No website or social profile named in PROFUTURES STRATEGIC ALLOCATION TRUST's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #333,564 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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Members get an email when Gary D Halbert appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Gary D Halbert

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — PROFUTURES STRATEGIC ALLOCATION TRUST (latest filing Jan 18, 2013)

5. Money to insiders

Deals 1

PROFUTURES STRATEGIC ALLOCATION TRUST

People around Gary 4

ProFutures, Inc.

Jon P Meyer

Debi B Halbert

John M Posey

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person