PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:06 AM ET

Sponsor Check › Person

FG
No photo found yet (own website and image search run after this page is viewed)

Frederick Gluck

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 11, 2010 → May 26, 2021

4deals (issuers)
$104.6Mreported sold
172investors
53Form D filings
2010–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frederick Gluck is listed as an executive officer and director on 53 SEC Form D filings by 4 issuers between Feb 2010 and May 2021: CytomX Therapeutics, Inc. (South San Francisco, CA — biotechnology — 2010–2015; $70M reported sold to 33 investors), LungLife AI, Inc. (Thousand Oaks, CA — biotechnology — 2010–2021; $25.4M reported sold to 41 investors), TrueVision Systems Inc (Goleta, CA — other health care — 2010–2016; $9.21M reported sold to 64 investors) and AMGEN INC (Thousand Oaks, CA — biotechnology — 2011; 34 investors reported).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $104.6M sold in total.

Listed alongside Michael Pfau (40 shared filings), Simon Raab (38 shared filings), Alan Heeger (30 shared filings), Tom Hyongsok Soh (24 shared filings), Amit Munshi (16 shared filings) and 57 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederick. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 53 public filings for Frederick Gluck and found 14 differences, 3 worth asking the sponsor about: 10 offerings reported fewer investors on a later filing; 8 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frederick Gluck has not run yet — it is #2,858 of 29,953 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frederick Gluck..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Frederick Gluck — 3 worth asking about (compared the newest 50 of 53 filings on Oct 24, 2026; older filings not covered)

Note · Apr 22, 2013 – Jul 26, 2013

Bankruptcy case: Richo Oliver Richardson and Michelle Denise Richardson — filed Apr 22, 2013

United States Bankruptcy Court, E.D. California docket "Richo Oliver Richardson and Michelle Denise Richardson" filed Apr 22, 2013, closed Jul 26, 2013. Anna S Richo (listed on the same filings) is listed as Debtor ("Richo Oliver Richardson and Michelle Denise Richardson"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Anna S Richo — PartnerFacts page ↗
Sources
Worth asking · Nov 2, 2010 – Apr 1, 2019

10 offerings reported fewer investors on a later filing

Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · Investor count went down between filings — LungLife AI, Inc. · and 5 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Jan 18, 2019 ↗Form D/A (later) · Apr 1, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D/A (earlier) · Jan 17, 2019 ↗
Sources
Note · Jan 23, 2015

Frederick Gluck appears on 1 deal that stopped filing before reaching its target

AMGEN INC (last filing Jan 23, 2015; $0 sold of $2,500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

AMGEN INC — PartnerFacts page ↗
Sources
Worth asking · Aug 18, 2010 – Mar 1, 2016

8 Form Ds were filed more than 15 days after the first sale

Form D filed 816 days after the first sale — TrueVision Systems Inc · Form D filed 219 days after the first sale — TrueVision Systems Inc · Form D filed 177 days after the first sale — TrueVision Systems Inc · Form D filed 43 days after the first sale — TrueVision Systems Inc · Form D filed 34 days after the first sale — TrueVision Systems Inc · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 1, 2016 ↗TrueVision Systems Inc — PartnerFacts page ↗Form D · Jun 15, 2012 ↗Form D · May 7, 2012 ↗
Sources
Note · Aug 3, 2010 – May 26, 2021

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing May 26, 2021) · No amendment in the last 12 months on an offering that may still be open — CytomX Therapeutics, Inc. (latest filing Jan 6, 2015) · No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing Jan 28, 2014) · No amendment in the last 12 months on an offering that may still be open — LungLife AI, Inc. (latest filing Oct 18, 2013) · No amendment in the last 12 months on an offering that may still be open — TrueVision Systems Inc (latest filing Aug 22, 2013) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · May 26, 2021 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D · Jan 6, 2015 ↗CytomX Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2011 – Feb 29, 2012

Frederick Gluck is no longer listed on the Feb 29, 2012 amendment — AMGEN INC

Frederick Gluck appears on the Mar 14, 2011 Form D (director) but not on the Feb 29, 2012 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Mar 14, 2011 ↗Form D/A · Feb 29, 2012 ↗Frederick Gluck — PartnerFacts page ↗AMGEN INC — PartnerFacts page ↗
Sources
Note · Sep 28, 2010 – Aug 10, 2012

Frederick Gluck's role changed at CytomX Therapeutics, Inc.: executive officer, director → director

The Sep 28, 2010 filing lists Frederick Gluck as executive officer, director; the Aug 10, 2012 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 28, 2010 ↗Form D · Aug 10, 2012 ↗Frederick Gluck — PartnerFacts page ↗CytomX Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 14, 2011 – May 26, 2021

7 offerings changed their target amount between filings

Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · Offering amount changed between filings — LungLife AI, Inc. · and 2 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Mar 19, 2020 ↗Form D/A (later) · May 26, 2021 ↗LungLife AI, Inc. — PartnerFacts page ↗Form D/A (earlier) · Oct 29, 2019 ↗
Sources
Note · Aug 11, 2010 – Sep 8, 2010

Frederick Gluck is written 2 different ways on the filings

listed as "Frederick Gluck" on 36 filings (from Aug 11, 2010), and "Frederick W. Gluck" on 16 filings (from Sep 8, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 11, 2010 ↗Form D · Sep 8, 2010 ↗Frederick Gluck — PartnerFacts page ↗
Sources
Note · Sep 28, 2010 – Aug 10, 2012

Industry group changed between filings — CytomX Therapeutics, Inc.

"Other" (Sep 28, 2010 to Sep 28, 2010); then "Biotechnology" (Aug 10, 2012 to Jun 25, 2015).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 28, 2010 ↗Form D · Aug 10, 2012 ↗CytomX Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Aug 11, 2010 – Sep 5, 2019

Reported revenue range changed between filings — LungLife AI, Inc.

"Not Applicable" (Aug 11, 2010); then "Decline to Disclose" (Sep 5, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 11, 2010 ↗Form D/A · Sep 5, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Apr 1, 2019 – Sep 5, 2019

Address moved from Westlake Village, CA to Thousand Oaks, CA — LungLife AI, Inc.

The people listed on the Apr 1, 2019 filing give Westlake Village, CA; on the Sep 5, 2019 filing they give Thousand Oaks, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 1, 2019 ↗Form D/A · Sep 5, 2019 ↗LungLife AI, Inc. — PartnerFacts page ↗
Sources
Note · Sep 28, 2010 – Aug 10, 2012

Address moved from Santa Barbara, CA to South San Francisco, CA — CytomX Therapeutics, Inc.

The people listed on the Sep 28, 2010 filing give Santa Barbara, CA; on the Aug 10, 2012 filing they give South San Francisco, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 28, 2010 ↗Form D · Aug 10, 2012 ↗CytomX Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 8, 2010 – May 7, 2012

Address moved from Santa Barbara, CA to Goleta, CA — TrueVision Systems Inc

The people listed on the Sep 8, 2010 filing give Santa Barbara, CA; on the May 7, 2012 filing they give Goleta, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 8, 2010 ↗Form D · May 7, 2012 ↗TrueVision Systems Inc — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 53 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 27 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 26, 2021 D/A
LungLife AI, Inc.
File 021-297796
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2020 D
LungLife AI, Inc.
File 021-382365
$0$0$0None listed on this filingEDGAR ↗
Mar 1, 2016 D
TrueVision Systems Inc
File 021-258358
$0$0$0None listed on this filingEDGAR ↗
Jun 25, 2015 D
CytomX Therapeutics, Inc.
File 021-242471
$0$0$0None listed on this filingEDGAR ↗
Jun 4, 2015 D
LungLife AI, Inc.
File 021-241155
$0$0$0None listed on this filingEDGAR ↗
Jan 6, 2015 D
CytomX Therapeutics, Inc.
File 021-231506
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2014 D/A
LungLife AI, Inc.
File 021-221018
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2014 D/A
LungLife AI, Inc.
File 021-207376
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D
LungLife AI, Inc.
File 021-206952
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2013 D/A
LungLife AI, Inc.
File 021-199492
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2013 D/A
TrueVision Systems Inc
File 021-197871
$0$0$0None listed on this filingEDGAR ↗
Nov 26, 2012 D/A
LungLife AI, Inc.
File 021-181708
$0$0$0None listed on this filingEDGAR ↗
Aug 10, 2012 D
CytomX Therapeutics, Inc.
File 021-182499
$0$0$0None listed on this filingEDGAR ↗
Jul 31, 2012 D
TrueVision Systems Inc
File 021-181981
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2012 D/A
TrueVision Systems Inc
File 021-177795
$0$0$0None listed on this filingEDGAR ↗
Jun 15, 2012 D
TrueVision Systems Inc
File 021-179806
$0$0$0None listed on this filingEDGAR ↗
May 7, 2012 D/A
LungLife AI, Inc.
File 021-169351
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2011 D
LungLife AI, Inc.
File 021-169347
$0$0$0None listed on this filingEDGAR ↗
May 24, 2011 D/A
LungLife AI, Inc.
File 021-146227
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2011 D
AMGEN INC
File 021-156628
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Sep 28, 2010 D
CytomX Therapeutics, Inc.
File 021-148274
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
CytomX Therapeutics, Inc.
File 021-148277
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
CytomX Therapeutics, Inc.
File 021-148279
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
CytomX Therapeutics, Inc.
File 021-148280
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2010 D
CytomX Therapeutics, Inc.
File 021-148281
$0$0$0None listed on this filingEDGAR ↗
Sep 8, 2010 D
TrueVision Systems Inc
File 021-147461
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2010 D
TrueVision Systems Inc
File 021-96323
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Frederick Gluck on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LA
Other

LungLife AI, Inc.

Thousand Oaks, CA · Aug 11, 2010 → May 26, 2021 · 35 filings
  • May 26, 2021 · D/A · $10,246,366 sold of $12,332,080 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2020 · D · $90,000 sold of $90,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2020 · D/A · $7,844,124 sold of $10,332,080 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2019 · D/A · $6,564,711 sold of $7,500,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 5, 2019 · D/A · $5,717,163 sold of $7,500,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 1, 2019 · D/A · $4,300,207 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $3,800,207 sold of $6,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 17, 2019 · D/A · $3,631,648 sold of $3,631,648 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 13, 2017 · D/A · $2,173,752 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 31, 2017 · D · $1,756,081 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 4, 2015 · D · $25,426,258 sold of $25,426,258 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 2, 2014 · D/A · $3,000,000 sold of $3,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2014 · D/A · $2,000,000 sold of $3,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2014 · D · $1,782,845 sold of $3,000,000 · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2014 · D/A · $1,482,979 sold of $2,800,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2013 · D · $1,429,789 sold of $2,800,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 25, 2013 · D · $3,284,704 sold of $3,284,704 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 18, 2013 · D/A · $3,202,814 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 9, 2013 · D/A · $2,552,814 sold of $4,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 8, 2013 · D/A · $2,352,814 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2013 · D/A · $1,952,814 sold of $4,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2013 · D · $1,756,069 sold of $4,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2012 · D/A · $2,992,665 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 8, 2012 · D/A · $2,204,802 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 1, 2012 · D/A · $2,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2012 · D · $1,240,780 sold of $3,000,000 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2012 · D/A · $2,650,000 sold of $2,650,000 · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 5, 2011 · D/A · $1,220,000 sold of $2,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2011 · D · $500,000 sold of $2,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2011 · D · $1,966,802 sold of $1,966,802 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $1,866,334 sold of $2,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $1,605,334 sold of $2,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 2, 2010 · D/A · $1,105,334 sold of $2,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2010 · D/A · $480,406 sold of $2,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2010 · D · $360,000 sold of $2,500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.4M from 41 investors (100% of the $12.3M target) as of the latest filing. Frederick is listed as director on 35 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Other Health Care

TrueVision Systems Inc

Goleta, CA · Feb 12, 2010 → Mar 1, 2016 · 9 filings
  • Mar 1, 2016 · D · $9,209,961 sold of $9,209,961 · 64 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 22, 2013 · D/A · $4,320,433 sold of $8,000,000 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 12, 2013 · D · $4,020,433 sold of $8,000,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 31, 2012 · D · $2,326,502 sold of $2,500,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2012 · D · $510,000 sold of $2,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2012 · D/A · $2,475,000 sold of $2,500,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2012 · D · $2,475,000 sold of $2,500,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 8, 2010 · D · $2,215,165 sold of $2,500,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 12, 2010 · D · $3,517,228 sold of $3,517,228 · 50 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.21M from 64 investors (100% of the $9.21M target) as of the latest filing. Frederick is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Biotechnology

CytomX Therapeutics, Inc.

South San Francisco, CA · Sep 28, 2010 → Jun 25, 2015 · 8 filings
  • Jun 25, 2015 · D · $69,999,999 sold of $69,999,999 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2015 · D · $16,499,999 sold of $29,999,999 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 10, 2012 · D · $12,599,999 sold of $25,999,999 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2010 · D · $2,660,000 sold of $2,660,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Sep 28, 2010 · D · $10,000,000 sold of $30,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Sep 28, 2010 · D · $652,903 sold of $652,903 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Sep 28, 2010 · D · $102,097 sold of $102,097 · 1 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗
  • Sep 28, 2010 · D · $524,994 sold of $524,994 · 19 investors · min. No minimum reported · role: Executive Officer, Director (Chairman of the Board) EDGAR ↗

Raised $70M from 33 investors (100% of the $70M target) as of the latest filing. Frederick is listed as director, executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Biotechnology

AMGEN INC

Thousand Oaks, CA · Mar 14, 2011
  • Mar 14, 2011 · D · $0 sold of $2,322,500,000 · 0 investors · min. $250,000 · role: Director EDGAR ↗

34 investors reported; no amount sold yet as of the latest filing. Frederick is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Frederick 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Pfau

Executive Officer · 40 shared filings (2 issuers) · also on 10 other issuers

Michael Pfau is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Raab

Director, Executive Officer · 38 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Heeger

Director · 30 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Hyongsok Soh

Director · 24 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Amit Munshi

Director · 16 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andre de Fusco

Executive Officer, Director · 14 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Meyer

Executive Officer · 13 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andre de Fusco

Executive Officer, Director · 11 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Harry Gelles

Director · 10 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JX
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Xiang

Director · 10 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

J. Flagg Flanagan

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Foley

Director · 9 shared filings (1 issuer) · also on 4 other issuers

Kevin Foley is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Aidan Foley

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

FF
No photo found yet (own website and image search run after this page is viewed)
Person

Forrest Fleming

Executive Officer, Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur J. Rice III

Executive Officer, Director · 8 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Daotian Fu

Director · 6 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Stagliano

Executive Officer, Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Wilcox

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sara Barrington

Executive Officer, Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James McCullough

Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Billings

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Bogart

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jianing Liu

Director · 4 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sean McCarthy

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

HH
No photo found yet (own website and image search run after this page is viewed)
Person

Hoyoung Huh

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Hoyoung Huh is on 10 issuers in total — a repeat sponsor. Their page lists every one.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Exter

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Anderson

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

David Anderson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Shannon

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

EJ
No photo found yet (own website and image search run after this page is viewed)
Person

Elaine Jones

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Kob

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Pagano

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Homcy

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Charles Homcy is on 5 issuers in total — a repeat sponsor. Their page lists every one.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Frank J. Biondi, Jr.

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Baltimore

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Donnenfeld

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald D. Sugar

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Fletcher Payne

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Francois de Carbonnel

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin W Sharer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jerry D Choate

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Gluck. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frederick Gluck by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frederick Gluck is listed on: none on file. No website or social profile named in TrueVision Systems Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #290,321 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Goleta, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Frederick Gluck appears on a new Form D, or when a court case or SEC action is matched to them. See plans →