PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:35 AM ET

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Frederick Arnold

Named as an officer, director or promoter on SEC Form D filings · PA · Oct 13, 2009 → Oct 13, 2009

1deal (issuers)
$25Mreported sold
1investors
1Form D filing
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frederick Arnold is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Oct 2009: Capmark Finance Inc. (Horsham, PA — other real estate — 2009; $25M reported sold to 1 investors).

What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside John M. Cannon (1 shared filing), Karl H. Reinlein (1 shared filing), Lawrence Kligman (1 shared filing), Linda A. Pickles (1 shared filing), Marc F. Joseph (1 shared filing) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederick. Each name links to their own page.

The issuer belongs to the sponsor group Alliant (9 issuers, $5.87B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Alliant has 9 companies on file and $5.87B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 33 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Frederick Arnold and found 4 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frederick Arnold has not run yet — it is joining a line of 57,252 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frederick Arnold..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 1 open, 32 closed (disposition not in docket feed)

Frederick Arnold, Jr. open
United States Bankruptcy Court, N.D. Georgia · No. 25-54967 · Filed May 5, 2025
Role of Frederick Arnold, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Frederick J Arnold closed
United States Bankruptcy Court, N.D. Indiana · No. 23-21039 · Filed Jun 26, 2023 · Closed Jun 12, 2024
Role of Frederick J Arnold: Debtor · Outcome: Case closed 2024-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in IN (not a filing state)
Frederick A Arnold and Lori S Arnold closed
United States Bankruptcy Court, D. Nebraska · No. 20-40171 · Filed Feb 6, 2020 · Closed Jun 2, 2020
Role of Frederick A Arnold and Lori S Arnold: Debtor · Outcome: Case closed 2020-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings
Frederick W. Arnold and Sadie A. Arnold closed
United States Bankruptcy Court, E.D. Virginia · No. 20-30134 · Filed Jan 9, 2020 · Closed Oct 14, 2020
Role of Frederick W. Arnold and Sadie A. Arnold: Debtor · Outcome: Case closed 2020-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
Frederick J. Arnold, Jr. closed
United States Bankruptcy Court, M.D. Georgia · No. 18-70816 · Filed Jul 13, 2018 · Closed Jun 16, 2020
Role of Frederick J. Arnold, Jr.: Debtor · Outcome: Case closed 2020-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
FREDERICK J ARNOLD and JONI L ARNOLD closed
United States Bankruptcy Court, D. Arizona · No. 2:18-bk-06293 · Filed May 31, 2018 · Closed Aug 21, 2019
Role of FREDERICK J ARNOLD and JONI L ARNOLD: Debtor · Outcome: Case closed 2019-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
Frederick Arnold, Jr closed
United States Bankruptcy Court, N.D. Illinois · No. 18-07203 · Filed Mar 13, 2018 · Closed Oct 20, 2021
Role of Frederick Arnold, Jr: Debtor · Outcome: Case closed 2021-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Frederick M. Arnold closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 18-70020 · Filed Jan 15, 2018 · Closed May 25, 2018
Role of Frederick M. Arnold: Debtor · Outcome: Case closed 2018-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
Frederick A Arnold and Lori S Arnold closed
United States Bankruptcy Court, D. Nebraska · No. 17-41230 · Filed Aug 4, 2017 · Closed Nov 15, 2017
Role of Frederick A Arnold and Lori S Arnold: Debtor · Outcome: Case closed 2017-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings
Frederick Arnold, Jr. and Denise Darcel Arnold closed
United States Bankruptcy Court, N.D. Georgia · No. 16-68785 · Filed Oct 20, 2016 · Closed Mar 6, 2017
Role of Frederick Arnold, Jr.: Debtor · Outcome: Case closed 2017-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Frederick G Arnold and Margaret A Arnold closed
United States Bankruptcy Court, N.D. New York · No. 16-30489 · Filed Mar 31, 2016 · Closed Aug 2, 2016
Role of Frederick G Arnold and Margaret A Arnold: Debtor · Outcome: Case closed 2016-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Frederick Arnold closed
United States Bankruptcy Court, N.D. Illinois · No. 15-42933 · Filed Dec 22, 2015 · Closed Feb 8, 2018
Role of Frederick Arnold: Debtor · Outcome: Case closed 2018-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Frederick O. Arnold closed
United States Bankruptcy Court, W.D. Texas · No. 11-60682 · Filed Jun 24, 2011 · Closed Nov 22, 2016
Role of Frederick O. Arnold: Debtor · Outcome: Case closed 2016-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
Frederick R. Arnold, Jr. and Mildred J. Arnold closed
United States Bankruptcy Court, S.D. Ohio · No. 3:10-bk-31940 · Filed Mar 31, 2010 · Closed Feb 10, 2015
Role of Frederick R. Arnold, Jr.: Debtor · Outcome: Case closed 2015-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Frederick E. Arnold and Brender F. Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 08-52684 · Filed Jul 24, 2008 · Closed May 20, 2011
Role of Frederick E. Arnold and Brender F. Arnold: Debtor · Outcome: Case closed 2011-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Frederick Arnold closed
United States Bankruptcy Court, N.D. Illinois · No. 06-15572 · Filed Nov 28, 2006 · Closed Mar 22, 2007
Role of Frederick Arnold: Debtor · Outcome: Case closed 2007-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Frederick D Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 06-15012 · Filed Oct 18, 2006 · Closed Feb 27, 2008
Role of Frederick D Arnold: Debtor · Outcome: Case closed 2008-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
FREDERICK ARNOLD and FRANCES ANNETTE ARNOLD closed
United States Bankruptcy Court, D. Nevada · No. 02-19153 · Filed Aug 13, 2002 · Closed Dec 18, 2002
Role of FREDERICK ARNOLD and FRANCES ANNETTE ARNOLD: Debtor · Outcome: Case closed 2002-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NV (not a filing state)
Frederick Arnold and Jennifer M. Arnold closed
United States Bankruptcy Court, N.D. Ohio · No. 02-34351 · Filed Jul 1, 2002 · Closed Feb 18, 2003
Role of Frederick Arnold and Jennifer M. Arnold: Debtor · Outcome: Case closed 2003-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Frederick E. Arnold closed
United States Bankruptcy Court, E.D. Michigan · No. 02-47503 · Filed Mar 28, 2002 · Closed May 15, 2006
Role of Frederick E. Arnold: Debtor · Outcome: Case closed 2006-05-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
Frederick E Arnold closed
United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-52400 · Filed Mar 9, 2001 · Closed Jul 10, 2001
Role of Frederick E Arnold: Debtor · Outcome: Case closed 2001-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Frederick Arnold and Margaret Arnold closed
United States Bankruptcy Court, N.D. New York · No. 99-65987 · Filed Nov 12, 1999 · Closed Dec 3, 2003
Role of Frederick Arnold and Margaret Arnold: Debtor · Outcome: Case closed 2003-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
Frederick J. Arnold closed
United States Bankruptcy Court, M.D. Georgia · No. 97-70914 · Filed Aug 21, 1997 · Closed Jul 16, 1998
Role of Frederick J. Arnold: Debtor · Outcome: Case closed 1998-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Frederick J. Arnold closed
United States Bankruptcy Court, M.D. Georgia · No. 97-70448 · Filed Apr 25, 1997 · Closed Nov 6, 1997
Role of Frederick J. Arnold: Debtor · Outcome: Case closed 1997-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Frederick J. Arnold closed
United States Bankruptcy Court, M.D. Georgia · No. 96-70850 · Filed Sep 17, 1996 · Closed Apr 9, 1997
Role of Frederick J. Arnold: Debtor · Outcome: Case closed 1997-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
Frederick J. Arnold closed
United States Bankruptcy Court, D. Rhode Island · No. 1:96-bk-10295 · Filed Feb 2, 1996 · Closed May 8, 1996
Role of Frederick J. Arnold: Debtor · Outcome: Case closed 1996-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)
Frederick J. Arnold and Mary Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-15097 · Filed Jul 6, 1995 · Closed Sep 30, 1998
Role of Frederick J. Arnold and Mary Arnold: Debtor · Outcome: Case closed 1998-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
Frederick W. Arnold, IV closed
United States Bankruptcy Court, E.D. Missouri · No. 95-41677 · Filed Mar 30, 1995 · Closed Jul 14, 1995
Role of Frederick W. Arnold, IV: Debtor · Outcome: Case closed 1995-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
Frederick J. Arnold and Mary Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-18015 · Filed Dec 5, 1994 · Closed Jul 18, 1995
Role of Frederick J. Arnold and Mary Arnold: Debtor · Outcome: Case closed 1995-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
Frederick J. Arnold and Mary Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-17449 · Filed Dec 4, 1992 · Closed Oct 27, 1994
Role of Frederick J. Arnold and Mary Arnold: Debtor · Outcome: Case closed 1994-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
Frederick J. Arnold and Mary Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 91-15518 · Filed Oct 17, 1991 · Closed Dec 10, 1992
Role of Frederick J. Arnold and Mary Arnold: Debtor · Outcome: Case closed 1992-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
Frederick E. Arnold closed
United States Bankruptcy Court, N.D. Iowa · No. 91-61896 · Filed Oct 17, 1991 · Closed Jan 29, 1992
Role of Frederick E. Arnold: Debtor · Outcome: Case closed 1992-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
Frederick J. Arnold and Mary Arnold closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 88-12729 · Filed Aug 2, 1988 · Closed Jul 19, 1991
Role of Frederick J. Arnold and Mary Arnold: Debtor · Outcome: Case closed 1991-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 44 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Frederick Arnold — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Aug 4, 2009 – Oct 13, 2009

Amount sold went down between filings — Capmark Finance Inc.

The Aug 4, 2009 filing says $25,000,000 sold; the Oct 13, 2009 Form D says $14,100,000 sold — $10,900,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 4, 2009 ↗Form D (later) · Oct 13, 2009 ↗Capmark Finance Inc. — PartnerFacts page ↗
Sources
Note · Aug 4, 2009 – Oct 13, 2009

Offering amount lowered between filings — Capmark Finance Inc.

The Aug 4, 2009 filing says $25,000,000 offered; the Oct 13, 2009 Form D says $14,100,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 4, 2009 ↗Form D (later) · Oct 13, 2009 ↗Capmark Finance Inc. — PartnerFacts page ↗
Sources
Note · Jan 31, 2018 – Jan 30, 2019

Same name, different state: "Frederick Arnold" (NY) is a separate record

This page covers filings where the address state is PA. A separate record, "Frederick Arnold" with address state NY, is listed on 2 filings — most recently by SYNCORA HOLDINGS LTD (Jan 30, 2019). The two records do not overlap in time: this page has one filing dated Oct 13, 2009; the other runs Jan 31, 2018 to Jan 30, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frederick Arnold (NY) — PartnerFacts page ↗Form D/A · Jan 30, 2019 ↗SYNCORA HOLDINGS LTD — PartnerFacts page ↗Frederick Arnold (PA) — this page ↗
Sources
Note · Mar 16, 2016

Same name, different state: "Frederick Arnold" (FL) is a separate record

This page covers filings where the address state is PA. A separate record, "Frederick Arnold" with address state FL, is listed on 1 filing — most recently by Corporate Capital Trust II (Mar 16, 2016). The two records do not overlap in time: this page has one filing dated Oct 13, 2009; the other has one filing dated Mar 16, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frederick Arnold (FL) — PartnerFacts page ↗Form D · Mar 16, 2016 ↗Corporate Capital Trust II — PartnerFacts page ↗Frederick Arnold (PA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 13, 2009 D
Capmark Finance Inc.
File 021-111137
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Frederick Arnold on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CF
Other Real Estate · group: Alliant

Capmark Finance Inc.

Horsham, PA · Oct 13, 2009
  • Oct 13, 2009 · D · $14,100,000 sold of $14,100,000 · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $25M from 1 investor (100% of the $14.1M target) as of the latest filing. Frederick is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Frederick Arnold — FL, 1 issuer, Mar 16, 2016 → Mar 16, 2016 · no shared issuer
  • Frederick Arnold — NY, 1 issuer, Jan 31, 2018 → Jan 30, 2019 · no shared issuer

People around Frederick 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Kligman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

KR
No photo found yet (own website and image search run after this page is viewed)
Person

Karl H. Reinlein

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Richard E. Cage

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael I. Lipson

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William E. Shine

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Paul W. Kopsky

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Cannon

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Linda A. Pickles

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Ballard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Marc F. Joseph

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS L. FAIRFIELD

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM C. GALLAGHER

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederick Arnold. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Alliant

9 issuers · 39 filings · $5.87B reported sold · 2009–2026

One team, 9 deal companies. Frederick Arnold is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Frederick Arnold.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 9 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Frederick Arnold by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — 1 issuer has property records: Capmark Finance Inc. (9).

Public profiles and social

Websites and social links of the issuers Frederick Arnold is listed on: none on file. No website or social profile named in Capmark Finance Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,422 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Horsham, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Pennsylvania Secretary of State business search ↗OpenCorporates ↗

Change history

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