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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:59 AM ET

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Frederick Gross

Named as an officer, director or promoter on SEC Form D filings · NY · Jan 28, 2015 → Mar 28, 2017

5deals (issuers)
$0reported sold
14investors
8Form D filings
2015–2017years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frederick Gross is listed as an executive officer on 8 SEC Form D filings by 5 issuers between Jan 2015 and Mar 2017: Besaz Inc (Reno, NV — industry reported as "Other" — 2017), Leaf of Life International Holdings, Inc. (Reno, NV — other technology — 2017), 77th Street Finance LLC (New York, NY — investing — 2015; 10 investors reported), ManhattanCanna Fund, LLC (Tampa, FL — investing — 2015) and ManhattanCanna Fund 1 (Tampa, FL — pooled investment fund — 2015; 4 investors reported).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $0 sold in total.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

The issuers belong to 2 sponsor groups: Manhattancanna (2 issuers, $0 reported sold, 2015) and Leaf (2 issuers, $0 reported sold, 2017).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Frederick Gross and found 7 differences, 2 worth asking the sponsor about: Form D filed 241 days after the first sale; Form D filed 63 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frederick Gross has not run yet — it is joining a line of 3,288 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 judgment, 1 dismissed

SECURITIES & EXCHANGE COMM v. GROSS, FREDERICK A. judgment
District Court, E.D. Pennsylvania · No. · Filed May 3, 1989 · Closed Jan 9, 1990 · Nature of suit: 850 Securities, Commodities, Exchange
Role of GROSS, FREDERICK A.: Defendant · Outcome: Terminated 1990-01-09 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in PA (not a filing state)
WEINTRAUB, ROBERT K. v. GROSS, FREDERICK A. dismissed
District Court, E.D. Pennsylvania · No. · Filed Sep 17, 1986 · Closed Dec 1, 1987 · Nature of suit: 850 Securities, Commodities, Exchange
Role of GROSS, FREDERICK A.: Defendant · Outcome: Terminated 1987-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frederick Gross..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 1 open, 9 closed (disposition not in docket feed)

Frederick M Gross open
United States Bankruptcy Court, E.D. New York · No. 8-25-73285 · Filed Aug 27, 2025
Role of Frederick M Gross: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick M Gross closed
United States Bankruptcy Court, E.D. New York · No. 8-24-70850 · Filed Mar 5, 2024 · Closed May 9, 2024
Role of Frederick M Gross: Debtor · Outcome: Case closed 2024-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick M Gross closed
United States Bankruptcy Court, E.D. New York · No. 8-23-70541 · Filed Feb 15, 2023 · Closed May 8, 2023
Role of Frederick M Gross: Debtor · Outcome: Case closed 2023-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick M Gross closed
United States Bankruptcy Court, E.D. New York · No. 8-19-77645 · Filed Nov 8, 2019 · Closed Feb 12, 2020
Role of Frederick M Gross: Debtor · Outcome: Case closed 2020-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick M Gross closed
United States Bankruptcy Court, E.D. New York · No. 8-19-74011 · Filed Jun 3, 2019 · Closed Sep 11, 2019
Role of Frederick M Gross: Debtor · Outcome: Case closed 2019-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick A. Gross closed
United States Bankruptcy Court, N.D. California · No. 04-43123 · Filed Jun 4, 2004 · Closed Apr 14, 2005
Role of Frederick A. Gross: Debtor · Outcome: Case closed 2005-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in CA (not a filing state)
Frederick Gross closed
United States Bankruptcy Court, N.D. California · No. 04-41381 · Filed Mar 12, 2004 · Closed Jun 16, 2004
Role of Frederick Gross: Debtor · Outcome: Case closed 2004-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in CA (not a filing state)
Frederick M Gross, Jr closed
United States Bankruptcy Court, E.D. New York · No. 8-00-84594 · Filed Jul 14, 2000 · Closed Dec 19, 2000
Role of Frederick M Gross, Jr: Debtor · Outcome: Case closed 2000-12-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in the person's filing state (NY)
Frederick W. Gross closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-13652 · Filed Mar 22, 1999 · Closed Jul 16, 1999
Role of Frederick W. Gross: Debtor · Outcome: Case closed 1999-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in PA (not a filing state)
Frederick Gross and Lillie Gross closed
United States Bankruptcy Court, E.D. Virginia · No. 94-22806 · Filed Jun 13, 1994 · Closed Aug 19, 1997
Role of Frederick Gross and Lillie Gross: Debtor · Outcome: Case closed 1997-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 17 federal dockets); court in VA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Frederick Gross — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Worth asking · May 1, 2015 – Dec 28, 2015

Form D filed 241 days after the first sale — 77th Street Finance LLC

The filing says the first sale was May 1, 2015. The Form D was filed Dec 28, 2015 — 241 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 226 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Nov 26, 2014 – Jan 28, 2015

Form D filed 63 days after the first sale — ManhattanCanna Fund 1

The filing says the first sale was Nov 26, 2014. The Form D was filed Jan 28, 2015 — 63 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 48 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Feb 28, 2017 – Mar 3, 2017

Offering amount changed between filings — Leaf of Life International Holdings, Inc.

The Feb 28, 2017 filing says $3,000,000 offered; the Mar 3, 2017 Form D/A says $5,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 23, 2017 – Feb 28, 2017

Offering amount changed between filings — Leaf of Life International Holdings, Inc.

The Feb 23, 2017 filing says $2,000,000 offered; the Feb 28, 2017 Form D/A says $3,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Feb 9, 2017 – Feb 23, 2017

Offering amount changed between filings — Leaf of Life International Holdings, Inc.

The Feb 9, 2017 filing says $125,000 offered; the Feb 23, 2017 Form D/A says $2,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · May 1, 2015 – Dec 28, 2015

No amendment in the last 12 months on an offering that may still be open — 77th Street Finance LLC (latest filing Dec 28, 2015)

The latest filing for this offering is dated Dec 28, 2015 (first sale May 1, 2015). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Nov 26, 2014 – Jan 28, 2015

No amendment in the last 12 months on an offering that may still be open — ManhattanCanna Fund 1 (latest filing Jan 28, 2015)

The latest filing for this offering is dated Jan 28, 2015 (first sale Nov 26, 2014). It reports $0 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $69,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 28, 2017 D
Besaz Inc
File 021-283421
$0$0$34,500 (est.)
This is a parent corporation and does not expect to have any employees. It is expected that any salaries paid will be nominal.
None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
Leaf of Life International Holdings, Inc.
File 021-280331
$0$0$34,500 (est.)
Nominal salaries to employees until Series A raise. Remainder of the money will be used for travel expenses and G&A costs
None listed on this filingEDGAR ↗
Dec 28, 2015 D
77th Street Finance LLC
File 021-253872
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2015 D
ManhattanCanna Fund, LLC
File 021-237580
$0$0$0None listed on this filingEDGAR ↗
Jan 28, 2015 D
ManhattanCanna Fund 1
File 021-232988
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Frederick Gross on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other · group: Leaf

Besaz Inc

Reno, NV · Mar 28, 2017
  • Mar 28, 2017 · D · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Frederick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Leaf

Leaf of Life International Holdings, Inc.

Reno, NV · Feb 9, 2017 → Mar 3, 2017 · 4 filings
  • Mar 3, 2017 · D/A · $0 sold of $5,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Feb 28, 2017 · D/A · $0 sold of $3,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Feb 23, 2017 · D/A · $0 sold of $2,000,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Feb 9, 2017 · D · $0 sold of $125,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Frederick is listed as executive officer on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing

77th Street Finance LLC

New York, NY · Dec 28, 2015
  • Dec 28, 2015 · D · $0 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Manager of LLC) EDGAR ↗

10 investors reported; no amount sold yet as of the latest filing. Frederick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investing · group: Manhattancanna

ManhattanCanna Fund, LLC

Tampa, FL · Apr 9, 2015
  • Apr 9, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Frederick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Manhattancanna

ManhattanCanna Fund 1

Tampa, FL · Jan 28, 2015
  • Jan 28, 2015 · D · $0 sold of Indefinite · 4 investors · min. $2,500 · role: Executive Officer EDGAR ↗

4 investors reported; no amount sold yet as of the latest filing. Frederick is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Frederick 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

Sponsor group

Manhattancanna

2 issuers · 2 filings · $0 reported sold · 2015–2015

One team, 2 deal companies. Frederick Gross is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Frederick Gross.

Sponsor group

Leaf

2 issuers · 5 filings · $0 reported sold · 2017–2017

One team, 2 deal companies. Frederick Gross is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Frederick Gross.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frederick Gross by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frederick Gross is listed on: none on file. No website or social profile named in Besaz Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #274,667 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Reno, NV). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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