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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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Frederic H Mayerson

Named as an officer, director or promoter on SEC Form D filings · OH · May 11, 2010 → Feb 14, 2018

8deals (issuers)
$52.6Mreported sold
195investors
16Form D filings
2010–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frederic H Mayerson is listed as an executive officer and director on 16 SEC Form D filings by 8 issuers between May 2010 and Jul 2023. Largest by amount reported sold: MAYWIC Select Investments III L.P. (Cincinnati, OH — pooled investment fund — 2020; $26.1M reported sold to 59 investors), MAYWIC Select Investments II L.P. (Cincinnati, OH — pooled investment fund — 2016–2018; $12.5M reported sold to 71 investors), O'Gara Group, Inc. (Cincinnati, OH — industry reported as "Other" — 2010–2014; $7.63M reported sold to 26 investors), ARGO TEA INC (Chicago, IL — restaurants — 2010–2011; $4.03M reported sold to 17 investors), ThinOptics, Inc. (Sonoma, CA — industry reported as "Other" — 2019–2020; $1.51M reported sold to 12 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $52.6M sold in total.

Listed alongside James Gould (6 shared filings), Abram S. Gordon (4 shared filings), Mark J. Hauser (4 shared filings), Michael J. Lennon (4 shared filings), Steven P. Ratterman (4 shared filings) and 17 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederic. Each name links to their own page.

5 of the issuers belong to the sponsor group Maywic (5 issuers, $38.9M reported sold, 2013–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Maywic has 5 companies on file and $38.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.

What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 16 public filings for Frederic H Mayerson and found 14 differences, 4 worth asking the sponsor about: 29% of the money raised went to insiders; 38% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frederic H Mayerson has not run yet — it is joining a line of 30,348 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 4 dismissed

Mayerson v. Volkswagen Group of America, Inc. dismissed
District Court, N.D. California · No. 3:15-cv-04390 · Filed Sep 24, 2015 · Closed May 27, 2020 · Nature of suit: 470 Racketeer/Corrupt Organization · Cause: 18:1961 Racketeering (RICO) Act
Role of Mayerson: Plaintiff · Outcome: Terminated 2020-05-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in the person's filing state (CA)
MAYERSON, HY v. AMITY TRAVEL, LTD. dismissed
District Court, E.D. Pennsylvania · No. · Filed Feb 27, 1990 · Closed Apr 12, 1990 · Nature of suit: 190 Other contract actions
Role of MAYERSON, HY: Plaintiff · Outcome: Terminated 1990-04-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (hy); court in PA (not a filing state)
WHITE, JAMES v. HY MAYERSON LAW OFFICE dismissed
District Court, E.D. Pennsylvania · No. · Filed May 17, 1989 · Closed Sep 13, 1989 · Nature of suit: 190 Other contract actions
Role of HY MAYERSON LAW OFFICE: Defendant · Outcome: Terminated 1989-09-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (hy); court in PA (not a filing state)
AT&T INFORMATION SYSTEMS v. MAYERSON SHNIPER & GERASIMO dismissed
District Court, E.D. Pennsylvania · No. · Filed May 4, 1988 · Closed Jul 18, 1988 · Nature of suit: 190 Other contract actions
Role of MAYERSON SHNIPER & GERASIMO: Defendant · Outcome: Terminated 1988-07-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frederic H Mayerson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Pereira v. Mayerson Group Incorporated closed
United States Bankruptcy Court, S.D. New York · No. 11-01838 · Filed Apr 20, 2011 · Closed Jun 29, 2011
Role of Mayerson Group Incorporated: Defendant · Outcome: Case closed 2011-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
Robert Mark Mayerson closed
United States Bankruptcy Court, N.D. Ohio · No. 01-17661 · Filed Aug 7, 2001 · Closed Feb 22, 2002
Role of Robert Mark Mayerson: Debtor · Outcome: Case closed 2002-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); different first name (mark); court in the person's filing state (OH)
Colonial Pacific Leasing v. Mayerson closed
United States Bankruptcy Court, N.D. Ohio · No. 99-03177 · Filed Aug 27, 1999 · Closed Feb 27, 2001
Role of Mayerson: Defendant · Outcome: Case closed 2001-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in the person's filing state (OH)
Richard C. Breeden, Esq. v. Mayerson closed
United States Bankruptcy Court, N.D. New York · No. 98-40651 · Filed Feb 9, 1998 · Closed Oct 1, 2001
Role of Mayerson: Defendant · Outcome: Case closed 2001-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 14 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Frederic H Mayerson — 4 worth asking about (compared 16 filings on Oct 24, 2026)

Note · Feb 9, 1998 – Jun 29, 2011

4 bankruptcy cases name the subject or team members

Bankruptcy case: Pereira v. Mayerson Group Incorporated — filed Apr 20, 2011 · Bankruptcy case: Shimko v. Chase Manhattan Mortgage Corporation — filed Dec 21, 2003 · Bankruptcy case: Richard C. Breeden, Esq. v. Mayerson — filed Feb 9, 1998 · Bankruptcy case: Colonial Pacific Leasing v. Mayerson — filed Aug 27, 1999

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Docket · United States Bankruptcy Court, N.D. Ohio ↗Brian Shimko — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. New York ↗
Sources
Worth asking · Jan 10, 2020

29% of the money raised went to insiders — MAYWIC Select Investments III L.P.

The Jan 10, 2020 Form D reports $26,050,000 sold and $7,500,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Estimated management fee over the life of the fund, assuming the total offering amount is raised.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 10, 2020 ↗MAYWIC Select Investments III L.P. — PartnerFacts page ↗
Sources
Worth asking · Jan 3, 2011

38% of the money raised went to insiders — O'Gara Group, Inc.

The Jan 3, 2011 Form D/A reports $7,631,573 sold and $2,876,568 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Entity controlled by two Directors received equity in exchange for outstanding indebtedness owed by the Issuer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jan 3, 2011 ↗O'Gara Group, Inc. — PartnerFacts page ↗
Sources
Worth asking · May 11, 2010

70% of the money raised went to insiders — O'Gara Group, Inc.

The May 11, 2010 Form D reports $4,126,591 sold and $2,876,568 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Entity controlled by two Directors received equity in exchange for outstanding indebtedness owed by the Issuer.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 11, 2010 ↗O'Gara Group, Inc. — PartnerFacts page ↗
Sources
Note · Mar 31, 2015 – Jul 5, 2023

Frederic H Mayerson appears on 2 deals that stopped filing before reaching their target

Maywic Select Investments 4 L.P. (last filing Jul 5, 2023; $0 sold of $50,000,000); MAYWIC Select Investments L.P. (last filing Mar 31, 2015; $550,000 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Maywic Select Investments 4 L.P. — PartnerFacts page ↗MAYWIC Select Investments L.P. — PartnerFacts page ↗
Sources
Worth asking · Apr 30, 2010 – Jun 5, 2020

4 Form Ds were filed more than 15 days after the first sale

Form D filed 72 days after the first sale — ThinOptics, Inc. · Form D filed 55 days after the first sale — ThinOptics, Inc. · Form D filed 28 days after the first sale — O'Gara Group, Inc. · Form D filed 18 days after the first sale — ARGO TEA INC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 5, 2020 ↗ThinOptics, Inc. — PartnerFacts page ↗Form D · May 29, 2019 ↗Form D · Mar 22, 2013 ↗
Sources
Note · Apr 30, 2010 – Jun 5, 2020

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ThinOptics, Inc. (latest filing Jun 5, 2020) · No amendment in the last 12 months on an offering that may still be open — MAYWIC Select Investments III L.P. (latest filing Jan 10, 2020) · No amendment in the last 12 months on an offering that may still be open — MAYWIC Select Investments II L.P. (latest filing Feb 14, 2018) · No amendment in the last 12 months on an offering that may still be open — MAYWIC Select Investments L.P. (latest filing Jul 24, 2013) · No amendment in the last 12 months on an offering that may still be open — O'Gara Group, Inc. (latest filing Mar 22, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 5, 2020 ↗ThinOptics, Inc. — PartnerFacts page ↗Form D · Jan 10, 2020 ↗MAYWIC Select Investments III L.P. — PartnerFacts page ↗
Sources
Note · May 18, 2010 – Jan 19, 2011

Offering amount changed between filings — ARGO TEA INC

The May 18, 2010 filing says $3,000,000 offered; the Jan 19, 2011 Form D/A says $6,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 18, 2010 ↗Form D/A (later) · Jan 19, 2011 ↗ARGO TEA INC — PartnerFacts page ↗
Sources
Note · May 11, 2010 – Jan 3, 2011

Offering amount changed between filings — O'Gara Group, Inc.

The May 11, 2010 filing says $6,120,575 offered; the Jan 3, 2011 Form D/A says $7,631,573.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 11, 2010 ↗Form D/A (later) · Jan 3, 2011 ↗O'Gara Group, Inc. — PartnerFacts page ↗
Sources
Note · Oct 18, 2016 – Feb 14, 2018

Minimum investment changed between filings — MAYWIC Select Investments II L.P.

The Oct 18, 2016 filing lists a minimum of $250,000; the Feb 14, 2018 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 18, 2016 ↗Form D/A (later) · Feb 14, 2018 ↗MAYWIC Select Investments II L.P. — PartnerFacts page ↗
Sources
Note · May 11, 2010 – May 18, 2010

Frederic H Mayerson is written 2 different ways on the filings

listed as "Frederic H. Mayerson" on 8 filings (from May 11, 2010), and "Frederic Mayerson" on 8 filings (from May 18, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 11, 2010 ↗Form D · May 18, 2010 ↗Frederic H Mayerson — PartnerFacts page ↗
Sources
Note · May 18, 2010 – Jan 19, 2011

Industry group changed between filings — ARGO TEA INC

"Retailing" (May 18, 2010); then "Restaurants" (Jan 19, 2011).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 18, 2010 ↗Form D/A · Jan 19, 2011 ↗ARGO TEA INC — PartnerFacts page ↗
Sources
Note · Jul 2, 2014 – Jan 13, 2025

Same name, different state: "Frederic Mayerson" (NY or CA) is a separate record

This page covers filings where the address state is OH. A separate record, "Frederic Mayerson" with address state NY or CA, is listed on 3 filings — most recently by Diggs Inc. (Jan 13, 2025). Both records have filings in the same period (Jul 2, 2014 to Feb 14, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Frederic Mayerson (NY,CA) — PartnerFacts page ↗Form D · Jan 13, 2025 ↗Diggs Inc. — PartnerFacts page ↗Frederic H Mayerson (OH) — this page ↗
Sources
Note · Jul 31, 2009

Same name, different state: "Frederic H. Mayerson" (IL) is a separate record

This page covers filings where the address state is OH. A separate record, "Frederic H. Mayerson" with address state IL, is listed on 1 filing — most recently by Flat Out Crazy, LLC (Jul 31, 2009). The two records do not overlap in time: this page runs May 11, 2010 to Feb 14, 2018; the other has one filing dated Jul 31, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Frederic H. Mayerson (IL) — PartnerFacts page ↗Form D · Jul 31, 2009 ↗Flat Out Crazy, LLC — PartnerFacts page ↗Frederic H Mayerson (OH) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 12 offerings report sales commissions; 0 report finder's fees; 4 report proceeds to related persons totalling $11,466,568. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 5, 2023 D
Maywic Select Investments 4 L.P.
File 021-485919
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2020 D
ThinOptics, Inc.
File 021-368356
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Jan 10, 2020 D
MAYWIC Select Investments III L.P.
File 021-357749
$0$0$7,500,000
Estimated management fee over the life of the fund, assuming the total offering amount is raised.
None listed on this filingEDGAR ↗
May 29, 2019 D
ThinOptics, Inc.
File 021-340558
$0$0$0
Proceeds to be used as working capital, including payment of director, officer and employee salaries.
None listed on this filingEDGAR ↗
Feb 14, 2018 D/A
MAYWIC Select Investments II L.P.
File 021-272778
$0$0$625,000 (est.)None listed on this filingEDGAR ↗
May 12, 2017 D
RFM Investments LLC
File 021-286697
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2015 D
MAYWIC Select Investments L.P.
File 021-237006
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2014 D
O'Gara Group, Inc.
File 021-215518
$0$0$465,000 (est.)None listed on this filingEDGAR ↗
Jul 24, 2013 D/A
MAYWIC Select Investments L.P.
File 021-200091
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2013 D
O'Gara Group, Inc.
File 021-193811
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2011 D/A
ARGO TEA INC
File 021-142222
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2011 D/A
O'Gara Group, Inc.
File 021-141863
$0$0$2,876,568
Entity controlled by two Directors received equity in exchange for outstanding indebtedness owed by the Issuer.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named Frederic H Mayerson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MS
Pooled Investment Fund · group: Maywic

Maywic Select Investments 4 L.P.

Cincinnati, OH · Jul 5, 2023
  • Jul 5, 2023 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Managing Member of General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Frederic is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Logo
Other

ThinOptics, Inc.

Sonoma, CA · May 29, 2019 → Jun 5, 2020 · 2 filings
  • Jun 5, 2020 · D · $430,348 sold of $500,000 · 6 investors · min. $5,348 · role: Director EDGAR ↗
  • May 29, 2019 · D · $1,510,000 sold of $1,510,000 · 12 investors · min. $10,000 · role: Director EDGAR ↗

Raised $1.51M from 12 investors (100% of the $500K target) as of the latest filing. Frederic is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Maywic

MAYWIC Select Investments III L.P.

Cincinnati, OH · Jan 10, 2020
  • Jan 10, 2020 · D · $26,050,000 sold of $50,000,000 · 59 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗

Raised $26.1M from 59 investors (52% of the $50M target) as of the latest filing. Frederic is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Maywic

MAYWIC Select Investments II L.P.

Cincinnati, OH · Oct 18, 2016 → Feb 14, 2018 · 2 filings
  • Feb 14, 2018 · D/A · $12,500,000 sold of $25,000,000 · 71 investors · min. $50,000 · role: Executive Officer, Director (Manager of MAYWIC II GP, LLC, the general partner of the Issuer) EDGAR ↗
  • Oct 18, 2016 · D · $0 sold of $25,000,000 · 0 investors · min. $250,000 · role: Executive Officer, Director (Manager of MAYWIC II GP, LLC, the general partner of the Issuer) EDGAR ↗

Raised $12.5M from 71 investors (50% of the $25M target) as of the latest filing. Frederic is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RI
Other · group: Maywic

RFM Investments LLC

Cincinnati, OH · May 12, 2017
  • May 12, 2017 · D · $350,000 sold of $350,000 · 7 investors · min. $50,000 · role: Executive Officer (Frederic H. Mayerson is the Managing Member.) EDGAR ↗

Raised $350K from 7 investors (100% of the $350K target) as of the latest filing. Frederic is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Pooled Investment Fund · group: Maywic

MAYWIC Select Investments L.P.

Cincinnati, OH · Jul 23, 2013 → Mar 31, 2015 · 3 filings
  • Mar 31, 2015 · D · $0 sold of $10,000,000 · 0 investors · min. $1 · role: Executive Officer, Director (Co-manager of MAYWIC GP, LLC, the general partner of the Issuer) EDGAR ↗
  • Jul 24, 2013 · D/A · $550,000 sold of $5,000,000 · 3 investors · min. $100,000 · role: Executive Officer, Director (Co-manager of MAYWIC GP, LLC, the general partner of the Issuer) EDGAR ↗
  • Jul 23, 2013 · D · $550,000 sold of $5,000,000 · 3 investors · min. $100,000 · role: Executive Officer, Director (Co-manager of MAYWIC GP, LLC, the general partner of the Issuer) EDGAR ↗

Raised $550K from 3 investors (6% of the $10M target) as of the latest filing. Frederic is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OG
Other

O'Gara Group, Inc.

Cincinnati, OH · May 11, 2010 → Apr 14, 2014 · 4 filings
  • Apr 14, 2014 · D · $5,500,000 sold of $5,500,000 · 25 investors · min. $3,485 · role: Director EDGAR ↗
  • Mar 22, 2013 · D · $2,999,999 sold of $3,715,939 · 10 investors · min. $24,995 · role: Director EDGAR ↗
  • Jan 3, 2011 · D/A · $7,631,573 sold of $7,631,573 · 26 investors · min. $96 · role: Director EDGAR ↗
  • May 11, 2010 · D · $4,126,591 sold of $6,120,575 · 14 investors · min. $96 · role: Director EDGAR ↗

Raised $7.63M from 26 investors (100% of the $5.5M target) as of the latest filing. Frederic is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Restaurants

ARGO TEA INC

Chicago, IL · May 18, 2010 → Jan 19, 2011 · 2 filings
  • Jan 19, 2011 · D/A · $4,033,000 sold of $6,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2010 · D · $2,323,000 sold of $3,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.03M from 17 investors (67% of the $6M target) as of the latest filing. Frederic is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Frederic 22

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

M4
Management entity

Maywic 4 GP, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

James Gould

Director · 6 shared filings (2 issuers) · also on 14 other issuers

James Gould is on 16 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Lennon

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Abram S. Gordon

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mark J. Hauser

Director · 4 shared filings (1 issuer) · also on 12 other issuers

Mark J. Hauser is on 13 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

Wilfred T. O'Gara

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. O'Gara

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Steven P. Ratterman

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Chad P Wick

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tadmor Shalon

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Tadmor Shalon is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SN
No photo found yet (own website and image search run after this page is viewed)
Person

Stanley Nitzberg

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Ranjan Lal

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Arsen Avakian

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rouben Terzian

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

GV
No photo found yet (own website and image search run after this page is viewed)
Person

George Vincent

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Chute

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

James Noe

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Tramiel

Director · 2 shared filings (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Chiboucas

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gadi Ponte

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence H. Horwitz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Shimko

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frederic H Mayerson. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Maywic

5 issuers · 8 filings · $38.9M reported sold · 2013–2023

One team, 5 deal companies. Frederic H Mayerson is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Frederic H Mayerson.

Same business address

27 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frederic H Mayerson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frederic H Mayerson is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cincinnati, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

thinoptics.com ↗ found on ThinOptics, Inc. (thinoptics.com — Form C 0001630162-26-000004 (issuer website as filed))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗Cook County Clerk of Court case search ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗Illinois Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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