Frederic Devos is listed as a director on 2 SEC Form D filings by 1 issuer between Nov 2016 and May 2017: Fallbrook Technologies Inc. (Cedar Park, TX — other technology — 2016–2017; $39.2M reported sold to 52 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Hancock (2 shared filings), Gary Jacobs (2 shared filings), Peter Grubstein (2 shared filings), Robin Grey (2 shared filings), Roger Wood (2 shared filings) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frederic. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Frederic Devos and found 3 differences, 1 worth asking the sponsor about: Form D filed 91 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.