Fred Patton is listed as an executive officer and promoter on 3 SEC Form D filings by 2 issuers between Apr 2009 and Apr 2014: KAZEON SYSTEMS, INC (Mountain View, CA — other technology — 2009; $10M reported sold to 17 investors) and Caspida, Inc. (Palo Alto, CA — industry reported as "Other" — 2014; $9.72M reported sold to 14 investors).
What this means 2 separate companies raised money with this person listed as executive officer and promoter, over about 5 years. Across those companies the filings report $19.7M sold in total.
Listed alongside Sudhakar Muddu (3 shared filings), Jon Callaghan (2 shared filings), R. Thomas Dyal (2 shared filings), Arvind Purushotham (1 shared filing), Craig Conway (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fred. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Fred Patton and found 3 differences: Offering amount changed between filings; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.