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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:09 AM ET

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Fred Day

Named as an officer, director or promoter on SEC Form D filings · NY, TX · Dec 11, 2015 → Sep 10, 2026

20deals (issuers)
$68.57Breported sold
1,309investors
45Form D filings
2015–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Fred Day is listed as an executive officer and director on 45 SEC Form D filings by 20 issuers between Dec 2015 and Sep 2026. Largest by amount reported sold: Brookfield Infrastructure Fund V-A, L.P. (New York, NY — pooled investment fund — 2022–2023; $26.68B reported sold to 266 investors), Brookfield Infrastructure Fund IV-A, L.P. (New York, NY — pooled investment fund — 2018–2019; $14.47B reported sold to 160 investors), Brookfield Super-Core Infrastructure Partners L.P. (New York, NY — pooled investment fund — 2018–2025; $13.24B reported sold to 405 investors), Brookfield Infrastructure Fund III-A, L.P. (New York, NY — pooled investment fund — 2015–2016; $11.77B reported sold to 142 investors), Helios Sidecar I LP (New York, NY — pooled investment fund — 2026; $534M reported sold to 9 investors) and 15 more (all listed below).

What this means That is a lot of deals — 20 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $68.57B sold in total.

Listed alongside Mark Srulowitz (39 shared filings), Ralph Klatzkin (36 shared filings), Scott Peak (23 shared filings), Matthew Gross (20 shared filings), Hadley Peer-Marshall (18 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Fred. Each name links to their own page.

19 of the issuers belong to the sponsor group Brookfield (322 issuers, $177.24B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Brookfield has 322 companies on file and $177.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 45 public filings for Fred Day and found 11 differences, 3 worth asking the sponsor about: Investor count went down between filings; 5 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Fred Day has not run yet — it is joining a line of 47,909 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Fred Day..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

Fred T. Day and Donna R. Day closed
United States Bankruptcy Court, E.D. Michigan · No. 04-56179 · Filed Jun 7, 2004 · Closed Sep 16, 2004
Role of Fred T. Day and Donna R. Day: Debtor · Outcome: Case closed 2004-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in MI (not a filing state)
Fred A. Day, Jr closed
United States Bankruptcy Court, N.D. Ohio · No. 04-40919 · Filed Mar 8, 2004 · Closed Jul 15, 2004
Role of Fred A. Day, Jr: Debtor · Outcome: Case closed 2004-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in OH (not a filing state)
Fred H. Day and Melanie G. Day closed
United States Bankruptcy Court, E.D. Virginia · No. 03-32036 · Filed Mar 2, 2003 · Closed Jun 24, 2003
Role of Fred H. Day and Melanie G. Day: Debtor · Outcome: Case closed 2003-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in VA (not a filing state)
Fred E. Day closed
United States Bankruptcy Court, E.D. Kentucky · No. 02-50319 · Filed Feb 4, 2002 · Closed Apr 4, 2003
Role of Fred E. Day: Debtor · Outcome: Case closed 2003-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in KY (not a filing state)
Fred H. Day and Melanie G. Day closed
United States Bankruptcy Court, E.D. Virginia · No. 96-36756 · Filed Nov 29, 1996 · Closed Mar 21, 1997
Role of Fred H. Day and Melanie G. Day: Debtor · Outcome: Case closed 1997-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in VA (not a filing state)
FRED A DAY and CHRISTINA E DAY closed
United States Bankruptcy Court, D. Minnesota · No. 93-43932 · Filed Jul 1, 1993 · Closed Oct 27, 1993
Role of FRED A DAY and CHRISTINA E DAY: Debtor · Outcome: Case closed 1993-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in MN (not a filing state)
Fred P Day and Barbara B Day closed
United States Bankruptcy Court, S.D. Ohio · No. 2:93-bk-51727 · Filed Mar 18, 1993 · Closed Aug 5, 1993
Role of Fred P Day and Barbara B Day: Debtor · Outcome: Case closed 1993-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in OH (not a filing state)
Fred A. Day closed
United States Bankruptcy Court, N.D. Ohio · No. 92-41968 · Filed Oct 9, 1992 · Closed Jun 20, 1995
Role of Fred A. Day: Debtor · Outcome: Case closed 1995-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in OH (not a filing state)
FRED J. DAY and GAY Z. DAY closed
United States Bankruptcy Court, N.D. Alabama · No. 91-81817 · Filed Jul 30, 1991 · Closed Oct 25, 1991
Role of FRED J. DAY and GAY Z. DAY: Debtor · Outcome: Case closed 1991-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 13 federal dockets); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Fred Day — 3 worth asking about (compared 45 filings on Oct 24, 2026)

Note · Mar 26, 1998 – Mar 8, 2000

Bankruptcy case: Richard C. Breeden, Esq. v. Srulowitz — filed Mar 26, 1998

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Srulowitz" filed Mar 26, 1998, closed Mar 8, 2000. Mark Srulowitz (listed on the same filings) is listed as Defendant ("Srulowitz"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗Mark Srulowitz — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2023 – Sep 20, 2024

Investor count went down between filings — G&W Intermediate Holdings LLC

The Sep 14, 2023 filing reports 14 investors; the Sep 20, 2024 Form D/A reports 12 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 14, 2023 ↗Form D/A (later) · Sep 20, 2024 ↗G&W Intermediate Holdings LLC — PartnerFacts page ↗
Sources
Worth asking · Aug 3, 2020 – Sep 20, 2024

5 filings report more than 10% of the money raised going to insiders

100% of the money raised went to insiders — G&W Intermediate Holdings LLC · 100% of the money raised went to insiders — G&W Intermediate Holdings LLC · 306% of the money raised went to insiders — G&W Intermediate Holdings LLC · 77% of the money raised went to insiders — G&W Intermediate Holdings LLC · 240% of the money raised went to insiders — G&W Intermediate Holdings LLC

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Sep 20, 2024 ↗G&W Intermediate Holdings LLC — PartnerFacts page ↗Form D/A · Sep 14, 2023 ↗Form D/A · Jul 7, 2022 ↗
Sources
Worth asking · Apr 21, 2016 – Jul 17, 2026

53 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Brookfield Private Capital (UK) Limited — Brookfield Infrastructure Co-Invest (OK), L.P. · Paid seller listed without a CRD number: Brookfield Singapore Pte. Ltd. — Brookfield Infrastructure Co-Invest (OK), L.P. · Paid seller listed without a CRD number: Brookfield Advisors (Hong Kong) Ltd — Brookfield Infrastructure Co-Invest (OK), L.P. · Paid seller listed without a CRD number: Brookfield Investment Management (Canada) ULC — Brookfield Infrastructure Co-Invest (OK), L.P. · Paid seller listed without a CRD number: Brookfield Capital Securities Ltd. — Brookfield Infrastructure Co-Invest (OK), L.P. · and 48 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jul 17, 2026 ↗BrokerCheck search: Brookfield Private Capital (UK) Limited ↗Brookfield Infrastructure Co-Invest (OK), L.P. — PartnerFacts page ↗BrokerCheck search: Brookfield Singapore Pte. Ltd. ↗
Sources
Note · May 29, 2026 – Jun 16, 2026

Form D filed 18 days after the first sale — Hotwire StableCo Sidecar I LP

The filing says the first sale was May 29, 2026. The Form D was filed Jun 16, 2026 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 16, 2026 ↗Hotwire StableCo Sidecar I LP — PartnerFacts page ↗
Sources
Note · May 29, 2026 – Jun 16, 2026

Form D filed 18 days after the first sale — Hotwire StableCo Sidecar II LP

The filing says the first sale was May 29, 2026. The Form D was filed Jun 16, 2026 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 16, 2026 ↗Hotwire StableCo Sidecar II LP — PartnerFacts page ↗
Sources
Note · Jan 9, 2026 – Jan 26, 2026

Form D filed 17 days after the first sale — Hotwire Sidecar I LP

The filing says the first sale was Jan 9, 2026. The Form D was filed Jan 26, 2026 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 26, 2026 ↗Hotwire Sidecar I LP — PartnerFacts page ↗
Sources
Note · Dec 16, 2015 – Sep 20, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — G&W Intermediate Holdings LLC (latest filing Sep 20, 2024) · No amendment in the last 12 months on an offering that may still be open — Brookfield Infrastructure Fund V-A, L.P. (latest filing Oct 13, 2023) · No amendment in the last 12 months on an offering that may still be open — G&W Intermediate Holdings LLC (latest filing May 19, 2021) · No amendment in the last 12 months on an offering that may still be open — BIF IV-A Access Fund, L.P. (latest filing Dec 19, 2019) · No amendment in the last 12 months on an offering that may still be open — BIF IV Renewable Sidecar-A, L.P. (latest filing Nov 26, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Sep 20, 2024 ↗G&W Intermediate Holdings LLC — PartnerFacts page ↗Form D/A · Oct 13, 2023 ↗Brookfield Infrastructure Fund V-A, L.P. — PartnerFacts page ↗
Sources
Note · Jul 7, 2022 – Sep 14, 2023

Offering amount changed between filings — G&W Intermediate Holdings LLC

The Jul 7, 2022 filing says $20,000,000 offered; the Sep 14, 2023 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jul 7, 2022 ↗Form D/A (later) · Sep 14, 2023 ↗G&W Intermediate Holdings LLC — PartnerFacts page ↗
Sources
Note · Aug 3, 2020 – Jul 7, 2022

Offering amount lowered between filings — G&W Intermediate Holdings LLC

The Aug 3, 2020 filing says $40,000,000 offered; the Jul 7, 2022 Form D/A says $20,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Aug 3, 2020 ↗Form D/A (later) · Jul 7, 2022 ↗G&W Intermediate Holdings LLC — PartnerFacts page ↗
Sources
Note · Dec 11, 2015 – Sep 10, 2026

Fred Day is listed with 2 different address states: NY, TX

NY on 40 filings (Dec 11, 2015 to Sep 10, 2026); TX on 5 filings (Aug 3, 2020 to Sep 20, 2024).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 11, 2015 ↗Form D · Aug 3, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

13 of 21 offerings report sales commissions totalling $387,875,303; 0 report finder's fees; 2 report proceeds to related persons totalling $119,400,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2026 D
Bolt Sidecar I LP
File 021-597081
$0$0$0None listed on this filingEDGAR ↗
Aug 13, 2026 D
Marbella Co-Invest Sidecar LP
File 021-594140
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2026 D
Brookfield Infrastructure Co-Invest (OK), L.P.
File 021-591305
$150,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗
Jun 30, 2026 D
Brookfield Infrastructure Fund VI-A, L.P.
File 021-589143
$103,700,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd. no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd.

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗
Jun 16, 2026 D
Hotwire StableCo Sidecar II LP
File 021-587430
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2026 D
Hotwire StableCo Sidecar I LP
File 021-587422
$0$0$0None listed on this filingEDGAR ↗
Feb 3, 2026 D
Helios Sidecar I LP
File 021-572146
$0$0$0None listed on this filingEDGAR ↗
Jan 26, 2026 D
Hotwire Sidecar I LP
File 021-571167
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2025 D/A
Brookfield Super-Core Infrastructure Partners L.P.
File 021-318593
$67,250,303 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Heungkuk Securities Co. Ltd. no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd no CRD number reported		EDGAR ↗
Nov 17, 2025 D/A
BSIP Access Fund, L.P.
File 021-333227
$1,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd no CRD number reported		EDGAR ↗
Nov 14, 2025 D
Brookfield Artificial Intelligence Infrastructure Fund-A, L.P.
File 021-564084
$40,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
via Brookfield Private Capital (UK) Limited

Brookfield Singapore Pte. Ltd. no CRD number reported
via Brookfield Singapore Pte. Ltd.

Brookfield Advisors (Hong Kong) Ltd no CRD number reported
via Brookfield Advisors (Hong Kong) Ltd

Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.
EDGAR ↗
Nov 26, 2024 D
Brookfield Infrastructure Structured Solutions-A, L.P.
File 021-530555
$3,625,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Capital Securities Ltd. no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
via Brookfield Oaktree Wealth Solutions LLC (CRD 313390 ↗)
EDGAR ↗
Sep 20, 2024 D/A
G&W Intermediate Holdings LLC
File 021-372362
$0$0$111,200,000 (est.)
Includes cumulative potential proceeds used for annual equity awards under the plan based on the maximum payout of performance based awards.
None listed on this filingEDGAR ↗
Oct 13, 2023 D/A
Brookfield Infrastructure Fund V-A, L.P.
File 021-437166
$110,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Investment Management (Canada) ULC no CRD number reported
via Brookfield Investment Management (Canada) ULC

Brookfield Capital Securities Ltd. no CRD number reported
via Brookfield Capital Securities Ltd.

BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC BrokerCheck CRD 313390 ↗
via BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC (CRD 313390 ↗)

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED BrokerCheck CRD 7691 ↗
via MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD 7691 ↗)
EDGAR ↗
May 19, 2021 D
G&W Intermediate Holdings LLC
File 021-399905
$0$0$8,200,000
Annual equity awards.
None listed on this filingEDGAR ↗
Feb 11, 2020 D
BIF IV Co-Invest (C), L.P.
File 021-360280
$500,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)
EDGAR ↗
Dec 19, 2019 D/A
BIF IV-A Access Fund, L.P.
File 021-328506
$150,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported		EDGAR ↗
Nov 26, 2019 D/A
BIF IV Renewable Sidecar-A, L.P.
File 021-326547
$5,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported		EDGAR ↗
Oct 15, 2019 D
BIF IV Co-Invest (T), L.P.
File 021-350956
$1,500,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)
EDGAR ↗
Jun 7, 2019 D/A
Brookfield Infrastructure Fund IV-A, L.P.
File 021-326545
$40,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported		EDGAR ↗
Apr 21, 2016 D/A
Brookfield Infrastructure Fund III-A, L.P.
File 021-252844
$15,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
via Brookfield Private Advisors LLC (CRD 151423 ↗)

KB Investment & Securities Co. Ltd. no CRD number reported
via KB Investment & Securities Co. Ltd.
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 20

Every issuer that named Fred Day on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BS
Pooled Investment Fund · group: Brookfield

Bolt Sidecar I LP

New York, NY · Sep 10, 2026
  • Sep 10, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Partner of the Sole Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Brookfield

Marbella Co-Invest Sidecar LP

New York, NY · Aug 13, 2026
  • Aug 13, 2026 · D · $8,078,595 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (President of sole member of GP of issuer) EDGAR ↗

Raised $8.08M from 1 investor as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Brookfield

Brookfield Infrastructure Co-Invest (OK), L.P.

New York, NY · Jul 17, 2026
  • Jul 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of Manager of GP of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Brookfield

Brookfield Infrastructure Fund VI-A, L.P.

New York, NY · Jun 30, 2026
  • Jun 30, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of Sole Member of GP of Delaware Issuers) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Brookfield

Hotwire StableCo Sidecar II LP

New York, NY · Jun 16, 2026
  • Jun 16, 2026 · D · $494,125,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Vice President of the Sole Member of the GP of the Issuers) EDGAR ↗

Raised $494.1M from 12 investors as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Brookfield

Hotwire StableCo Sidecar I LP

New York, NY · Jun 16, 2026
  • Jun 16, 2026 · D · $494,125,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Vice President of the Sole Member of the GP of the Issuers) EDGAR ↗

Raised $494.1M from 12 investors as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Brookfield

Helios Sidecar I LP

New York, NY · Feb 3, 2026
  • Feb 3, 2026 · D · $534,025,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer (Vice President of the Sole Member of the GP of the Issuers) EDGAR ↗

Raised $534M from 9 investors as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HS
Pooled Investment Fund · group: Brookfield

Hotwire Sidecar I LP

New York, NY · Jan 26, 2026
  • Jan 26, 2026 · D · $505,000,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Sole Member of the GP of the Delaware Issuers) EDGAR ↗

Raised $505M from 8 investors as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Super-Core Infrastructure Partners L.P.

New York, NY · Aug 7, 2018 → Nov 17, 2025 · 9 filings
  • Nov 17, 2025 · D/A · $13,241,224,563 sold of Indefinite · 405 investors · min. No minimum reported · role: Executive Officer (Managing Director of the GP of the GP of the Ontario Issuers formed in 2018) EDGAR ↗
  • Nov 15, 2024 · D/A · $10,513,627,322 sold of Indefinite · 344 investors · min. No minimum reported · role: Executive Officer (Managing Director of the GP of the GP of the Ontario Issuers formed in 2018) EDGAR ↗
  • Nov 16, 2023 · D/A · $9,112,968,519 sold of Indefinite · 286 investors · min. No minimum reported · role: Executive Officer (Managing Director of the GP of the GP of the Ontario Issuers formed in 2018) EDGAR ↗
  • Mar 31, 2023 · D/A · $8,670,888,579 sold of Indefinite · 265 investors · min. No minimum reported · role: Executive Officer (Managing Director of the GP of the GP of the Ontario Issuers formed in 2018) EDGAR ↗
  • Apr 4, 2022 · D/A · $6,492,107,395 sold of Indefinite · 174 investors · min. No minimum reported · role: Executive Officer (Vice President of the GP of the GP of the Ontario Issuers formed in 2018) EDGAR ↗
  • Aug 13, 2021 · D/A · $5,080,647,895 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the General Partner of the Canadian Issuers) EDGAR ↗
  • Aug 19, 2020 · D/A · $2,632,162,539 sold of Indefinite · 59 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the General Partner of the Canadian Issuers) EDGAR ↗
  • Aug 7, 2019 · D/A · $1,601,725,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the General Partner of the Canadian Issuers) EDGAR ↗
  • Aug 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Canadian Issuers) EDGAR ↗

Raised $13.24B from 405 investors as of the latest filing. Fred is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Brookfield

BSIP Access Fund, L.P.

New York, NY · Feb 21, 2019 → Nov 17, 2025 · 8 filings
  • Nov 17, 2025 · D/A · $156,512,500 sold of Indefinite · 227 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Nov 15, 2024 · D/A · $139,227,500 sold of Indefinite · 198 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Nov 16, 2023 · D/A · $121,802,500 sold of Indefinite · 166 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Feb 17, 2023 · D/A · $102,407,500 sold of Indefinite · 136 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Feb 17, 2022 · D/A · $65,032,500 sold of Indefinite · 96 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Feb 19, 2021 · D/A · $38,575,000 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Feb 21, 2020 · D/A · $16,475,000 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗
  • Feb 21, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer) EDGAR ↗

Raised $156.5M from 227 investors as of the latest filing. Fred is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Brookfield

Brookfield Artificial Intelligence Infrastructure Fund-A, L.P.

New York, NY · Nov 14, 2025
  • Nov 14, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Partner of the Sole Member of the GP of the Delaware Issuers) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Brookfield

Brookfield Infrastructure Structured Solutions-A, L.P.

New York, NY · Nov 26, 2024
  • Nov 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (President of the Sole Member of the Issuer's General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GW
Other · group: Brookfield

G&W Intermediate Holdings LLC

Houston, TX · Aug 3, 2020 → Sep 20, 2024 · 5 filings
  • Sep 20, 2024 · D/A · $111,200,000 sold of Indefinite · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 14, 2023 · D/A · $95,000,000 sold of Indefinite · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2022 · D/A · $11,100,000 sold of $20,000,000 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 19, 2021 · D · $10,700,000 sold of $18,700,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 3, 2020 · D · $10,000,000 sold of $40,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $111.2M from 14 investors as of the latest filing. Fred is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Brookfield

Brookfield Infrastructure Fund V-A, L.P.

New York, NY · Mar 14, 2022 → Oct 13, 2023 · 3 filings
  • Oct 13, 2023 · D/A · $26,682,552,794 sold of Indefinite · 266 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Sole Member of the GP of the Delaware Issuers) EDGAR ↗
  • Nov 1, 2022 · D/A · $20,737,938,000 sold of Indefinite · 184 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Sole Member of the GP of the Delaware Issuers) EDGAR ↗
  • Mar 14, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Sole Member of the GP of the Delaware Issuers) EDGAR ↗

Raised $26.68B from 266 investors as of the latest filing. Fred is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Brookfield

BIF IV Co-Invest (C), L.P.

New York, NY · Feb 11, 2020
  • Feb 11, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Pooled Investment Fund · group: Brookfield

BIF IV-A Access Fund, L.P.

New York, NY · Dec 19, 2018 → Dec 19, 2019 · 2 filings
  • Dec 19, 2019 · D/A · $21,854,625 sold of Indefinite · 40 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Issuers) EDGAR ↗
  • Dec 19, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Issuers) EDGAR ↗

Raised $21.9M from 40 investors as of the latest filing. Fred is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Brookfield

BIF IV Renewable Sidecar-A, L.P.

New York, NY · Nov 27, 2018 → Nov 26, 2019 · 2 filings
  • Nov 26, 2019 · D/A · $87,044,444 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Delaware Issuers) EDGAR ↗
  • Nov 27, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Delaware Issuers) EDGAR ↗

Raised $87M from 13 investors as of the latest filing. Fred is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Pooled Investment Fund · group: Brookfield

BIF IV Co-Invest (T), L.P.

New York, NY · Oct 15, 2019
  • Oct 15, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Fred is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund · group: Brookfield

Brookfield Infrastructure Fund IV-A, L.P.

New York, NY · Nov 27, 2018 → Jun 7, 2019 · 2 filings
  • Jun 7, 2019 · D/A · $14,467,085,000 sold of Indefinite · 160 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Delaware Issuers) EDGAR ↗
  • Nov 27, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the sole member of the General Partner of the Delaware Issuers) EDGAR ↗

Raised $14.47B from 160 investors as of the latest filing. Fred is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BI
Pooled Investment Fund

Brookfield Infrastructure Fund III-A, L.P.

New York, NY · Dec 11, 2015 → Apr 21, 2016 · 2 filings
  • Apr 21, 2016 · D/A · $11,771,940,000 sold of Indefinite · 142 investors · min. No minimum reported · role: Executive Officer (Officer of Brookfield Infrastructure Fund III GP LLC, the General Partner) EDGAR ↗
  • Dec 11, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of Brookfield Infrastructure Fund III GP LLC, the General Partner) EDGAR ↗

Raised $11.77B from 142 investors as of the latest filing. Fred is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Fred 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Klatzkin

Executive Officer, Director · 36 shared filings (16 issuers) · also on 1 other issuer

Ralph Klatzkin is on 17 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Peak

Executive Officer, Director · 23 shared filings (7 issuers)

Scott Peak is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Gross

Executive Officer · 20 shared filings (15 issuers) · also on 2 other issuers

Matthew Gross is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lydie Bini

Director, Executive Officer · 18 shared filings (6 issuers) · also on 13 other issuers

Lydie Bini is on 19 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Luc Leroi

Director, Executive Officer · 18 shared filings (6 issuers) · also on 14 other issuers

Luc Leroi is on 20 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hadley Peer-Marshall

Executive Officer · 18 shared filings (3 issuers)

Listed on the same filings as Fred Day. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Carolina Parisi

Director, Executive Officer · 12 shared filings (3 issuers) · also on 10 other issuers

Carolina Parisi is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Keiji Hattori

Executive Officer · 11 shared filings (6 issuers) · also on 20 other issuers

Keiji Hattori is on 26 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hadley Peer Marshall

Executive Officer · 8 shared filings (5 issuers)

Hadley Peer Marshall is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Chloe Berry

Executive Officer · 7 shared filings (3 issuers)

Listed on the same filings as Fred Day. Their page shows their other deals.

EP
No photo found yet (own website and image search run after this page is viewed)
Person

Elisabeth Press

Executive Officer · 6 shared filings (6 issuers)

Elisabeth Press is on 6 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Keir Hunt

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Ching

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Fred Day. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

David Krant

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew O. Walsh

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Miller

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Allison M. Fergus

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

HN
No photo found yet (own website and image search run after this page is viewed)
Person

Helen Newell

Director · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas D. Savage

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Taylor

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Fred Day. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Baker

Director · 4 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Hellmann

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Hurley

Executive Officer · 3 shared filings (3 issuers) · also on 12 other issuers

Brian Hurley is on 15 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James Rickert

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Lin

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jordan Kolar

Executive Officer · 2 shared filings (1 issuer) · also on 96 other issuers

Jordan Kolar is on 97 issuers in total — a repeat sponsor. Their page lists every one.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Fox

Executive Officer · 2 shared filings (1 issuer) · also on 57 other issuers

Brett Fox is on 58 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Beber

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Darren Soice

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Ana Carolina Parisi Horta

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Fred Day. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Luis Barreto

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Greenbaum

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kate Flanagan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Klatzin

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Fred Day. Their page shows their other deals.

FO
No photo found yet (own website and image search run after this page is viewed)
Person

Felipe Ortiz

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Keijl Hattori

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Ralph Klatzkim

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

John C. Hellman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Joynt

Director · 1 shared filing (1 issuer)

Listed on the same filings as Fred Day. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Brookfield

322 issuers · 531 filings · $177.24B reported sold · 2009–2026

One team, 322 deal companies. Fred Day is listed on 19 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Fred Day.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 20 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Fred Day by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 20 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Fred Day is listed on: none on file. No website or social profile named in Helios Sidecar I LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #42,958 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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