PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:36 AM ET

Sponsor Check › Person

FA
No photo found yet (own website and image search run after this page is viewed)

Frantz Alphonse

Named as an officer, director or promoter on SEC Form D filings · FL · Jun 21, 2011 → Oct 22, 2019

4deals (issuers)
$52.9Mreported sold
27investors
4Form D filings
2011–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frantz Alphonse is listed as an executive officer, director, and promoter on 4 SEC Form D filings by 4 issuers between Jun 2011 and Oct 2019: GSG Agri Holdings LLC (Chagrin Falls, OH — industry reported as "Other" — 2019; $50M reported sold to 2 investors), APC Fund V, LLC (Orlando, FL — pooled investment fund — 2011; $2.12M reported sold to 16 investors), Acility, LLC (Orlando, FL — industry reported as "Other" — 2014; $500K reported sold to 8 investors) and AP Venture Capital Fund I, LLC (Orlando, FL — pooled investment fund — 2011; $250K reported sold to 1 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $52.9M sold in total.

Listed alongside Richard Powell (3 shared filings) and Gary M Waxman (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frantz. Each name links to their own page.

All 4 issuers belong to the sponsor group Ap Venture (4 issuers, $52.9M reported sold, 2011–2019).

What this means A sponsor group is one team that sets up a new company for each deal. Ap Venture has 4 companies on file and $52.9M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 24 court cases matching the name, 1 SEC release, 21 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Frantz Alphonse and found 4 differences: Form D filed 55 days after the first sale; 4 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frantz Alphonse has not run yet — it is joining a line of 19,130 names; searches run around the clock at the hosts' allowed rate. Searched so far: 31 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

24 cases: 11 closed (disposition not in docket feed), 10 dismissed, 3 judgment

Alphonse v. Equifax Information Services LLC closed
District Court, S.D. Florida · No. 9:26-cv-80913 · Filed Jul 30, 2026 · Closed Aug 13, 2026 · Nature of suit: 480 Consumer Credit · Cause: 28:1441 Petition for Removal - Fair Credit Reporti
Role of Alphonse: Plaintiff · Outcome: Terminated 2026-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
Alphonse v. GlaxoSmithKline (America) Inc. closed
District Court, S.D. Florida · No. 3:23-cv-20585 · Filed Mar 28, 2023 · Closed Mar 28, 2023
Role of Alphonse: Plaintiff · Outcome: Terminated 2023-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
ALPHONSE v. Motel 6 Operating, L.P., LTD closed
District Court, S.D. Florida · No. 0:23-cv-60311 · Filed Feb 17, 2023 · Closed Feb 17, 2023
Role of ALPHONSE: Plaintiff · Outcome: Terminated 2023-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
Three Amigos Rest. Inc. v. Alphonse Hotel,Corp. closed
District Court, S.D. New York · No. 1:16-cv-09277 · Filed Dec 1, 2016 · Closed Dec 12, 2016 · Nature of suit: 190 Other contract actions
Role of Alphonse Hotel,Corp.: Defendant · Outcome: Terminated 2016-12-12 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Government Employees Insurance Company v. Alphonse Dufreny, M.D. dismissed
District Court, E.D. New York · No. 1:15-cv-00433 · Filed Jan 28, 2015 · Closed Aug 24, 2015 · Nature of suit: 370 Other fraud
Role of Alphonse Dufreny, M.D.: Defendant · Outcome: Terminated 2015-08-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Bank of America, N.A. v. Alphonse closed
District Court, W.D. North Carolina · No. 3:14-mc-00147 · Filed Aug 11, 2014 · Closed Feb 26, 2021
Role of Alphonse: Defendant · Outcome: Terminated 2021-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NC (not a filing state)
National Collegiate Student Loan Trust 2006-4 v. Alphonse closed
District Court, S.D. Florida · No. 0:14-cv-61323 · Filed Jun 6, 2014 · Closed Jun 6, 2014
Role of Alphonse: Defendant · Outcome: Terminated 2014-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
National Collegiate Student Loan Trust 2006-4 v. Alphonse closed
District Court, S.D. Florida · No. 0:14-cv-61325 · Filed Jun 6, 2014 · Closed Aug 22, 2014 · Nature of suit: 480 Consumer credit
Role of Alphonse: Defendant · Outcome: Terminated 2014-08-22 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
TRAN v. ALPHONSE HOTEL CORPORATION dismissed
District Court, E.D. Pennsylvania · No. 2:13-cv-06515 · Filed Nov 6, 2013 · Closed May 10, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of ALPHONSE HOTEL CORPORATION: Defendant · Outcome: Terminated 2018-05-10 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in PA (not a filing state)
Alphonse Hotel Corporation v. Tran judgment
District Court, S.D. New York · No. 1:13-cv-07859 · Filed Nov 4, 2013 · Closed Sep 5, 2014 · Nature of suit: Contract: Other · Cause: 28:1441nr Notice of Removal
Role of Alphonse Hotel Corporation: Plaintiff · Outcome: Terminated 2014-09-05 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Alphonse v. Fresenius Medical Care Holdings, Inc. dismissed
District Court, D. Massachusetts · No. 1:13-cv-10939 · Filed Apr 16, 2013 · Closed Jun 27, 2014 · Nature of suit: 367 Health care / pharm
Role of Alphonse: Plaintiff · Outcome: Terminated 2014-06-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MA (not a filing state)
Alphonse v. Fresenius Medical Care Holdings, Inc. closed
District Court, E.D. Louisiana · No. 2:13-cv-00394 · Filed Mar 1, 2013 · Closed Apr 10, 2013 · Nature of suit: 367 Health care / pharm
Role of Alphonse: Plaintiff · Outcome: Terminated 2013-04-10 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in LA (not a filing state)
Alphonse v. Advance Mortgage Co., LLC dismissed
District Court, E.D. Louisiana · No. 2:12-cv-01747 · Filed Jul 5, 2012 · Closed Apr 17, 2013 · Nature of suit: 371 Truth in lending
Role of Alphonse: Plaintiff · Outcome: Terminated 2013-04-17 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in LA (not a filing state)
Alphonse v. Arch Bay Holdings, LLC dismissed
District Court, E.D. Louisiana · No. 2:12-cv-00330 · Filed Feb 1, 2012 · Closed Dec 1, 2014 · Nature of suit: 370 Other Fraud · Cause: 15:1692 Fair Debt Collection Act
Role of Alphonse: Plaintiff · Outcome: Terminated 2014-12-01 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in LA (not a filing state)
National Liability & Fire Insurance Company v. Alphonse Cooper judgment
District Court, N.D. Texas · No. 3:10-cv-00843 · Filed Apr 27, 2010 · Closed Oct 28, 2011 · Nature of suit: Contract: Other Contract · Cause: 28:1332 Diversity-Breach of Contract
Role of Alphonse Cooper: Defendant · Outcome: Terminated 2011-10-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in TX (not a filing state)
Lyons Partnership, L.P. v. Alphonse Landi closed
District Court, N.D. New York · No. 3:09-mc-00074 · Filed Oct 5, 2009 · Closed Oct 7, 2009
Role of Alphonse Landi: Defendant · Outcome: Terminated 2009-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Alphonse v. Coachmen Recreational Vehicle Company, LLC closed
District Court, E.D. Louisiana · No. 2:09-cv-05769 · Filed Aug 14, 2009 · Closed Sep 27, 2012
Role of Alphonse: Plaintiff · Outcome: Terminated 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in LA (not a filing state)
Quantum Corporate Funding, Ltd. v. Alphonse De Simone, Miller, Platt, De Simone & Galarce, P.C. closed
District Court, E.D. New York · No. 1:07-mc-00323 · Filed Aug 1, 2007 · Closed Aug 1, 2007
Role of Alphonse De Simone, Miller, Platt, De Simone & Galarce, P.C.: Defendant · Outcome: Terminated 2007-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
ALPHONSE v. ALL STAFFING INC dismissed
District Court, D. New Jersey · No. 2:04-cv-00275 · Filed Jan 20, 2004 · Closed Sep 14, 2004 · Nature of suit: 791 Employee Retirement Income Security Act
Role of ALPHONSE: Plaintiff · Outcome: Terminated 2004-09-14 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NJ (not a filing state)
Alphonse Pugliesi v. Skechers USA Inc dismissed
District Court, C.D. California · No. 2:00-cv-00631 · Filed Jan 19, 2000 · Closed Apr 17, 2000 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Alphonse Pugliesi: Plaintiff · Outcome: Terminated 2000-04-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in CA (not a filing state)
CSC Holdings, Inc. v. Alphonse dismissed
District Court, E.D. New York · No. 1:98-cv-05402 · Filed Aug 25, 1998 · Closed Apr 30, 2001 · Nature of suit: 890 Other statutory actions
Role of Alphonse: Defendant · Outcome: Terminated 2001-04-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Alphonse Hotel Corp. v. Mekong dismissed
District Court, S.D. New York · No. 1:97-cv-00446 · Filed Jan 21, 1997 · Closed Jan 13, 1999 · Nature of suit: 190 Other contract actions
Role of Alphonse Hotel Corp.: Plaintiff · Outcome: Terminated 1999-01-13 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Kropp v. Alphonse Hotel Corp. dismissed
District Court, S.D. New York · No. 1:95-cv-06524 · Filed Aug 17, 1995 · Closed Jun 13, 1996 · Nature of suit: 320 Assault, libel, and slander
Role of Alphonse Hotel Corp.: Defendant · Outcome: Terminated 1996-06-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
ALPHONSE J. NASTO AND FRANK A. v. BENEX USA, INC. D/B/A DESERT judgment
District Court, D. New Jersey · No. · Filed Feb 2, 1990 · Closed Jun 29, 1990 · Nature of suit: 190 Other contract actions
Role of ALPHONSE J. NASTO AND FRANK A.: Plaintiff · Outcome: Terminated 1990-06-29 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Nicholas Croce, Frank Croce, Frank Sanitate, JeffGodino, Richard A. Haik, Alphonse Mercurio and Bob M. Huisenga Litigation release
SEC · Sep 28, 1995 · Parties as named in the release: Nicholas Croce, Frank Croce, Frank Sanitate, JeffGodino, Richard A. Haik, Alphonse Mercurio and Bob M. Huisenga Read the release ↗
same rare surname (5 people in Form D filings); surname only; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frantz Alphonse..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

21 cases: 1 open, 20 closed (disposition not in docket feed)

Alphonse Williams and Lisa Michelle Price-Williams open
United States Bankruptcy Court, E.D. Missouri · No. 24-40095 · Filed Jan 10, 2024
Role of Alphonse Williams and Lisa Michelle Price-Williams: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MO (not a filing state)
Three Amigos Rest. Inc. v. Alphonse Hotel, Corp. closed
United States Bankruptcy Court, S.D. New York · No. 16-01280 · Filed Dec 19, 2016 · Closed Feb 22, 2021
Role of Alphonse Hotel, Corp.: Defendant · Outcome: Case closed 2021-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Alphonse Joseph Ruggiero closed
United States Bankruptcy Court, M.D. Florida · No. 8:16-bk-07789 · Filed Sep 8, 2016 · Closed Dec 14, 2016
Role of Alphonse Joseph Ruggiero: Debtor · Outcome: Case closed 2016-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (FL)
Alphonse Williams, Sr. and Lisa Michelle Williams closed
United States Bankruptcy Court, E.D. Missouri · No. 12-51063 · Filed Nov 16, 2012 · Closed Sep 24, 2014
Role of Alphonse Williams, Sr. and Lisa Michelle Williams: Debtor · Outcome: Case closed 2014-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MO (not a filing state)
Timothy Alphonse Sweeney and Mary Lou DiMera-Sweeney closed
United States Bankruptcy Court, M.D. Florida · No. 8:12-bk-08919 · Filed Jun 8, 2012 · Closed Jul 8, 2019
Role of Timothy Alphonse Sweeney and Mary Lou DiMera-Sweeney: Debtor · Outcome: Case closed 2019-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); different first name (timothy); court in the person's filing state (FL)
Alphonse Hotel Corporation v. Helbig closed
United States Bankruptcy Court, E.D. New York · No. 1-11-01373 · Filed Jun 27, 2011 · Closed Jan 5, 2012
Role of Alphonse Hotel Corporation: Plaintiff · Outcome: Case closed 2012-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NY (not a filing state)
Alphonse F Ruggiero and Beverly S Ruggiero closed
United States Bankruptcy Court, S.D. Ohio · No. 3:10-bk-35161 · Filed Aug 10, 2010 · Closed Jun 20, 2014
Role of Alphonse F Ruggiero and Beverly S Ruggiero: Debtor · Outcome: Case closed 2014-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in the person's filing state (OH)
Alphonse Joseph Marcotte and Jill Elaine Marcotte closed
United States Bankruptcy Court, C.D. Illinois · No. 08-91595 · Filed Sep 18, 2008 · Closed Jan 20, 2009
Role of Alphonse Joseph Marcotte and Jill Elaine Marcotte: Debtor · Outcome: Case closed 2009-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in IL (not a filing state)
Alphonse Williams and Lisa M. Price-Williams closed
United States Bankruptcy Court, E.D. Missouri · No. 08-43655 · Filed May 21, 2008 · Closed Dec 27, 2012
Role of Alphonse Williams and Lisa M. Price-Williams: Debtor · Outcome: Case closed 2012-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MO (not a filing state)
Alphonse Williams and Lisa M. Price-Williams closed
United States Bankruptcy Court, E.D. Missouri · No. 08-41381 · Filed Feb 29, 2008 · Closed Oct 27, 2014
Role of Alphonse Williams and Lisa M. Price-Williams: Debtor · Outcome: Case closed 2014-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MO (not a filing state)
Alphonse Williams and Lisa M. Price-Williams closed
United States Bankruptcy Court, E.D. Missouri · No. 04-52489 · Filed Sep 30, 2004 · Closed Feb 24, 2005
Role of Alphonse Williams and Lisa M. Price-Williams: Debtor · Outcome: Case closed 2005-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MO (not a filing state)
MBNA America Bank v. Alphonse closed
United States Bankruptcy Court, N.D. California · No. 04-05135 · Filed Apr 16, 2004 · Closed Aug 31, 2004
Role of Alphonse: Defendant · Outcome: Case closed 2004-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in CA (not a filing state)
Kaiser Aluminum Corporation v. Alphonse closed
United States Bankruptcy Court, D. Delaware · No. 02-03119 · Filed Apr 26, 2002 · Closed Oct 16, 2006
Role of Alphonse: Defendant · Outcome: Case closed 2006-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in DE (not a filing state)
Alphonse v. Kaiser Aluminum and Chemical Corporation closed
United States Bankruptcy Court, E.D. Louisiana · No. 02-00105 · Filed Mar 15, 2002 · Closed Apr 30, 2002
Role of Alphonse: Plaintiff · Outcome: Case closed 2002-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in LA (not a filing state)
Michael Alphonse Mccann closed
United States Bankruptcy Court, M.D. Florida · No. 8:98-bk-08801 · Filed May 21, 1998 · Closed Sep 9, 1998
Role of Michael Alphonse Mccann: Debtor · Outcome: Case closed 1998-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); different first name (michael); court in the person's filing state (FL)
Alphonse Williams and Joan Williams closed
United States Bankruptcy Court, D. New Jersey · No. 97-39637 · Filed Aug 25, 1997 · Closed Mar 30, 1998
Role of Alphonse Williams and Joan Williams: Debtor · Outcome: Case closed 1998-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NJ (not a filing state)
Robert Alphonse Morin closed
United States Bankruptcy Court, M.D. Florida · No. 3:96-bk-02861 · Filed May 14, 1996 · Closed Nov 21, 1996
Role of Robert Alphonse Morin: Debtor · Outcome: Case closed 1996-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); different first name (robert); court in the person's filing state (FL)
V & M Management, Inc. and Alphonse Mourad closed
United States Bankruptcy Court, D. Massachusetts · No. 96-10123 · Filed Jan 8, 1996 · Closed Mar 15, 2005
Role of V & M Management, Inc. and Alphonse Mourad: Debtor · Outcome: Case closed 2005-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in MA (not a filing state)
William Alphonse Schroeder III closed
United States Bankruptcy Court, S.D. Florida. · No. 94-13392 · Filed Aug 18, 1994 · Closed Dec 15, 1994
Role of William Alphonse Schroeder III: Debtor · Outcome: Case closed 1994-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); different first name (william); court in the person's filing state (FL)
Alphonse A. Casamenti, Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 93-20424 · Filed Jan 19, 1993 · Closed Feb 8, 1996
Role of Alphonse A. Casamenti, Inc.: Debtor · Outcome: Case closed 1996-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in NJ (not a filing state)
Alphonse E. Cooper and Mary L. Cooper closed
United States Bankruptcy Court, D. Maine · No. 91-10987 · Filed Dec 30, 1991 · Closed Apr 27, 1992
Role of Alphonse E. Cooper and Mary L. Cooper: Debtor · Outcome: Case closed 1992-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 124 federal dockets); surname only in the caption; court in ME (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Frantz Alphonse (compared 4 filings on Oct 24, 2026)

Note · Sep 28, 2011 – Nov 22, 2011

Form D filed 55 days after the first sale — APC Fund V, LLC

The filing says the first sale was Sep 28, 2011. The Form D was filed Nov 22, 2011 — 55 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 40 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 22, 2011 ↗APC Fund V, LLC — PartnerFacts page ↗
Sources
Note · Jun 14, 2011 – Oct 22, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — GSG Agri Holdings LLC (latest filing Oct 22, 2019) · No amendment in the last 12 months on an offering that may still be open — Acility, LLC (latest filing Nov 14, 2014) · No amendment in the last 12 months on an offering that may still be open — APC Fund V, LLC (latest filing Nov 22, 2011) · No amendment in the last 12 months on an offering that may still be open — AP Venture Capital Fund I, LLC (latest filing Jun 21, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 22, 2019 ↗GSG Agri Holdings LLC — PartnerFacts page ↗Form D · Nov 14, 2014 ↗Acility, LLC — PartnerFacts page ↗
Sources
Note · Jun 21, 2011 – Nov 22, 2011

Frantz Alphonse is written 2 different ways on the filings

listed as "Frantz Alphonse" on 3 filings (from Jun 21, 2011), and "Frantz E. Alphonse" on the Nov 22, 2011 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 21, 2011 ↗Form D · Nov 22, 2011 ↗Frantz Alphonse — PartnerFacts page ↗
Sources
Note · Feb 15, 2011 – Aug 13, 2012

Same name, different state: "Frantz Alphonse" (IL) is a separate record

This page covers filings where the address state is FL. A separate record, "Frantz Alphonse" with address state IL, is listed on 3 filings — most recently by New Futuro LLC (Aug 13, 2012). Both records have filings in the same period (Jun 21, 2011 to Aug 13, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Frantz Alphonse (IL) — PartnerFacts page ↗Form D/A · Aug 13, 2012 ↗New Futuro LLC — PartnerFacts page ↗Frantz Alphonse (FL) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 22, 2019 D
GSG Agri Holdings LLC
File 021-351643
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D
Acility, LLC
File 021-228334
$0$0$0None listed on this filingEDGAR ↗
Nov 22, 2011 D
APC Fund V, LLC
File 021-169097
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2011 D
AP Venture Capital Fund I, LLC
File 021-161552
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Frantz Alphonse on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GA
Other · group: Ap Venture

GSG Agri Holdings LLC

Chagrin Falls, OH · Oct 22, 2019
  • Oct 22, 2019 · D · $50,000,000 sold of $150,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $50M from 2 investors (33% of the $150M target) as of the latest filing. Frantz is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other · group: Ap Venture

Acility, LLC

Orlando, FL · Nov 14, 2014
  • Nov 14, 2014 · D · $500,000 sold of $4,250,000 · 8 investors · min. No minimum reported · role: Executive Officer, Promoter (a Managing Member of AP Capital Partners, LLC, as Managing Member of Issuer's Manager) EDGAR ↗

Raised $500K from 8 investors (12% of the $4.25M target) as of the latest filing. Frantz is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Ap Venture

APC Fund V, LLC

Orlando, FL · Nov 22, 2011
  • Nov 22, 2011 · D · $2,119,900 sold of $4,000,000 · 16 investors · min. No minimum reported · role: Executive Officer, Director, Promoter (Mr. Alphonse is a Managing Member of AP Capital Partners, LLC, the Issuer's Managing Member.) EDGAR ↗

Raised $2.12M from 16 investors (53% of the $4M target) as of the latest filing. Frantz is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AV
Pooled Investment Fund · group: Ap Venture

AP Venture Capital Fund I, LLC

Orlando, FL · Jun 21, 2011
  • Jun 21, 2011 · D · $250,000 sold of $2,165,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $250K from 1 investor (12% of the $2.17M target) as of the latest filing. Frantz is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Frantz Alphonse — IL, 1 issuer, Feb 15, 2011 → Aug 13, 2012 · no shared issuer

People around Frantz 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Powell

Executive Officer, Director, Promoter · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Frantz Alphonse. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gary M Waxman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Frantz Alphonse. Their page shows their other deals.

The team behind the deals

AV
Sponsor group

Ap Venture

4 issuers · 4 filings · $52.9M reported sold · 2011–2019

One team, 4 deal companies. Frantz Alphonse is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Frantz Alphonse.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frantz Alphonse by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frantz Alphonse is listed on: none on file. No website or social profile named in GSG Agri Holdings LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #227,484 of 374,652 in line (42 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chagrin Falls, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗Ohio Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Frantz Alphonse appears on a new Form D, or when a court case or SEC action is matched to them. See plans →