Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

Frank Stephens

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 11, 2011 → Apr 11, 2011

1deal (issuers)

$0reported sold

0investors

1Form D filing

2011year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Frank Stephens is listed as an executive officer, director, and promoter on 1 SEC Form D filing by 1 issuer in Apr 2011: e-Tech Academy (Diamond Springs, CA — other technology — 2011).

What this means One deal on file with the SEC, filed Apr 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jim Young (1 shared filing) and Martha Dayton (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Frank. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 33 bankruptcy cases matching the name listed in Key records below.

What this means 33 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Frank Stephens and found 2 differences, 1 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Frank Stephens has not run yet — it is joining a line of 37,877 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Frank Stephens..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

33 cases: 2 open, 31 closed (disposition not in docket feed)

Frank Stephens open

United States Bankruptcy Court, E.D. Pennsylvania · No. 25-10437 · Filed Jan 31, 2025

Role of Frank Stephens: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in PA (not a filing state)

Frank Stephens closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 23-13643 · Filed Nov 30, 2023 · Closed Feb 13, 2025

Role of Frank Stephens: Debtor · Outcome: Case closed 2025-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in PA (not a filing state)

Frank Stephens, Jr. and Kathryn Lynn Stephens open

United States Bankruptcy Court, E.D. Kentucky · No. 23-70058 · Filed Feb 23, 2023

Role of Frank Stephens, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in KY (not a filing state)

Frank C. Stephens closed

United States Bankruptcy Court, D. Massachusetts · No. 17-10790 · Filed Mar 8, 2017 · Closed Jun 26, 2017

Role of Frank C. Stephens: Debtor · Outcome: Case closed 2017-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in MA (not a filing state)

Frank J. Stephens and Kathryn L. Stephens closed

United States Bankruptcy Court, E.D. Kentucky · No. 14-70080 · Filed Feb 6, 2014 · Closed Nov 18, 2019

Role of Frank J. Stephens and Kathryn L. Stephens: Debtor · Outcome: Case closed 2019-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in KY (not a filing state)

Frank Stephens closed

United States Bankruptcy Court, E.D. California · No. 13-34896 · Filed Nov 22, 2013 · Closed Apr 18, 2014

Role of Frank Stephens: Debtor · Outcome: Case closed 2014-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in the person's filing state (CA)

Frank L. Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 3:13-bk-33672 · Filed Sep 5, 2013 · Closed Jan 15, 2014

Role of Frank L. Stephens: Debtor · Outcome: Case closed 2014-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Frank J. Stephens closed

United States Bankruptcy Court, W.D. Louisiana · No. 13-12194 · Filed Aug 29, 2013 · Closed Dec 4, 2014

Role of Frank J. Stephens: Debtor · Outcome: Case closed 2014-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in LA (not a filing state)

Frank D Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 2:13-bk-56254 · Filed Aug 6, 2013 · Closed Dec 4, 2013

Role of Frank D Stephens: Debtor · Outcome: Case closed 2013-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Frank Stephens and Cynthia Stephens closed

United States Bankruptcy Court, D. New Jersey · No. 11-12013 · Filed Jan 25, 2011 · Closed Jun 13, 2011

Role of Frank Stephens and Cynthia Stephens: Debtor · Outcome: Case closed 2011-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in NJ (not a filing state)

Frank H. Stephens and Joan A. Stephens closed

United States Bankruptcy Court, W.D. Texas · No. 08-53445 · Filed Nov 14, 2008 · Closed Jul 1, 2010

Role of Frank H. Stephens and Joan A. Stephens: Debtor · Outcome: Case closed 2010-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in TX (not a filing state)

Frank H Stephens closed

United States Bankruptcy Court, E.D. Michigan · No. 06-58595 · Filed Dec 14, 2006 · Closed Mar 21, 2007

Role of Frank H Stephens: Debtor · Outcome: Case closed 2007-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in MI (not a filing state)

Frank L. Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-30516 · Filed Mar 16, 2006 · Closed Nov 26, 2007

Role of Frank L. Stephens: Debtor · Outcome: Case closed 2007-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Frank C Stephens and Cheryl L Stephens closed

United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-06032 · Filed Jun 6, 2005 · Closed Dec 6, 2005

Role of Frank C Stephens and Cheryl L Stephens: Debtor · Outcome: Case closed 2005-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in FL (not a filing state)

Frank C. Stephens closed

United States Bankruptcy Court, D. Massachusetts · No. 04-17556 · Filed Sep 15, 2004 · Closed Sep 10, 2008

Role of Frank C. Stephens: Debtor · Outcome: Case closed 2008-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in MA (not a filing state)

Frank E Stephens closed

United States Bankruptcy Court, N.D. Ohio · No. 03-34582 · Filed Jun 11, 2003 · Closed Feb 24, 2004

Role of Frank E Stephens: Debtor · Outcome: Case closed 2004-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Heather Newell and Frank W Stephens closed

United States Bankruptcy Court, C.D. California · No. 8:03-bk-13152 · Filed Apr 24, 2003 · Closed Aug 22, 2003

Role of Heather Newell and Frank W Stephens: Debtor · Outcome: Case closed 2003-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in the person's filing state (CA)

Frank J. Stephens closed

United States Bankruptcy Court, S.D. Georgia · No. 03-10961 · Filed Mar 11, 2003 · Closed Mar 1, 2004

Role of Frank J. Stephens: Debtor · Outcome: Case closed 2004-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in GA (not a filing state)

Frank D Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 2:01-bk-51458 · Filed Feb 14, 2001 · Closed Jun 19, 2001

Role of Frank D Stephens: Debtor · Outcome: Case closed 2001-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Frank Stephens and Agnes Vell Stephens closed

United States Bankruptcy Court, N.D. Ohio · No. 99-30781 · Filed Mar 5, 1999 · Closed Jul 27, 1999

Role of Frank Stephens and Agnes Vell Stephens: Debtor · Outcome: Case closed 1999-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in OH (not a filing state)

Frank Stephens closed

United States Bankruptcy Court, E.D. Michigan · No. 98-56081 · Filed Sep 15, 1998 · Closed Feb 10, 1999

Role of Frank Stephens: Debtor · Outcome: Case closed 1999-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in MI (not a filing state)

Frank T. Stephens, Jr. closed

United States Bankruptcy Court, D. New Jersey · No. 98-50536 · Filed Aug 17, 1998 · Closed Oct 20, 2000

Role of Frank T. Stephens, Jr.: Debtor · Outcome: Case closed 2000-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in NJ (not a filing state)

Frank C. Stephens closed

United States Bankruptcy Court, D. Massachusetts · No. 97-21784 · Filed Dec 15, 1997 · Closed Mar 25, 1998

Role of Frank C. Stephens: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in MA (not a filing state)

Frank W Stephens and Brenda G Hanlon closed

United States Bankruptcy Court, C.D. California · No. 1:97-bk-12098 · Filed Feb 18, 1997 · Closed Jun 19, 1997

Role of Frank W Stephens and Brenda G Hanlon: Debtor · Outcome: Case closed 1997-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in the person's filing state (CA)

Frank T. Stephens closed

United States Bankruptcy Court, D. New Jersey · No. 96-10735 · Filed Feb 2, 1996 · Closed Jun 30, 1998

Role of Frank T. Stephens: Debtor · Outcome: Case closed 1998-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in NJ (not a filing state)

Frank D. Stephens closed

United States Bankruptcy Court, W.D. Kentucky · No. 95-34456 · Filed Dec 15, 1995 · Closed Mar 26, 1996

Role of Frank D. Stephens: Debtor · Outcome: Case closed 1996-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in KY (not a filing state)

Frank L. Stephens, JR. and Sharon K. Carr-Stephens closed

United States Bankruptcy Court, C.D. California · No. 8:94-bk-15017 · Filed May 17, 1994 · Closed Aug 8, 1995

Role of Frank L. Stephens, JR.: Debtor · Outcome: Case closed 1995-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in the person's filing state (CA)

Frank J. Stephens and Sandra Kay Stephens closed

United States Bankruptcy Court, W.D. Louisiana · No. 93-10982 · Filed Jun 29, 1993 · Closed Nov 29, 1993

Role of Frank J. Stephens and Sandra Kay Stephens: Debtor · Outcome: Case closed 1993-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in LA (not a filing state)

Frank J. Stephens and Sandra K. Stephens closed

United States Bankruptcy Court, W.D. Louisiana · No. 91-12725 · Filed Oct 10, 1991 · Closed Mar 19, 1993

Role of Frank J. Stephens and Sandra K. Stephens: Debtor · Outcome: Case closed 1993-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in LA (not a filing state)

Frank L. Stephens and Eleanor Harrison Stephens closed

United States Bankruptcy Court, S.D. California · No. 91-05909 · Filed May 24, 1991 · Closed Dec 9, 1992

Role of Frank L. Stephens and Eleanor Harrison Stephens: Debtor · Outcome: Case closed 1992-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in the person's filing state (CA)

Frank Stephens and Ella Stephens closed

United States Bankruptcy Court, D. New Jersey · No. 90-32549 · Filed Jun 15, 1990 · Closed Jan 9, 1997

Role of Frank Stephens and Ella Stephens: Debtor · Outcome: Case closed 1997-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in NJ (not a filing state)

Frank Stephens and Agnes Stephens closed

United States Bankruptcy Court, M.D. Florida · No. 3:86-bk-01504 · Filed Dec 19, 1986 · Closed Jun 26, 1987

Role of Frank Stephens and Agnes Stephens: Debtor · Outcome: Case closed 1987-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in FL (not a filing state)

Frank Stephens closed

United States Bankruptcy Court, D. New Jersey · No. 84-2061 · Filed Apr 18, 1984 · Closed Jul 12, 1990

Role of Frank Stephens: Debtor · Outcome: Case closed 1990-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 54 federal dockets); court in NJ (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Frank Stephens — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · May 24, 1991 – Apr 18, 2014

5 bankruptcy cases name the subject or team members

Bankruptcy case: Frank Stephens — filed Nov 22, 2013 · Bankruptcy case: Heather Newell and Frank W Stephens — filed Apr 24, 2003 · Bankruptcy case: Frank W Stephens and Brenda G Hanlon — filed Feb 18, 1997 · Bankruptcy case: Frank L. Stephens, JR. and Sharon K. Carr-Stephens — filed May 17, 1994 · Bankruptcy case: Frank L. Stephens and Eleanor Harrison Stephens — filed May 24, 1991

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗

Sources

Docket · United States Bankruptcy Court, E.D. California ↗ (Nov 22, 2013)
Docket · United States Bankruptcy Court, C.D. California ↗ (Apr 24, 2003)
Docket · United States Bankruptcy Court, C.D. California ↗ (Feb 18, 1997)
Docket · United States Bankruptcy Court, C.D. California ↗ (May 17, 1994)
Docket · United States Bankruptcy Court, S.D. California ↗ (May 24, 1991)

Note · Apr 11, 2011

Frank Stephens appears on 1 deal that stopped filing before reaching its target

e-Tech Academy (last filing Apr 11, 2011; $0 sold of $500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

e-Tech Academy — PartnerFacts page ↗

Sources

e-Tech Academy — PartnerFacts page ↗ (Apr 11, 2011)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Apr 11, 2011 D e-Tech Academy File 021-158136	$0	$0	$50,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Frank Stephens on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

e-Tech Academy

Diamond Springs, CA · Apr 11, 2011

Apr 11, 2011 · D · $0 sold of $500,000 · 0 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗

No sales reported yet as of the latest filing. Frank is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Frank 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Martha Dayton

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Frank Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Young

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Frank Stephens. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Frank Stephens by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Frank Stephens is listed on: none on file. No website or social profile named in e-Tech Academy's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #352,445 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Diamond Springs, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Frank Stephens appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

Frank Stephens

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5 bankruptcy cases name the subject or team members

Frank Stephens appears on 1 deal that stopped filing before reaching its target

5. Money to insiders

Deals 1

e-Tech Academy

People around Frank 2

Martha Dayton

Jim Young

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person