PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

Sponsor Check › Person

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Francis Duhay

Named as an officer, director or promoter on SEC Form D filings · CA, British Columbia, Canada (as filed: A1) · Oct 9, 2015 → Aug 8, 2022

5deals (issuers)
$50.5Mreported sold
132investors
9Form D filings
2015–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:35 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Francis Duhay is listed as an executive officer and director on 9 SEC Form D filings by 5 issuers between Oct 2015 and Aug 2022: ENCOMPASS TECHNOLOGIES, INC. (Carson City, NV — biotechnology — 2022; $40.3M reported sold to 10 investors), Modulated Imaging Inc. (Irvine, CA — other technology — 2018; $7M reported sold to 5 investors), Hancock Jaffe Laboratories, Inc. (Irvine, CA — biotechnology — 2019–2020; $2.7M reported sold to 105 investors), TINYKICKS, INC. (Irvine, CA — other health care — 2015–2016; $503K reported sold to 11 investors) and Microdermics Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2020; 1 investors reported).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 7 years. Across those companies the filings report $50.5M sold in total.

Listed alongside FRANCE HELFER (3 shared filings), GARETH FORDE (3 shared filings), MICHELLE KHINE (3 shared filings), RAY CHAN (3 shared filings), Robert A. Berman (3 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Francis. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 9 public filings for Francis Duhay and found 7 differences, 1 worth asking the sponsor about: Form D filed 131 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Francis Duhay has not run yet — it is joining a line of 61,735 names; searches run around the clock at the hosts' allowed rate. Searched so far: 721 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Francis Duhay..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:35 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Francis Duhay — 1 worth asking about (compared 9 filings on Oct 24, 2026)

Note · Jan 13, 2020 – Aug 4, 2020

Francis Duhay appears on 2 deals that stopped filing before reaching their target

Hancock Jaffe Laboratories, Inc. (last filing Aug 4, 2020; $2,704,000 sold of $7,500,000); Microdermics Inc. (last filing Jan 13, 2020; $0 sold of $492,597). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Hancock Jaffe Laboratories, Inc. — PartnerFacts page ↗Microdermics Inc. — PartnerFacts page ↗
Sources
Note · Apr 16, 2019 – May 3, 2019

CRD number for NETWORK 1 FINANCIAL SECURITIES, INC. appears on one filing and not another — Hancock Jaffe Laboratories, Inc.

The May 3, 2019 filing lists NETWORK 1 FINANCIAL SECURITIES, INC. with CRD 13577; the Apr 16, 2019 Form D lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

Form D/A · May 3, 2019 ↗Form D · Apr 16, 2019 ↗FINRA BrokerCheck ↗Hancock Jaffe Laboratories, Inc. — PartnerFacts page ↗
Sources
Worth asking · Mar 30, 2022 – Aug 8, 2022

Form D filed 131 days after the first sale — ENCOMPASS TECHNOLOGIES, INC.

The filing says the first sale was Mar 30, 2022. The Form D was filed Aug 8, 2022 — 131 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 116 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 8, 2022 ↗ENCOMPASS TECHNOLOGIES, INC. — PartnerFacts page ↗
Sources
Note · Dec 27, 2019 – Jan 13, 2020

Form D filed 17 days after the first sale — Microdermics Inc.

The filing says the first sale was Dec 27, 2019. The Form D was filed Jan 13, 2020 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 13, 2020 ↗Microdermics Inc. — PartnerFacts page ↗
Sources
Note · Mar 12, 2019 – Apr 16, 2019

Form D filed 35 days after the first sale — Hancock Jaffe Laboratories, Inc.

The filing says the first sale was Mar 12, 2019. The Form D was filed Apr 16, 2019 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 16, 2019 ↗Hancock Jaffe Laboratories, Inc. — PartnerFacts page ↗
Sources
Note · Sep 25, 2015 – Aug 8, 2022

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — ENCOMPASS TECHNOLOGIES, INC. (latest filing Aug 8, 2022) · No amendment in the last 12 months on an offering that may still be open — Microdermics Inc. (latest filing Jan 13, 2020) · No amendment in the last 12 months on an offering that may still be open — Modulated Imaging Inc. (latest filing Dec 20, 2018) · No amendment in the last 12 months on an offering that may still be open — TINYKICKS, INC. (latest filing Dec 29, 2016) · No amendment in the last 12 months on an offering that may still be open — TINYKICKS, INC. (latest filing May 9, 2016) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 8, 2022 ↗ENCOMPASS TECHNOLOGIES, INC. — PartnerFacts page ↗Form D · Jan 13, 2020 ↗Microdermics Inc. — PartnerFacts page ↗
Sources
Note · Oct 9, 2015 – Aug 8, 2022

Francis Duhay is listed with 2 different address states: CA, A1

CA on 8 filings (Oct 9, 2015 to Aug 8, 2022); British Columbia, Canada (as filed: A1) on 1 filing (Jan 13, 2020).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Oct 9, 2015 ↗Form D · Jan 13, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 8 offerings report sales commissions totalling $400,260; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 8, 2022 D
ENCOMPASS TECHNOLOGIES, INC.
File 021-455245
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2020 D
Hancock Jaffe Laboratories, Inc.
File 021-372469
$102,820$0$0Ladenburg Thalmann & Co. Inc., BrokerCheck CRD 505 ↗EDGAR ↗
Jan 13, 2020 D
Microdermics Inc.
File 021-357880
$0$0$0None listed on this filingEDGAR ↗
May 3, 2019 D/A
Hancock Jaffe Laboratories, Inc.
File 021-337481
$297,440 (est.)$0$0NETWORK 1 FINANCIAL SECURITIES, INC. BrokerCheck CRD 13577 ↗EDGAR ↗
Dec 20, 2018 D
Modulated Imaging Inc.
File 021-328604
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2016 D
TINYKICKS, INC.
File 021-277283
$0$0$0None listed on this filingEDGAR ↗
May 9, 2016 D
TINYKICKS, INC.
File 021-262807
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2015 D
TINYKICKS, INC.
File 021-249135
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Francis Duhay on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ET
Other Technology

ENCOMPASS TECHNOLOGIES, INC.

Carson City, NV · Aug 8, 2022
  • Aug 8, 2022 · D · $2,000,000 sold of $8,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.3M from 10 investors (100% of the $8M target) as of the latest filing. Francis is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HJ
Biotechnology

Hancock Jaffe Laboratories, Inc.

Irvine, CA · Apr 16, 2019 → Aug 4, 2020 · 3 filings
  • Aug 4, 2020 · D · $1,556,000 sold of $1,556,000 · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • May 3, 2019 · D/A · $2,704,000 sold of $2,704,000 · 105 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2019 · D · $2,704,000 sold of $2,704,000 · 105 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.7M from 105 investors (100% of the $1.56M target) as of the latest filing. Francis is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

M
Other

Microdermics Inc.

Vancouver, British Columbia, Canada (as filed: A1) · Jan 13, 2020
  • Jan 13, 2020 · D · $0 sold of $492,597 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

1 investors reported; no amount sold yet as of the latest filing. Francis is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MI
Other Technology

Modulated Imaging Inc.

Irvine, CA · Dec 20, 2018
  • Dec 20, 2018 · D · $7,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 5 investors (70% of the $10M target) as of the latest filing. Francis is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Health Care

TINYKICKS, INC.

Irvine, CA · Oct 9, 2015 → Dec 29, 2016 · 3 filings
  • Dec 29, 2016 · D · $85,000 sold of $750,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 9, 2016 · D · $502,616 sold of $591,983 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 9, 2015 · D · $75,000 sold of $1,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $503K from 11 investors (67% of the $750K target) as of the latest filing. Francis is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Francis 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FH
No photo found yet (own website and image search run after this page is viewed)
Person

FRANCE HELFER

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Berman

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

GARETH FORDE

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

MICHELLE KHINE

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

RAY CHAN

Director · 3 shared filings (2 issuers)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sanjay Shrivastava

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

YZ
No photo found yet (own website and image search run after this page is viewed)
Person

Yury Zhivilo

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Marc H. Glickman, M.D.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Rankin

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William N. Starling

Director · 1 shared filing (1 issuer) · also on 10 other issuers

William N. Starling is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Steven L. Gex

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Glynn

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Oberreiter

Executive Officer, Promoter · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

George Wallace

Executive Officer, Director · 1 shared filing (1 issuer) · also on 9 other issuers

George Wallace is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dutton

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Cuccia

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Bennett

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Janelle Goulard

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

LJ
No photo found yet (own website and image search run after this page is viewed)
Person

Lana Janes

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Boris Stoeber

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

TF
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Farrell

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark H. Glickman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

J. Avi Roop

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Lunn

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Francis Duhay. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert C. Gray

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew M. Jenusaitis

Director · 1 shared filing (1 issuer)

Listed on the same filings as Francis Duhay. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher P. Martin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Francis Duhay. Their page shows their other deals.

The team behind the deals

Same business address

13 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Francis Duhay by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Francis Duhay is listed on: none on file. No website or social profile named in Modulated Imaging Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #242,858 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

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