Sponsor Check › Person
Related person on Form D filings · address state as listed: IL · listed Mar 23, 2012 → Dec 14, 2020
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
1 of 6 offerings reports sales commissions totalling $322,510; 0 report finder's fees; 2 report proceeds to related persons totalling $160,000. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 19, 2021 D/A File 021-303650 | $322,510 | $0 | $0 | The Benchmark Company, LLC BrokerCheck CRD 22982 ↗ via The Benchmark Company, LLC (CRD 22982 ↗) William Blair BrokerCheck CRD 1252 ↗ via William Blair (CRD 1252 ↗) CJS Securities, Inc. BrokerCheck CRD 44823 ↗ via CJS Securities, Inc. (CRD 44823 ↗) Craig-Hallum Capital Group LLC BrokerCheck CRD 121395 ↗ via Craig-Hallum Capital Group LLC (CRD 121395 ↗) Dougherty & Company LLC BrokerCheck CRD 7477 ↗ via Doughtery & Company LLC (CRD 7477 ↗) First Analysis Securities Corporation BrokerCheck CRD 10446 ↗ via First Analysis Securities Corporation (CRD 10446 ↗) Imperial Capital, LLC BrokerCheck CRD 43744 ↗ via Imperial Capital, LLC (CRD 43744 ↗) Instinet, LLC BrokerCheck CRD 7897 ↗ via Instinet, LLC (CRD 7897 ↗) Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗) Northcoast Research Partners LLC BrokerCheck CRD 149109 ↗ via Northcoast Research Partners LLC (CRD 149109 ↗) R.F. Lafferty & Co., Inc. BrokerCheck CRD 2498 ↗ via R.F. Latterty & Co., Inc. (CRD 2498 ↗) Stephens BrokerCheck CRD 3496 ↗ via Stephens (CRD 3496 ↗) Bank of Montreal BrokerCheck CRD 16686 ↗ via Bank of Montreal (CRD 16686 ↗) National Securities Corp. BrokerCheck CRD 7569 ↗ via National Securities Corp. (CRD 7569 ↗) Needham & Company BrokerCheck CRD 16360 ↗ via Needham & Companty (CRD 16360 ↗) Roth Capital Partners LLC BrokerCheck CRD 15407 ↗ via Roth Capital Partners LLC (CRD 15407 ↗) |
| EDGAR ↗ | Dec 14, 2020 D File 021-383097 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 1, 2020 D File 021-368022 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Sep 3, 2019 D File 021-347867 | $0 | $0 | $60,000 (est.) This estimated amount will be used to pay salaries prior to opening. | None listed on this filing |
| EDGAR ↗ | Mar 17, 2017 D/A File 021-175512 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 17, 2017 D File 021-278554 | $0 | $0 | $100,000 (est.) This estimated amount will be used to pay salaries prior to opening. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | 1837 Partners L.P. | Director Manager of Issuer's General Partner | Jan 19, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,436,012 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Buchanan Craft LLC | Director Frances Tuite is a founder, LLC manager, and the chairperson of the guidance board | Dec 14, 2020 | D | $290,000 similar: $1,000,000–$7,247,539 | $89,000 | 11 similar: 2–13 | $3,500 similar: $10,000–$60,000 |
| EDGAR ↗ | Buchanan Craft LLC | Director Frances Tuite is a founder, LLC manager, and the chairperson of the guidance board | Jun 1, 2020 | D | $500,000 similar: $1,000,000–$7,247,539 | $15,500 | 3 similar: 2–13 | $3,500 similar: $10,000–$60,000 |
| EDGAR ↗ | 1837 Partners L.P. | Director Manager of Issuer's General Partner | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,701,355 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Buchanan Craft LLC | Director Frances Tuite is a founder, LLC manager, and the chairperson of the guidance board | Sep 3, 2019 | D | $896,000 similar: $1,000,000–$7,247,539 | $92,800 | 2 similar: 2–13 | $5,800 similar: $10,000–$60,000 |
| EDGAR ↗ | 1837 Partners L.P. | Director Manager of Issuer's General Partner | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,701,355 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1837 Partners L.P. | Director Manager of Issuer's General Partner | Jan 19, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $17,373,355 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,873,519 | 126 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Buchanan Craft LLC | Director Frances Tuite is a founder, LLC manager, and the chairperson of the guidance board | Jan 17, 2017 | D | $2,496,000 similar: $1,000,000–$7,247,539 | $253,000 | 4 similar: 2–13 | $6,500 similar: $10,000–$60,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,773,519 | 125 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,690,519 | 125 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $48,206,533 | 123 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 21, 2013 | D/A | Indefinite | $37,795,533 | 104 | $250,000 |
| EDGAR ↗ | 1837 Partners Ltd. | Director | Mar 23, 2012 | D | Indefinite | $30,698,332 | 93 | $250,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Frances E. Tuite. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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