Sponsor Check › Management entity
Entity listed as a related person (executive officer, director or promoter role held through an entity) on Form D filings · address state as listed: TX · listed Dec 23, 2019 → Apr 20, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:12 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:12 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this entity.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:12 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
6 of 6 offerings report sales commissions totalling $15,333,745; 0 report finder's fees; 6 report proceeds to related persons totalling $25,431,105. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Apr 20, 2023 D File 021-479471 | $4,471,380 (est.) | $0 | $9,088,433 (est.) This estimate assumes the sale of the total offering amount, and also includes amounts paid with respect to the separate, now concluded, offering conducted by the Issuer under Rule 506(b) for the same class of interests. | Insight Investment Advisers LLC BrokerCheck CRD 286497 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Clark Wealth Strategies, Inc. BrokerCheck CRD 146090 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗ The Strategic Financial Alliance, Inc. BrokerCheck CRD 126514 ↗ Capulent LLC BrokerCheck CRD 155155 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Orchard Securities, LLC BrokerCheck CRD 133378 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ |
| EDGAR ↗ | Apr 19, 2023 D/A File 021-468794 | $4,471,380 (est.) | $0 | $9,088,433 (est.) This estimate assumes the sale of the total offering amount indicated on the original Form D filing for this offering, which will now be split between this concluded offering and the subsequent separate offering conducted under Rule 506(c) of Regulation D | Insight Investment Advisers LLC BrokerCheck CRD 286497 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Clark Wealth Strategies, Inc. BrokerCheck CRD 146090 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ RCX Capital Group, LLC BrokerCheck CRD 114290 ↗ Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗ Wealthforge Securities, LLC BrokerCheck CRD 152550 ↗ |
| EDGAR ↗ | Feb 2, 2021 D/A File 021-385616 | $2,128,000 (est.) | $0 | $2,327,107 (est.) This estimate includes certain expense reimbursements and assumes the sale of the total offering amount. | Emerson Equity LLC BrokerCheck CRD 130032 ↗ Lightpath Capital, Inc. BrokerCheck CRD 34617 ↗ Insight Investment Advisers LLC BrokerCheck CRD 286497 ↗ Apollon Wealth Management, LLC BrokerCheck CRD 291902 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Willow Cove Investment Group, Inc. BrokerCheck CRD 107824 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Western International Securities, Inc. BrokerCheck CRD 39262 ↗ Money Concepts Capital Corp BrokerCheck CRD 12963 ↗ Conover Securities Corporation BrokerCheck CRD 17129 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ |
| EDGAR ↗ | Sep 11, 2020 D File 021-375273 | $1,304,825 (est.) | $0 | $1,542,606 (est.) This estimate includes certain expense reimbursements and assumes the sale of the total offering amount. | Emerson Equity BrokerCheck CRD 130032 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Lightpath Capital BrokerCheck CRD 34617 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ WealthForge Securities, LLC BrokerCheck CRD 152550 ↗ Lion Street Financial, LLC BrokerCheck CRD 165828 ↗ |
| EDGAR ↗ | Aug 18, 2020 D/A File 021-367998 | $1,225,595 (est.) | $0 | $1,467,963 This estimate includes certain expense reimbursements and assumes the sale of the total offering amount. | Center Street Securities, Inc. BrokerCheck CRD 26898 ↗ Capulent, LLC BrokerCheck CRD 155155 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Pinnacle Capital Securities, LLC BrokerCheck CRD 106213 ↗ WealthForge Securities, LLC BrokerCheck CRD 152550 ↗ Insight Investment Advisers LLC BrokerCheck CRD 286497 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ MHL Investments BrokerCheck CRD 2535 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Lion Street Financial, LLC BrokerCheck CRD 165828 ↗ Lightpath Capital BrokerCheck CRD 34617 ↗ Conover Securities Corporation BrokerCheck CRD 17129 ↗ Kalos Capital, Inc. BrokerCheck CRD 44337 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Dempsey Lord Smith, LLC BrokerCheck CRD 141238 ↗ Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ Growth Capital Services, Inc. BrokerCheck CRD 124658 ↗ |
| EDGAR ↗ | Apr 23, 2020 D/A File 021-356231 | $1,732,565 (est.) | $0 | $1,916,563 (est.) This estimate includes certain expense reimbursements and assumes the sale of the total offering amount. | Capulent, LLC BrokerCheck CRD 155155 ↗ WealthForge Securities, LLC BrokerCheck CRD 152550 ↗ Primex BrokerCheck CRD 29394 ↗ Berthel Fisher & Co. Financial Services, Inc. BrokerCheck CRD 13609 ↗ Westpark Capital, Inc. BrokerCheck CRD 39914 ↗ Emerson Equity LLC BrokerCheck CRD 130032 ↗ Arkadios Capital BrokerCheck CRD 282710 ↗ Lion Street Financial, LLC BrokerCheck CRD 165828 ↗ McDermott Investment Services, LLC BrokerCheck CRD 154926 ↗ Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗ Great Point Capital LLC BrokerCheck CRD 114203 ↗ Cabin Securities, Inc. BrokerCheck CRD 137608 ↗ Newbridge Securities Corp. BrokerCheck CRD 104065 ↗ Orchard Securities, LLC BrokerCheck CRD 133378 ↗ Willow Cove Investment Group, Inc. BrokerCheck CRD 107824 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this entity is listed on (latest filing per offering, per issuer).
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Flatirons Self-Storage V DST group: Crosstimbers | Director Manager of the Manager of Issuer | Apr 20, 2023 | D | $68,112,743 similar: $3,160,078–$25,000,000 | $0 | 0 similar: 4–53 | No minimum reported similar: $25,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage V DST group: Crosstimbers | Director Manager of the Manager of Issuer | Apr 19, 2023 | D/A | $6,410,256 similar: $2,250,000–$16,950,000 | $6,410,256 | 13 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage V DST group: Crosstimbers | Director Manager of the Manager of Issuer | Dec 27, 2022 | D | $74,523,000 similar: $2,250,000–$16,950,000 | $4,967,736 | 5 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage IV DST group: Crosstimbers | Director Manager of the Manager of Issuer | Feb 2, 2021 | D/A | $22,400,000 similar: $2,250,000–$16,950,000 | $10,080,735 | 44 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage IV DST group: Crosstimbers | Director Manager of the Manager of Issuer | Jan 8, 2021 | D | $22,400,000 similar: $2,250,000–$16,950,000 | $4,650,239 | 21 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage III DST group: Crosstimbers | Director Manager of the Manager of Issuer | Sep 11, 2020 | D | $13,750,000 similar: $2,250,000–$16,950,000 | $8,411,536 | 16 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage II DST group: Crosstimbers | Director Manager of the Manager of Issuer. | Aug 18, 2020 | D/A | $12,901,000 similar: $2,250,000–$16,950,000 | $12,131,695 | 46 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage II DST group: Crosstimbers | Director Manager of the Manager of Issuer. | Aug 4, 2020 | D/A | $12,901,000 similar: $2,250,000–$16,950,000 | $11,250,000 | 40 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage II DST group: Crosstimbers | Director Manager of the Manager of Issuer. | Jul 16, 2020 | D/A | $12,901,000 similar: $2,250,000–$16,950,000 | $8,519,070 | 31 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage II DST group: Crosstimbers | Director Manager of the Manager of Issuer. | Jun 1, 2020 | D | $12,901,000 similar: $2,250,000–$16,950,000 | $1,213,133 | 7 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage DST group: Crosstimbers | Director Manager of the Manager of Issuer | Apr 23, 2020 | D/A | $18,227,000 similar: $2,250,000–$16,950,000 | $14,566,997 | 39 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage DST group: Crosstimbers | Director Manager of the Manager of Issuer | Feb 4, 2020 | D/A | $18,227,000 similar: $2,250,000–$16,950,000 | $3,595,689 | 11 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage DST group: Crosstimbers | Director Manager of the Manager of Issuer | Jan 17, 2020 | D/A | $18,227,000 similar: $2,250,000–$16,950,000 | $2,161,605 | 6 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
| EDGAR ↗ | Flatirons Self-Storage DST group: Crosstimbers | Director Manager of the Manager of Issuer | Dec 23, 2019 | D | $18,227,000 similar: $2,250,000–$16,950,000 | $13,351,590 | 3 similar: 5–32 | No minimum reported similar: $15,000–$100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Flatirons Operating, LLC. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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