Ethan A. Lipsitz is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Sep 2009 and Mar 2014: Apliiq, Inc. (Huntington Park, CA — industry reported as "Other" — 2009–2014; $300K reported sold to 11 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Emily Gruber (5 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ethan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 10 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 14 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Ethan A. Lipsitz and found 8 differences: Bankruptcy case: Cyganowski v. Lipsitz Green Scime Cambria L.L.P; Bankruptcy case: Carpenter Lake Development, Inc. v. Lipsitz; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.