Erwin Brunner is listed as a director on 16 SEC Form D filings by 2 issuers between Mar 2009 and Nov 2020: OCCO EASTERN EUROPEAN FUND (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2020; $281.6M reported sold to 35 investors) and OCCO Global Emerging Markets Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009; $2.15M reported sold to 5 investors).
What this means 2 separate companies raised money with this person listed as director, over about 11 years. Across those companies the filings report $283.8M sold in total.
All 2 issuers belong to the sponsor group Polar (25 issuers, $741.8M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Polar has 25 companies on file and $741.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 16 public filings for Erwin Brunner and found 5 differences, 1 worth asking the sponsor about: Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.