Erik Trofatter is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Sep 2014 and Aug 2019: Probability Capital Group, LLC (Paradise Valley, United States (as filed: X1) — pooled investment fund — 2014; $1M reported sold to 1 investors) and Phoenix Systematic Vega, LP (Scottsdale, AZ — pooled investment fund — 2019).
What this means 2 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $1M sold in total.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
All 2 issuers belong to the sponsor group Probability (2 issuers, $1M reported sold, 2014–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Probability has 2 companies on file and $1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Erik Trofatter and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.