PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:47 AM ET

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Erik Huberman

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 15, 2010 → Jan 23, 2023

5deals (issuers)
$20.6Mreported sold
65investors
7Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Erik Huberman is listed as an executive officer and director on 7 SEC Form D filings by 5 issuers between Apr 2010 and Jan 2023: HAWKE VENTURES FUND II, L.P. (Los Angeles, CA — pooled investment fund — 2022; $16.4M reported sold to 11 investors), Hawke Ventures Fund I LP (Los Angeles, CA — pooled investment fund — 2019–2020; $2.74M reported sold to 27 investors), HAWKE VENTURES (PARALLEL) FUND II, L.P. (Santa Monica, CA — pooled investment fund — 2022–2023; $850K reported sold to 15 investors), Hawke Ventures - The Sill, a Series of Hawke Ventures - Master Series, LLC (Los Angeles, CA — pooled investment fund — 2020; $500K reported sold to 7 investors) and Fame Wizard, Inc. (Santa Barbara, CA — industry reported as "Other" — 2010; $138K reported sold to 5 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $20.6M sold in total.

Listed alongside Andrew S. Leahy (4 shared filings), Anthony Delmercado (3 shared filings), S. Hawke Ventures GP II, LLC (3 shared filings, management entity), Tony Delmercado (3 shared filings), Drew Leahy (2 shared filings) and 6 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Erik. Each name links to their own page.

All 5 issuers belong to the sponsor group Hawke (5 issuers, $20.6M reported sold, 2010–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Hawke has 5 companies on file and $20.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 court cases matching the name, 3 state regulator orders, 4 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Erik Huberman and found 8 differences, 1 worth asking the sponsor about: Bankruptcy case: Huberman Enterprises Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Erik Huberman has not run yet — it is joining a line of 60,861 names; searches run around the clock at the hosts' allowed rate. Searched so far: 706 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 3 closed (disposition not in docket feed), 1 judgment, 5 dismissed

Brian Alexander Smith v. Amy Huberman closed
District Court, C.D. California · No. 5:25-cv-01389 · Filed May 31, 2025 · Closed Jun 10, 2025
Role of Amy Huberman: Defendant · Outcome: Terminated 2025-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); different first name (amy); court in the person's filing state (CA)
Huberman v. A&D Performance, Ltd. closed
District Court, N.D. Illinois · No. 1:24-cv-01484 · Filed Feb 22, 2024 · Closed Apr 12, 2024
Role of Huberman: Plaintiff · Outcome: Terminated 2024-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in IL (not a filing state)
Huberman v. DePuy Orthopedics Inc closed
District Court, N.D. Texas · No. 3:13-cv-03999 · Filed Oct 2, 2013 · Closed May 27, 2022 · Nature of suit: 367 Health care / pharm
Role of Huberman: Plaintiff · Outcome: Terminated 2022-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in TX (not a filing state)
Seth Huberman v. Tag-It Pacific Inc judgment
District Court, C.D. California · No. 2:05-cv-07352 · Filed Oct 12, 2005 · Closed Dec 8, 2009 · Nature of suit: 850 Securities/Commodities · Cause: 15:78m(a) Securities Exchange Act
Role of Seth Huberman: Plaintiff · Outcome: Terminated 2009-12-08 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); different first name (seth); court in the person's filing state (CA)
M Huberman, Inc. v. Zirilli & Zirilli dismissed
District Court, D. Massachusetts · No. 1:96-cv-10095 · Filed Jan 18, 1996 · Closed Jul 2, 1997 · Nature of suit: 190 Other contract actions
Role of M Huberman, Inc.: Plaintiff · Outcome: Terminated 1997-07-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); different first name (inc); court in MA (not a filing state)
Equitable Bank v. Huberman dismissed
District Court, S.D. Florida · No. 1:93-cv-01947 · Filed Oct 7, 1993 · Closed Oct 6, 1994 · Nature of suit: 140 Negotiable instruments
Role of Huberman: Defendant · Outcome: Terminated 1994-10-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in FL (not a filing state)
Equitable Bank v. Huberman dismissed
District Court, S.D. Florida · No. 1:91-cv-01598 · Filed Jul 23, 1991 · Closed Sep 28, 1993 · Nature of suit: 140 Negotiable instruments
Role of Huberman: Defendant · Outcome: Terminated 1993-09-28 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in FL (not a filing state)
Brown v. Huberman Securities dismissed
District Court, S.D. Florida · No. 1:90-cv-01441 · Filed Jun 20, 1990 · Closed Jul 16, 1992 · Nature of suit: 861 HIA (1395 FF) / Medicare
Role of Huberman Securities: Defendant · Outcome: Terminated 1992-07-16 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in FL (not a filing state)
Huberman v. Paragon Capital Corp dismissed
District Court, S.D. New York · No. 1:90-cv-03777 · Filed Jun 4, 1990 · Closed Jul 20, 1990 · Nature of suit: 190 Other contract actions
Role of Huberman: Plaintiff · Outcome: Terminated 1990-07-20 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Firms and Individuals Fined FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Huberman Financial Inc. (CRD #28760, Dallas, Texas)
As listed by the regulator: Huberman Financial Inc. (CRD #28760, Dallas, Texas) submitted a Letter of Acceptance, Waiver, and Consent in which the firm was censured and fined $20,000. Without admitting or denying the allegations, the firm consented to the described sanctions and to the entry of findings that as a market maker in securities, it caused a locked/crossed market condition prior to the market opening by entering a bid (ask) quotation that locked/crossed another market maker’s quotations without immediately thereafter sending through SelectNet to the market maker(s) whose quote(s) it locked or crossed a Trade-or-Move message(s) that was at the receiving market maker’s quoted price and whose aggregate size was at least 5,000 shares. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal
Firm Expelled, Individual Sanctioned FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Huberman Financial, Inc. (CRD #28760, Dallas, Texas) and Isac Huberman (CRD #251958, Registered Principal, Dallas, Texas)
As listed by the regulator: Huberman Financial, Inc. (CRD #28760, Dallas, Texas) and Isac Huberman (CRD #251958, Registered Principal, Dallas, Texas) submitted a Letter of Acceptance, Waiver, and Consent in which they were censured and fined $10,000, jointly and severally. Without admitting or denying the allegations, the firm and Huberman consented to the described sanctions and to the entry of findings that the firm, acting through Huberman, conducted a securities business while it failed to maintain minimum required net capital. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal
Individuals Barred or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Isac Huberman (CRD #251958, Registered Principal, Dallas, Texas)
As listed by the regulator: Isac Huberman (CRD #251958, Registered Principal, Dallas, Texas) submitted an Offer of Settlement in which he was fined $15,000 and suspended from association with any NASD member in any principal capacity for six months. Without admitting or denying the allegations, Huberman consented to the described sanctions and to the entry of findings that a member firm, acting through Huberman, failed to establish and maintain a supervisory system, including but not limited to, the establishment and maintenance of written procedures reasonably designed to ensure that the firm and its associated persons complied with NASD’s Research Analyst and Research Report Rule. The suspension in any principal capacity is in effect from March 5, 2007, through September 4, 2007. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (isac); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Erik Huberman..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Charlotte Construction Builders, LLC v. Huberman closed
United States Bankruptcy Court, W.D. North Carolina · No. 20-03040 · Filed Jun 15, 2020 · Closed Aug 28, 2020
Role of Huberman: Defendant · Outcome: Case closed 2020-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in NC (not a filing state)
Service Plumbing of Charlotte, Inc. v. Huberman closed
United States Bankruptcy Court, W.D. North Carolina · No. 20-03015 · Filed Feb 14, 2020 · Closed Mar 23, 2020
Role of Huberman: Defendant · Outcome: Case closed 2020-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in NC (not a filing state)
David Howard Huberman and Sarah Lynn Smith closed
United States Bankruptcy Court, W.D. North Carolina · No. 14-30015 · Filed Jan 8, 2014 · Closed Apr 28, 2014
Role of David Howard Huberman and Sarah Lynn Smith: Debtor · Outcome: Case closed 2014-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); different first name (howard); court in NC (not a filing state)
Huberman Enterprises Inc closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-11895 · Filed Mar 13, 2002 · Closed Oct 1, 2002
Role of Huberman Enterprises Inc: Debtor · Outcome: Case closed 2002-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 20 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Erik Huberman — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Mar 13, 2002 – Oct 1, 2002

Bankruptcy case: Huberman Enterprises Inc — filed Mar 13, 2002

United States Bankruptcy Court, C.D. California docket "Huberman Enterprises Inc" filed Mar 13, 2002, closed Oct 1, 2002. Erik Huberman is listed as Debtor ("Huberman Enterprises Inc"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗
Sources
Note · Aug 19, 2020

Erik Huberman appears on 1 deal that stopped filing before reaching its target

Hawke Ventures Fund I LP (last filing Aug 19, 2020; $2,740,000 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Hawke Ventures Fund I LP — PartnerFacts page ↗
Sources
Note · Mar 5, 2010 – Mar 2, 2022

4 Form Ds were filed more than 15 days after the first sale

Form D filed 20 days after the first sale — HAWKE VENTURES (PARALLEL) FUND II, L.P. · Form D filed 20 days after the first sale — HAWKE VENTURES FUND II, L.P. · Form D filed 18 days after the first sale — Hawke Ventures - The Sill, a Series of Hawke Ventures - Master Series, LLC · Form D filed 41 days after the first sale — Fame Wizard, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 2, 2022 ↗HAWKE VENTURES (PARALLEL) FUND II, L.P. — PartnerFacts page ↗Form D · Mar 2, 2022 ↗HAWKE VENTURES FUND II, L.P. — PartnerFacts page ↗
Sources
Note · Apr 19, 2019 – Aug 19, 2020

No amendment in the last 12 months on an offering that may still be open — Hawke Ventures Fund I LP (latest filing Aug 19, 2020)

The latest filing for this offering is dated Aug 19, 2020 (first sale Apr 19, 2019). It reports $2,740,000 sold of $10,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 19, 2020 ↗Hawke Ventures Fund I LP — PartnerFacts page ↗
Sources
Note · Mar 5, 2010 – Apr 15, 2010

No amendment in the last 12 months on an offering that may still be open — Fame Wizard, Inc. (latest filing Apr 15, 2010)

The latest filing for this offering is dated Apr 15, 2010 (first sale Mar 5, 2010). It reports $137,500 sold of $200,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Apr 15, 2010 ↗Fame Wizard, Inc. — PartnerFacts page ↗
Sources
Note · Mar 2, 2022 – Jan 23, 2023

Offering amount changed between filings — HAWKE VENTURES (PARALLEL) FUND II, L.P.

The Mar 2, 2022 filing says $700,000 offered; the Jan 23, 2023 Form D/A says $850,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 2, 2022 ↗Form D/A (later) · Jan 23, 2023 ↗HAWKE VENTURES (PARALLEL) FUND II, L.P. — PartnerFacts page ↗
Sources
Note · Mar 2, 2022 – Jan 23, 2023

Address moved from Los Angeles, CA to Santa Monica, CA — HAWKE VENTURES (PARALLEL) FUND II, L.P.

The people listed on the Mar 2, 2022 filing give Los Angeles, CA; on the Jan 23, 2023 filing they give Santa Monica, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 2, 2022 ↗Form D/A · Jan 23, 2023 ↗HAWKE VENTURES (PARALLEL) FUND II, L.P. — PartnerFacts page ↗
Sources
Note · Mar 28, 2019 – Aug 19, 2020

Address moved from Santa Monica, CA to Los Angeles, CA — Hawke Ventures Fund I LP

The people listed on the Mar 28, 2019 filing give Santa Monica, CA; on the Aug 19, 2020 filing they give Los Angeles, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 28, 2019 ↗Form D/A · Aug 19, 2020 ↗Hawke Ventures Fund I LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 23, 2023 D/A
HAWKE VENTURES (PARALLEL) FUND II, L.P.
File 021-435605
$0$0$0
Customary management fees may be payable as set forth in the Issuer's Limited Partnership Agreement.
None listed on this filingEDGAR ↗
Mar 2, 2022 D
HAWKE VENTURES FUND II, L.P.
File 021-435584
$0$0$0
Customary management fees may be payable as set forth in the Issuer's Limited Partnership Agreement.
None listed on this filingEDGAR ↗
Oct 13, 2020 D
Hawke Ventures - The Sill, a Series of Hawke Ventures - Master Series, LLC
File 021-377725
$0$0$50,000
Fees charged for management fees and to cover fund organizational and operating expenses.
None listed on this filingEDGAR ↗
Aug 19, 2020 D/A
Hawke Ventures Fund I LP
File 021-335885
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Apr 15, 2010 D
Fame Wizard, Inc.
File 021-140709
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Erik Huberman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HV
Pooled Investment Fund · group: Hawke

HAWKE VENTURES (PARALLEL) FUND II, L.P.

Santa Monica, CA · Mar 2, 2022 → Jan 23, 2023 · 2 filings
  • Jan 23, 2023 · D/A · $850,000 sold of $850,000 · 15 investors · min. $25,000 · role: Director (Manager of General Partner) EDGAR ↗
  • Mar 2, 2022 · D · $700,000 sold of $700,000 · 10 investors · min. $25,000 · role: Director (Manager of General Partner) EDGAR ↗

Raised $850K from 15 investors (100% of the $850K target) as of the latest filing. Erik is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Hawke

HAWKE VENTURES FUND II, L.P.

Los Angeles, CA · Mar 2, 2022
  • Mar 2, 2022 · D · $16,400,000 sold of $16,400,000 · 11 investors · min. $150,000 · role: Director (Manager of General Partner) EDGAR ↗

Raised $16.4M from 11 investors (100% of the $16.4M target) as of the latest filing. Erik is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Hawke

Hawke Ventures - The Sill, a Series of Hawke Ventures - Master Series, LLC

Los Angeles, CA · Oct 13, 2020
  • Oct 13, 2020 · D · $500,000 sold of $500,000 · 7 investors · min. $5,000 · role: Executive Officer (Managing Member of the Issuer's Manager) EDGAR ↗

Raised $500K from 7 investors (100% of the $500K target) as of the latest filing. Erik is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HV
Pooled Investment Fund · group: Hawke

Hawke Ventures Fund I LP

Los Angeles, CA · Mar 28, 2019 → Aug 19, 2020 · 2 filings
  • Aug 19, 2020 · D/A · $2,740,000 sold of $10,000,000 · 27 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 28, 2019 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $2.74M from 27 investors (27% of the $10M target) as of the latest filing. Erik is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FW
Other · group: Hawke

Fame Wizard, Inc.

Santa Barbara, CA · Apr 15, 2010
  • Apr 15, 2010 · D · $137,500 sold of $200,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $138K from 5 investors (69% of the $200K target) as of the latest filing. Erik is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Erik 11

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

SH
Management entity

S. Hawke Ventures GP II, LLC

Director · 3 shared filings (2 issuers)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

HV
Management entity

Hawke Ventures GP LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

HV
Management entity

Hawke Ventures MGMT

Director · 1 shared filing (1 issuer)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew S. Leahy

Executive Officer, Director · 4 shared filings (3 issuers)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Delmercado

Director, Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Delmercado

Director · 3 shared filings (2 issuers)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Drew Leahy

Director · 2 shared filings (1 issuer)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Rinaldo S. Brutoco

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Erik Huberman. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Harmon

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Erik Huberman. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Balaban

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Erik Huberman. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Paige Craig

Director · 1 shared filing (1 issuer) · also on 12 other issuers

Paige Craig is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

H
Sponsor group

Hawke

5 issuers · 7 filings · $20.6M reported sold · 2010–2023

One team, 5 deal companies. Erik Huberman is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Erik Huberman.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Erik Huberman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Erik Huberman is listed on: none on file. No website or social profile named in HAWKE VENTURES FUND II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #163,562 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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