Eric Zhu is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jan 2016 and Sep 2016: Oriental Dolphins DC 1 Lender LLP (Annapolis, MD — commercial — 2016; $4M reported sold to 8 investors) and Oriental Dolphins CCG II Lender LLP (Annapolis, MD — hospitals and physicians — 2016; $1M reported sold to 2 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $5M sold in total.
Listed alongside Lewis Laskin (2 shared filings), M. Kate Weaver (2 shared filings) and Michael Hess (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.
All 2 issuers belong to the sponsor group Oriental Dolphins (3 issuers, $5.5M reported sold, 2015–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Oriental Dolphins has 3 companies on file and $5.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Eric Zhu and found 3 differences, 2 worth asking the sponsor about: Form D filed 196 days after the first sale; Form D filed 92 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.