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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:41 AM ET

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Eric Spencer

Named as an officer, director or promoter on SEC Form D filings · FL, CA · Jun 12, 2014 → Sep 21, 2026

89deals (issuers)
$2.47Breported sold
402investors
390Form D filings
2014–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric Spencer is listed as an executive officer and promoter on 390 SEC Form D filings by 89 issuers between Jun 2009 and Sep 2026. Largest by amount reported sold: UNIVERSA BLACK SWAN PROTECTION PROTOCOL II LP (Santa Monica, CA — pooled investment fund — 2009; $264M reported sold to 93 investors), Universa Black Swan Protection Protocol LVIII LP (Miami, FL — pooled investment fund — 2020–2026; $219.3M reported sold to 1 investors), Universa Black Swan Protection Protocol LXXX L.P. (Miami, FL — pooled investment fund — 2022–2026; $216.8M reported sold to 1 investors), Universa Black Swan Protection Protocol XIV L.P. (Miami, FL — pooled investment fund — 2014–2026; $209M reported sold to 6 investors), Universa Black Swan Protection Protocol XXIV L.P. (Miami, FL — pooled investment fund — 2015–2019; $185M reported sold to 1 investors) and 84 more (all listed below).

What this means That is a lot of deals — 89 separate companies raised money with this person listed as executive officer and promoter, over about 17 years. Across those companies the filings report $2.47B sold in total.

Listed alongside Mark W. Spitznagel (390 shared filings), Universa Safe Haven Delaware GP 2 LLC (54 shared filings, management entity), Universa Safe Haven Delaware GP 3 LLC (52 shared filings, management entity), Universa Safe Haven Delaware GP 6 LLC (46 shared filings, management entity), Universa Safe Haven Delaware GP 1 LLC (32 shared filings, management entity) and 61 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuers belong to 2 sponsor groups: Universa Black Swan Protection (79 issuers, $1.63B reported sold, 2009–2026) and Universa Black Swan Protection (10 issuers, $576.4M reported sold, 2009–2013).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 41 bankruptcy cases matching the name listed in Key records below.

What this means 41 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 390 public filings for Eric Spencer and found 7 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric Spencer has not run yet — it is joining a line of 59,229 names; searches run around the clock at the hosts' allowed rate. Searched so far: 671 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric Spencer..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

41 cases: 2 open, 39 closed (disposition not in docket feed)

Eric S Spencer open
United States Bankruptcy Court, E.D. Kentucky · No. 26-51197 · Filed Jul 9, 2026
Role of Eric S Spencer: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
Eric J. Spencer open
United States Bankruptcy Court, D. New Jersey · No. 21-14066 · Filed May 17, 2021
Role of Eric J. Spencer: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Eric L. Spencer and Lakesha L. Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 19-48533 · Filed Jun 6, 2019 · Closed Jan 9, 2020
Role of Eric L. Spencer and Lakesha L. Spencer: Debtor · Outcome: Case closed 2020-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, W.D. Louisiana · No. 19-30877 · Filed Jun 5, 2019 · Closed Dec 7, 2021
Role of Eric Spencer: Debtor · Outcome: Case closed 2021-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)
Eric M Spencer and Lauren M Spencer closed
United States Bankruptcy Court, E.D. Missouri · No. 17-46393 · Filed Sep 19, 2017 · Closed Jan 11, 2018
Role of Eric M Spencer and Lauren M Spencer: Debtor · Outcome: Case closed 2018-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 16-55886 · Filed Nov 28, 2016 · Closed Nov 14, 2017
Role of Eric Spencer: Debtor · Outcome: Case closed 2017-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric C. SPENCER closed
United States Bankruptcy Court, E.D. Washington · No. 15-02596 · Filed Jul 29, 2015 · Closed Apr 12, 2019
Role of Eric C. SPENCER: Debtor · Outcome: Case closed 2019-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Eric K. Spencer and Rebecca J. Spencer closed
United States Bankruptcy Court, C.D. Illinois · No. 14-81090 · Filed Jun 12, 2014 · Closed Oct 24, 2014
Role of Eric K. Spencer and Rebecca J. Spencer: Debtor · Outcome: Case closed 2014-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Eric J. Spencer and Jaza A. Spencer closed
United States Bankruptcy Court, W.D. New York · No. 2-11-22009 · Filed Oct 26, 2011 · Closed Mar 8, 2012
Role of Eric J. Spencer and Jaza A. Spencer: Debtor · Outcome: Case closed 2012-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
ERIC L. A. SPENCER closed
United States Bankruptcy Court, D. Arizona · No. 2:11-bk-24078 · Filed Aug 22, 2011 · Closed Jun 4, 2012
Role of ERIC L. A. SPENCER: Debtor · Outcome: Case closed 2012-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Eric Spencer and Anita Wallington Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 11-56542 · Filed Jun 14, 2011 · Closed Nov 10, 2011
Role of Eric Spencer and Anita Wallington Spencer: Debtor · Outcome: Case closed 2011-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, E.D. New York · No. 8-11-71799 · Filed Mar 23, 2011 · Closed Jun 21, 2011
Role of Eric Spencer: Debtor · Outcome: Case closed 2011-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Eric J. Spencer and Gina L. Spencer closed
United States Bankruptcy Court, E.D. Missouri · No. 11-40206 · Filed Jan 7, 2011 · Closed Jul 11, 2012
Role of Eric J. Spencer and Gina L. Spencer: Debtor · Outcome: Case closed 2012-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Eric B Spencer and Jennifer E Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 10-24763 · Filed Dec 30, 2010 · Closed Feb 28, 2013
Role of Eric B Spencer and Jennifer E Spencer: Debtor · Outcome: Case closed 2013-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, E.D. Missouri · No. 10-52679 · Filed Nov 4, 2010 · Closed Jan 9, 2013
Role of Eric Spencer: Debtor · Outcome: Case closed 2013-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, W.D. Tennessee · No. 10-28347 · Filed Aug 5, 2010 · Closed Apr 3, 2015
Role of Eric Spencer: Debtor · Outcome: Case closed 2015-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Eric A. Spencer and Cassandra W. Spencer closed
United States Bankruptcy Court, W.D. Tennessee · No. 09-32475 · Filed Nov 6, 2009 · Closed Jun 8, 2015
Role of Eric A. Spencer and Cassandra W. Spencer: Debtor · Outcome: Case closed 2015-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Eric M Spencer closed
United States Bankruptcy Court, W.D. Wisconsin · No. 3-08-14545 · Filed Aug 29, 2008 · Closed Dec 9, 2008
Role of Eric M Spencer: Debtor · Outcome: Case closed 2008-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 08-20553 · Filed Feb 28, 2008 · Closed Jun 18, 2008
Role of Eric Spencer: Debtor · Outcome: Case closed 2008-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric P. Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 08-43917 · Filed Feb 21, 2008 · Closed Dec 1, 2008
Role of Eric P. Spencer: Debtor · Outcome: Case closed 2008-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric D. Spencer and Charlene Sue Spencer closed
United States Bankruptcy Court, N.D. West Virginia · No. 5:05-bk-03713 · Filed Aug 30, 2005 · Closed Dec 8, 2005
Role of Eric D. Spencer and Charlene Sue Spencer: Debtor · Outcome: Case closed 2005-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WV (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, N.D. Texas · No. 04-46602 · Filed Jul 6, 2004 · Closed Nov 15, 2004
Role of Eric Spencer: Debtor · Outcome: Case closed 2004-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, N.D. Texas · No. 03-38893 · Filed Sep 1, 2003 · Closed May 19, 2004
Role of Eric Spencer: Debtor · Outcome: Case closed 2004-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state)
Eric J Spencer closed
United States Bankruptcy Court, N.D. Illinois · No. 03-29867 · Filed Jul 17, 2003 · Closed Nov 18, 2003
Role of Eric J Spencer: Debtor · Outcome: Case closed 2003-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Eric L Spencer and Windie M Spencer closed
United States Bankruptcy Court, W.D. Washington · No. 03-14472 · Filed Apr 4, 2003 · Closed Aug 7, 2003
Role of Eric L Spencer and Windie M Spencer: Debtor · Outcome: Case closed 2003-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Eric L. Spencer closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-34764 · Filed Oct 16, 2002 · Closed Feb 25, 2004
Role of Eric L. Spencer: Debtor · Outcome: Case closed 2004-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Eric E. Spencer and Candace K. Spencer closed
United States Bankruptcy Court, D. Connecticut · No. 02-34375 · Filed Sep 6, 2002 · Closed Jun 22, 2004
Role of Eric E. Spencer and Candace K. Spencer: Debtor · Outcome: Case closed 2004-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
ERIC O SPENCER closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:02-bk-01853 · Filed Feb 14, 2002 · Closed Oct 15, 2002
Role of ERIC O SPENCER: Debtor · Outcome: Case closed 2002-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Eric E. Spencer and Candace K. Spencer closed
United States Bankruptcy Court, D. Connecticut · No. 01-35066 · Filed Oct 19, 2001 · Closed Sep 12, 2002
Role of Eric E. Spencer and Candace K. Spencer: Debtor · Outcome: Case closed 2002-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in CT (not a filing state)
Eric J Spencer closed
United States Bankruptcy Court, D. Delaware · No. 01-10846 · Filed Oct 10, 2001 · Closed Feb 15, 2002
Role of Eric J Spencer: Debtor · Outcome: Case closed 2002-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in DE (not a filing state)
Eric Spencer closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-25296 · Filed Oct 20, 2000 · Closed Dec 15, 2000
Role of Eric Spencer: Debtor · Outcome: Case closed 2000-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in the person's filing state (CA)
Eric D. Spencer closed
United States Bankruptcy Court, D. Massachusetts · No. 00-44441 · Filed Aug 16, 2000 · Closed Jan 10, 2001
Role of Eric D. Spencer: Debtor · Outcome: Case closed 2001-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Eric P. Spencer and Kimberlee D. Spencer closed
United States Bankruptcy Court, W.D. Oklahoma · No. 00-16070 · Filed Aug 3, 2000 · Closed Jan 24, 2001
Role of Eric P. Spencer and Kimberlee D. Spencer: Debtor · Outcome: Case closed 2001-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OK (not a filing state)
Eric K. Spencer and Rebecca Jean Spencer closed
United States Bankruptcy Court, E.D. Wisconsin · No. 97-22151 · Filed Mar 12, 1997 · Closed Dec 17, 1997
Role of Eric K. Spencer and Rebecca Jean Spencer: Debtor · Outcome: Case closed 1997-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in WI (not a filing state)
Eric A. Spencer closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-34204 · Filed Oct 25, 1996 · Closed May 3, 2002
Role of Eric A. Spencer: Debtor · Outcome: Case closed 2002-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Eric D. Spencer closed
United States Bankruptcy Court, W.D. Louisiana · No. 96-31631 · Filed Sep 12, 1996 · Closed Mar 31, 2000
Role of Eric D. Spencer: Debtor · Outcome: Case closed 2000-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in LA (not a filing state)
Eric Mac Spencer closed
United States Bankruptcy Court, E.D. Michigan · No. 96-48165 · Filed Jun 19, 1996 · Closed Feb 12, 1997
Role of Eric Mac Spencer: Debtor · Outcome: Case closed 1997-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Eric A Spencer and Linda G Spencer closed
United States Bankruptcy Court, E.D. North Carolina · No. 95-00675 · Filed May 26, 1995 · Closed Aug 30, 1995
Role of Eric A Spencer and Linda G Spencer: Debtor · Outcome: Case closed 1995-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
Eric Spencer and Rhonda Spencer closed
United States Bankruptcy Court, S.D. Ohio · No. 3:95-bk-31416 · Filed Apr 26, 1995 · Closed Aug 15, 1995
Role of Eric Spencer and Rhonda Spencer: Debtor · Outcome: Case closed 1995-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Eric K Spencer closed
United States Bankruptcy Court, N.D. Illinois · No. 92-17237 · Filed Aug 3, 1992 · Closed Feb 12, 1993
Role of Eric K Spencer: Debtor · Outcome: Case closed 1993-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
ERIC W SPENCER closed
United States Bankruptcy Court, D. Minnesota · No. 92-33358 · Filed Jun 12, 1992 · Closed Oct 20, 1992
Role of ERIC W SPENCER: Debtor · Outcome: Case closed 1992-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 69 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Eric Spencer — 2 worth asking about (compared the newest 50 of 390 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 13, 2025 – Mar 27, 2026

Amount sold went down between filings — Universa Black Swan Protection Protocol LXXI L.P.

The Mar 13, 2025 filing says $42,525,000 sold; the Mar 27, 2026 Form D/A says $6,757,500 sold — $35,767,500 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Mar 13, 2025 ↗Form D/A (later) · Mar 27, 2026 ↗Universa Black Swan Protection Protocol LXXI L.P. — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2025 – Mar 27, 2026

Investor count went down between filings — Universa Black Swan Protection Protocol LXXVIII L.P.

The Mar 19, 2025 filing reports 8 investors; the Mar 27, 2026 Form D/A reports 4 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 19, 2025 ↗Form D/A (later) · Mar 27, 2026 ↗Universa Black Swan Protection Protocol LXXVIII L.P. — PartnerFacts page ↗
Sources
Note · Dec 1, 2025 – Dec 30, 2025

Form D filed 29 days after the first sale — Universa Black Swan Protection Protocol XCII L.P.

The filing says the first sale was Dec 1, 2025. The Form D was filed Dec 30, 2025 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 30, 2025 ↗Universa Black Swan Protection Protocol XCII L.P. — PartnerFacts page ↗
Sources
Note · Feb 8, 2011 – Nov 3, 2011

Same name, different state: "Eric David Spencer" (CA) is a separate record

This page covers filings where the address state is FL or CA. A separate record, "Eric David Spencer" with address state CA, is listed on 2 filings — most recently by Meridian Ley Road, LLC (Nov 3, 2011). The two records do not overlap in time: this page runs Jun 12, 2014 to Sep 21, 2026; the other runs Feb 8, 2011 to Nov 3, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric David Spencer (CA) — PartnerFacts page ↗Form D · Nov 3, 2011 ↗Meridian Ley Road, LLC — PartnerFacts page ↗Eric Spencer (FL,CA) — this page ↗
Sources
Note · Jan 8, 2014 – Jun 12, 2014

Address moved from Santa Monica, CA to Miami, FL — Universa Black Swan Protection Protocol XIV L.P.

The people listed on the Jan 8, 2014 filing give Santa Monica, CA; on the Jun 12, 2014 filing they give Miami, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 8, 2014 ↗Form D/A · Jun 12, 2014 ↗Universa Black Swan Protection Protocol XIV L.P. — PartnerFacts page ↗
Sources
Note · Aug 21, 2013 – Jun 12, 2014

Address moved from Santa Monica, CA to Miami, FL — Universa Black Swan Protection Protocol XII L.P.

The people listed on the Aug 21, 2013 filing give Santa Monica, CA; on the Jun 12, 2014 filing they give Miami, FL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 21, 2013 ↗Form D/A · Jun 12, 2014 ↗Universa Black Swan Protection Protocol XII L.P. — PartnerFacts page ↗
Sources
Note · Aug 21, 2013 – Sep 21, 2026

Eric Spencer is listed with 2 different address states: CA, FL

CA on 2 filings (Aug 21, 2013 to Jan 8, 2014); FL on 231 filings (Jun 12, 2014 to Sep 21, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 21, 2013 ↗Form D/A · Jun 12, 2014 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 390 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 89 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 21, 2026 D/A
Universa Black Swan Protection Protocol LXXXVII L.P.
File 021-525114
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Universa Black Swan Protection Protocol LXXXVIII L.P.
File 021-525121
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Universa Black Swan Protection Protocol XC L.P.
File 021-525127
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 21, 2026 D/A
Universa Black Swan Protection Protocol XCI L.P.
File 021-525131
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 9, 2026 D/A
Universa Black Swan Protection Protocol LXXXIII L.P.
File 021-439396
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 9, 2026 D/A
Universa Black Swan Protection Protocol LXXXIX L.P.
File 021-525128
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Universa Black Swan Protection Protocol XXII L.P.
File 021-247347
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Universa Black Swan Protection Protocol XXIII L.P.
File 021-247348
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Universa Black Swan Protection Protocol LXXIII L.P.
File 021-411365
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Universa Black Swan Protection Protocol LXXII L.P.
File 021-411368
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 14, 2026 D/A
Universa Black Swan Protection Protocol LXIX L.P.
File 021-411381
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 24, 2026 D/A
Universa Black Swan Protection Protocol XLIV L.P.
File 021-371741
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 24, 2026 D/A
Universa Black Swan Protection Protocol LVI LP
File 021-372649
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 27, 2026 D/A
Universa Black Swan Protection Protocol XLV L.P.
File 021-370601
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 21, 2026 D
Universa Black Swan Protection Protocol C L.P.
File 021-584774
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 21, 2026 D
Universa Black Swan Protection Protocol CI L.P.
File 021-584777
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 21, 2026 D
Universa Black Swan Protection Protocol CII L.P.
File 021-584779
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 14, 2026 D
Universa Black Swan Protection Protocol XCVIII L.P.
File 021-584043
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 14, 2026 D
Universa Black Swan Protection Protocol XCIX L.P.
File 021-584049
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 13, 2026 D/A
Universa Black Swan Protection Protocol XIV L.P.
File 021-209530
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 13, 2026 D
Universa Black Swan Protection Protocol XCVII L.P.
File 021-580157
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXI L.P.
File 021-392975
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXII L.P.
File 021-392977
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXIII L.P.
File 021-392980
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXIV L.P.
File 021-411362
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXI L.P.
File 021-411372
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXVIII L.P.
File 021-411384
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXXIV L.P.
File 021-439395
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXXII L.P.
File 021-439397
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXX L.P.
File 021-439469
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXVIII L.P.
File 021-439477
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 27, 2026 D/A
Universa Black Swan Protection Protocol LXXIX L.P.
File 021-439482
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 5, 2026 D/A
Universa Black Swan Protection Protocol LVIII LP
File 021-372661
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 26, 2026 D/A
Universa Black Swan Protection Protocol XXXIV L.P.
File 021-324653
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 12, 2026 D/A
Universa Black Swan Protection Protocol XII L.P.
File 021-201678
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 12, 2026 D/A
Universa Black Swan Protection Protocol LV LP
File 021-372644
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 12, 2026 D/A
Universa Black Swan Protection Protocol L LP
File 021-372656
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D/A
Universa Black Swan Protection Protocol XLVII L.P.
File 021-371777
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D/A
Universa Black Swan Protection Protocol LIV LP
File 021-372639
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D
Universa Black Swan Protection Protocol XCV L.P.
File 021-568430
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D
Universa Black Swan Protection Protocol XCVI L.P.
File 021-568437
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D
Universa Black Swan Protection Protocol XCII L.P.
File 021-568444
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D
Universa Black Swan Protection Protocol XCIV L.P.
File 021-568451
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 30, 2025 D
Universa Black Swan Protection Protocol XCIII L.P.
File 021-568457
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Nov 6, 2025 D/A
Universa Black Swan Protection Protocol LXXXI L.P.
File 021-439399
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 1, 2025 D/A
Universa Safe Haven Fund L.P.
File 021-517507
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 4, 2025 D/A
Universa BSPP Equity & Fixed Income Fund, L.P.
File 021-178005
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 13, 2025 D/A
Universa Black Swan Protection Protocol XLVI L.P.
File 021-371084
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 17, 2024 D/A
Universa Black Swan Protection Protocol XXXIX L.P.
File 021-367233
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 14, 2024 D/A
Universa Black Swan Protection Protocol LVII L.P.
File 021-372646
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 21, 2023 D/A
Universa Black Swan Protection Protocol LXIV L.P.
File 021-392982
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 2, 2023 D/A
Universa Black Swan Protection Protocol LI L.P.
File 021-372663
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Mar 17, 2023 D/A
Universa Black Swan Protection Protocol XVIII L.P.
File 021-238256
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 2, 2022 D/A
Universa Black Swan Protection Protocol Offshore XLI L.P.
File 021-382731
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Oct 21, 2022 D/A
Universa Black Swan Protection Protocol LX L.P.
File 021-392974
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Aug 25, 2022 D/A
Universa Black Swan Protection Protocol LXXVI L.P.
File 021-411359
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Aug 25, 2022 D/A
Universa Black Swan Protection Protocol LXXV L.P.
File 021-411361
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Aug 25, 2022 D/A
Universa Black Swan Protection Protocol LXX L.P.
File 021-411375
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 27, 2022 D/A
Universa Black Swan Protection Protocol Offshore XXXVI L.P.
File 021-346217
$0 (est.)$0 (est.)$0 (est.)
None, although the investment adviser of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 6, 2022 D/A
Universa Black Swan Protection Protocol LII LP
File 021-372636
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 6, 2022 D/A
Universa Black Swan Protection Protocol LIX LP
File 021-372652
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 27, 2022 D/A
Universa Black Swan Protection Protocol XXX L.P.
File 021-293666
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Feb 8, 2022 D/A
Universa Black Swan Protection Protocol XLIII L.P.
File 021-371339
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 12, 2022 D/A
Universa Protection Protocol XLII L.P.
File 021-368707
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Dec 8, 2021 D/A
Universa Black Swan Protection Protocol XXVI L.P.
File 021-276255
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 13, 2021 D/A
Universa Black Swan Protection Protocol XXVII L.P.
File 021-281453
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 12, 2020 D/A
Universa Black Swan Protection Protocol XXXIII L.P.
File 021-312573
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 2, 2020 D/A
Universa Black Swan Protection Protocol XXXII L.P.
File 021-310727
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Oct 28, 2019 D/A
Universa Black Swan Protection Protocol XXXV L.P.
File 021-324651
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 25, 2019 D/A
Universa Black Swan Protection Protocol XXIV L.P.
File 021-250433
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Nov 9, 2017 D/A
Willis Towers Watson Protected Equity Fund L.P.
File 021-274363
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗
via Foreside Fund Services, LLC (CRD 46106 ↗)
EDGAR ↗
Jun 10, 2016 D/A
Universa Black Swan Protection Protocol IX L.P.
File 021-182703
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 10, 2016 D/A
Universa Black Swan Protection Protocol X L.P
File 021-193680
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 10, 2016 D/A
Universa Black Swan Protection Protocol XI L.P.
File 021-203267
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 10, 2016 D/A
Universa Black Swan Protection Protocol XV L.P.
File 021-212640
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 10, 2016 D/A
Universa Black Swan Protection Protocol XIX L.P.
File 021-241902
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 20, 2016 D/A
Universa Austrian Investment Fund L.P.
File 021-232611
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Sep 12, 2014 D
Universa Black Swan Protection Protocol XVII L.P.
File 021-224623
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jun 12, 2014 D/A
UNIVERSA ASYMMETRY FUND LP
File 021-117647
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jan 31, 2013 D/A
Universa Black Swan Protection Protocol-Inflation II L.P.
File 021-138174
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Jul 20, 2012 D/A
Universa Black Swan Protection Protocol-Inflation I L.P.
File 021-133106
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 5, 2012 D/A
Universa Black Swan Protection Protocol I LP
File 021-109673
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 5, 2012 D/A
Universa Black Swan Protection Protocol V L.P.
File 021-127793
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Apr 11, 2011 D/A
UNIVERSA BLACK SWAN PROTECTION PROTOCOL IV LP
File 021-127747
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 28, 2010 D/A
Universa Black Swan Protection Protocol VIII L.P.
File 021-131689
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 28, 2010 D/A
Universa Black Swan Protection Protocol VII L.P.
File 021-131690
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
May 27, 2010 D/A
Universa Black Swan Protection Protocol VI LP
File 021-131661
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Oct 13, 2009 D/A
UNIVERSA BLACK SWAN PROTECTION PROTOCOL III LP
File 021-124068
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
Oct 9, 2009 D/A
UNIVERSA BLACK SWAN PROTECTION PROTOCOL II LP
File 021-123660
$0 (est.)$0 (est.)$0 (est.)
None, although the general partner of the issuer receives investment management fees and a special profit allocation.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 89

Every issuer that named Eric Spencer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCI L.P.

Miami, FL · Sep 26, 2024 → Sep 21, 2026 · 3 filings
  • Sep 21, 2026 · D/A · $2,185,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 23, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $2.19M from 8 investors as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XC L.P.

Miami, FL · Sep 26, 2024 → Sep 21, 2026 · 3 filings
  • Sep 21, 2026 · D/A · $3,005,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 23, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $3M from 2 investors as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXVIII L.P.

Miami, FL · Sep 26, 2024 → Sep 21, 2026 · 3 filings
  • Sep 21, 2026 · D/A · $5,002,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 23, 2025 · D/A · $3,750,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXVII L.P.

Miami, FL · Sep 26, 2024 → Sep 21, 2026 · 3 filings
  • Sep 21, 2026 · D/A · $4,792,520 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 23, 2025 · D/A · $2,400,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Sep 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $4.79M from 3 investors as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXIII L.P.

Mmi, FL · Mar 29, 2022 → Sep 9, 2026 · 6 filings
  • Sep 9, 2026 · D/A · $3,820,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Sep 5, 2025 · D/A · $1,620,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗

Raised $3.82M from 4 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXIX L.P.

Miami, FL · Sep 26, 2024 → Sep 9, 2026 · 3 filings
  • Sep 9, 2026 · D/A · $2,700,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Sep 5, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Sep 26, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $2.7M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXIII L.P.

Miami, FL · Aug 26, 2021 → Jul 14, 2026 · 6 filings
  • Jul 14, 2026 · D/A · $55,978,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Jul 28, 2025 · D/A · $45,708,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Jul 30, 2024 · D/A · $45,708,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Aug 4, 2023 · D/A · $35,437,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Aug 25, 2022 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗

Raised $56M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXII L.P.

Miami, FL · Aug 26, 2021 → Jul 14, 2026 · 6 filings
  • Jul 14, 2026 · D/A · $7,008,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Jul 28, 2025 · D/A · $6,256,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Jul 30, 2024 · D/A · $5,505,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 4, 2023 · D/A · $4,753,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 25, 2022 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $7.01M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXIX L.P.

Miami, FL · Aug 26, 2021 → Jul 14, 2026 · 6 filings
  • Jul 14, 2026 · D/A · $54,098,625 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Jul 28, 2025 · D/A · $46,598,625 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Jul 30, 2024 · D/A · $41,598,625 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 4, 2023 · D/A · $30,743,625 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 25, 2022 · D/A · $23,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $54.1M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXIII L.P.

Miami, FL · Sep 10, 2015 → Jul 14, 2026 · 12 filings
  • Jul 14, 2026 · D/A · $27,875,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 15, 2025 · D/A · $24,125,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 17, 2024 · D/A · $21,625,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 21, 2023 · D/A · $17,625,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 27, 2022 · D/A · $11,625,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 28, 2021 · D/A · $8,800,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Aug 4, 2020 · D/A · $8,800,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗
  • Aug 6, 2019 · D/A · $6,200,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗
  • Aug 14, 2018 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗
  • Aug 29, 2017 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗
  • Sep 7, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗
  • Sep 10, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIII LLC, General Partner) EDGAR ↗

Raised $27.9M from 1 investor as of the latest filing. Eric is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXII L.P.

Miami, FL · Sep 10, 2015 → Jul 14, 2026 · 12 filings
  • Jul 14, 2026 · D/A · $10,511,100 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 15, 2025 · D/A · $9,960,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 17, 2024 · D/A · $9,410,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 21, 2023 · D/A · $7,810,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 27, 2022 · D/A · $7,260,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 28, 2021 · D/A · $7,260,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Aug 4, 2020 · D/A · $7,260,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗
  • Aug 6, 2019 · D/A · $6,160,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗
  • Aug 14, 2018 · D/A · $5,060,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗
  • Aug 29, 2017 · D/A · $3,960,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗
  • Sep 7, 2016 · D/A · $2,860,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗
  • Sep 10, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXII LLC, General Partner) EDGAR ↗

Raised $10.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XLIV L.P.

Miami, FL · Jul 24, 2020 → Jun 24, 2026 · 8 filings
  • Jun 24, 2026 · D/A · $105,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jun 23, 2025 · D/A · $90,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jun 26, 2024 · D/A · $75,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jun 28, 2023 · D/A · $60,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jul 6, 2022 · D/A · $40,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jul 9, 2021 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Aug 4, 2020 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLIV LLC, General Partner) EDGAR ↗
  • Jul 24, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLIV LLC, General Partner) EDGAR ↗

Raised $105M from 1 investor as of the latest filing. Eric is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LVI LP

Miami, FL · Aug 6, 2020 → Jun 24, 2026 · 7 filings
  • Jun 24, 2026 · D/A · $16,762,850 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jun 23, 2025 · D/A · $15,366,850 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jun 26, 2024 · D/A · $12,425,850 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jun 28, 2023 · D/A · $9,467,850 sold of Indefinite · 13 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 6, 2022 · D/A · $6,404,850 sold of Indefinite · 14 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 9, 2021 · D/A · $5,589,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LVI LLC, General Partner) EDGAR ↗

Raised $16.8M from 15 investors as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XLV L.P.

Miami, FL · Jul 9, 2020 → May 27, 2026 · 7 filings
  • May 27, 2026 · D/A · $16,337,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 29, 2025 · D/A · $14,937,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jun 3, 2024 · D/A · $12,098,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jun 9, 2023 · D/A · $9,259,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jun 24, 2022 · D/A · $7,839,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jun 28, 2021 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jul 9, 2020 · D · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLV LLC, General Partner) EDGAR ↗

Raised $16.3M from 1 investor as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol CII L.P.

Miami, FL · May 21, 2026
  • May 21, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol CI L.P.

Miami, FL · May 21, 2026
  • May 21, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol C L.P.

Miami, FL · May 21, 2026
  • May 21, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCIX L.P.

Miami, FL · May 14, 2026
  • May 14, 2026 · D · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCVIII L.P.

Miami, FL · May 14, 2026
  • May 14, 2026 · D · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $2.5M from 1 investor as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCVII L.P.

Miami, FL · Apr 13, 2026
  • Apr 13, 2026 · D · $2,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗

Raised $2.5M from 2 investors as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XIV L.P.

Miami, FL · Jan 8, 2014 → Apr 13, 2026 · 14 filings
  • Apr 13, 2026 · D/A · $209,001,173 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Apr 14, 2025 · D/A · $190,501,173 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Apr 17, 2024 · D/A · $176,701,173 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • May 2, 2023 · D/A · $158,001,173 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Apr 27, 2022 · D/A · $140,101,173 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Apr 29, 2021 · D/A · $106,095,547 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • May 12, 2020 · D/A · $106,095,547 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • May 14, 2019 · D/A · $89,049,789 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • May 16, 2018 · D/A · $79,480,671 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • Jun 2, 2017 · D/A · $69,894,098 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • Jun 10, 2016 · D/A · $49,887,920 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $31,672,504 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $16,666,600 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗
  • Jan 8, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIV LLC, General Partner) EDGAR ↗

Raised $209M from 6 investors as of the latest filing. Eric is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXIV L.P.

Miami, FL · Mar 29, 2022 → Mar 27, 2026 · 5 filings
  • Mar 27, 2026 · D/A · $3,261,404 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $2,445,850 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $3.26M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXII L.P.

Miami, FL · Mar 29, 2022 → Mar 27, 2026 · 5 filings
  • Mar 27, 2026 · D/A · $1,172,329 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $1.17M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXVIII L.P.

Miami, FL · Mar 29, 2022 → Mar 27, 2026 · 5 filings
  • Mar 27, 2026 · D/A · $24,747,083 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $14,811,248 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $5,670,000 sold of Indefinite · 8 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗

Raised $24.7M from 8 investors as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXIV L.P.

Miami, FL · Aug 26, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $4,170,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 13, 2025 · D/A · $4,170,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 14, 2024 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 22, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $4.17M from 3 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXI L.P.

Miami, FL · Aug 26, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $6,757,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 13, 2025 · D/A · $42,525,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 14, 2024 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 22, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $42.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXX L.P.

Miami, FL · Mar 29, 2022 → Mar 27, 2026 · 5 filings
  • Mar 27, 2026 · D/A · $5,007,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $3,838,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $216,800,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $216.8M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXIX L.P.

Miami, FL · Mar 29, 2022 → Mar 27, 2026 · 5 filings
  • Mar 27, 2026 · D/A · $15,446,900 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $7,065,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $15.4M from 5 investors as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXVIII L.P.

Miami, FL · Aug 26, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $8,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 13, 2025 · D/A · $7,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 14, 2024 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 22, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $8M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXIII L.P.

Miami, FL · Mar 22, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $18,581,628 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 17, 2025 · D/A · $15,893,227 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 18, 2024 · D/A · $11,154,602 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $7,279,936 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 18, 2022 · D/A · $3,784,891 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗

Raised $18.6M from 6 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXII L.P.

Miami, FL · Mar 22, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $10,094,500 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 13, 2025 · D/A · $10,094,500 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 14, 2024 · D/A · $8,424,500 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $6,170,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 18, 2022 · D/A · $4,500,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗

Raised $10.1M from 3 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXI L.P.

Miami, FL · Mar 22, 2021 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $6,054,067 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 13, 2025 · D/A · $6,054,067 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 14, 2024 · D/A · $4,718,067 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 17, 2023 · D/A · $3,326,400 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 18, 2022 · D/A · $3,326,400 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗

Raised $6.05M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LVIII LP

Miami, FL · Aug 6, 2020 → Mar 5, 2026 · 7 filings
  • Mar 5, 2026 · D/A · $219,325,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 4, 2025 · D/A · $183,925,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 5, 2024 · D/A · $155,625,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 2, 2023 · D/A · $111,925,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 2, 2022 · D/A · $60,875,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 9, 2021 · D/A · $17,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LVIII LLC, General Partner) EDGAR ↗

Raised $219.3M from 1 investor as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXXIV L.P.

Miami, FL · Oct 30, 2018 → Jan 26, 2026 · 9 filings
  • Jan 26, 2026 · D/A · $13,901,667 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 27, 2025 · D/A · $13,275,417 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 29, 2024 · D/A · $11,396,667 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 30, 2023 · D/A · $10,144,167 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Feb 8, 2022 · D/A · $7,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Feb 9, 2021 · D/A · $4,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Oct 22, 2020 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIV LLC, General Partner) EDGAR ↗
  • Oct 28, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIV LLC, General Partner) EDGAR ↗
  • Oct 30, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIV LLC, General Partner) EDGAR ↗

Raised $13.9M from 1 investor as of the latest filing. Eric is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol L LP

Miami, FL · Aug 6, 2020 → Jan 12, 2026 · 7 filings
  • Jan 12, 2026 · D/A · $31,984,167 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 13, 2025 · D/A · $30,314,167 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 16, 2024 · D/A · $24,886,667 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 17, 2023 · D/A · $23,216,667 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 21, 2022 · D/A · $11,550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 22, 2021 · D/A · $11,550,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $8,250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP L LLC, General Partner) EDGAR ↗

Raised $32M from 2 investors as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LV LP

Miami, FL · Aug 6, 2020 → Jan 12, 2026 · 6 filings
  • Jan 12, 2026 · D/A · $55,172,047 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 13, 2025 · D/A · $45,213,047 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 9, 2023 · D/A · $28,219,865 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 12, 2022 · D/A · $21,248,221 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 14, 2021 · D/A · $10,629,350 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LV LLC, General Partner) EDGAR ↗

Raised $55.2M from 4 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XII L.P.

Miami, FL · Aug 21, 2013 → Jan 12, 2026 · 14 filings
  • Jan 12, 2026 · D/A · $50,987,753 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 13, 2025 · D/A · $46,973,807 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 16, 2024 · D/A · $44,652,310 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 17, 2023 · D/A · $41,894,089 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 21, 2022 · D/A · $36,629,246 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 22, 2021 · D/A · $31,013,834 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 12, 2020 · D/A · $28,465,859 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • May 14, 2019 · D/A · $26,992,513 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • May 16, 2018 · D/A · $23,592,513 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • Jun 2, 2017 · D/A · $19,116,455 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • Jun 10, 2016 · D/A · $15,362,166 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $13,862,166 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $6,000,050 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗
  • Aug 21, 2013 · D · $2,500,050 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XII LLC, General Partner) EDGAR ↗

Raised $51M from 4 investors as of the latest filing. Eric is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCIII L.P.

Miami, FL · Dec 30, 2025
  • Dec 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCIV L.P.

Miami, FL · Dec 30, 2025
  • Dec 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LIV LP

Miami, FL · Aug 6, 2020 → Dec 30, 2025 · 7 filings
  • Dec 30, 2025 · D/A · $26,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 2, 2025 · D/A · $26,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 5, 2024 · D/A · $21,400,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 9, 2023 · D/A · $16,900,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 12, 2022 · D/A · $9,900,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jan 14, 2021 · D/A · $5,900,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LIV LLC, General Partner) EDGAR ↗

Raised $26.4M from 1 investor as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XLVII L.P.

Miami, FL · Jul 24, 2020 → Dec 30, 2025 · 7 filings
  • Dec 30, 2025 · D/A · $40,495,800 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 2, 2025 · D/A · $38,925,800 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 5, 2024 · D/A · $38,925,800 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 9, 2023 · D/A · $28,245,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 12, 2022 · D/A · $16,045,800 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 13, 2021 · D/A · $4,867,800 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jul 24, 2020 · D · $3,570,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLVII LLC, General Partner) EDGAR ↗

Raised $40.5M from 4 investors as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCII L.P.

Miami, FL · Dec 30, 2025
  • Dec 30, 2025 · D · $2,250,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

Raised $2.25M from 1 investor as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCVI L.P.

Miami, FL · Dec 30, 2025
  • Dec 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XCV L.P.

Miami, FL · Dec 30, 2025
  • Dec 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXXI L.P.

Miami, FL · Mar 29, 2022 → Nov 6, 2025 · 5 filings
  • Nov 6, 2025 · D/A · $3,627,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 19, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 20, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 29, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗

Raised $3.63M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Safe Haven Fund L.P.

Miami, FL · Jul 1, 2024 → Jul 1, 2025 · 2 filings
  • Jul 1, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $25,000,000 · role: Executive Officer (CFO of Universa Safe Haven GP LLC, General Partner) EDGAR ↗
  • Jul 1, 2024 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven GP LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa BSPP Equity & Fixed Income Fund, L.P.

Miami, FL · May 10, 2012 → Mar 4, 2025 · 14 filings
  • Mar 4, 2025 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 5, 2024 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 2, 2023 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 2, 2022 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Mar 10, 2021 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • May 12, 2020 · D/A · $90,512,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • May 14, 2019 · D/A · $88,112,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • May 16, 2018 · D/A · $81,712,719 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • Jun 2, 2017 · D/A · $53,859,892 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • Jun 10, 2016 · D/A · $39,029,892 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $28,679,892 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $12,706,037 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • Oct 10, 2013 · D/A · $7,812,935 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗
  • May 10, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Equity & Fixed Income GP I LLC, General Partner) EDGAR ↗

Raised $90.5M from 3 investors as of the latest filing. Eric is listed as executive officer on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XLVI L.P.

Miami, FL · Jul 15, 2020 → Jan 13, 2025 · 6 filings
  • Jan 13, 2025 · D/A · $6,680,833 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 16, 2024 · D/A · $6,180,833 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 17, 2023 · D/A · $4,928,333 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 21, 2022 · D/A · $3,428,333 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jan 22, 2021 · D/A · $2,428,333 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jul 15, 2020 · D · $1,600,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLVI LLC, General Partner) EDGAR ↗

Raised $6.68M from 1 investor as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXXIX L.P.

Miami, FL · May 19, 2020 → Apr 17, 2024 · 5 filings
  • Apr 17, 2024 · D/A · $6,726,042 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 2, 2023 · D/A · $5,840,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Apr 27, 2022 · D/A · $4,170,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Apr 29, 2021 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 19, 2020 · D · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIX LLC, General Partner) EDGAR ↗

Raised $6.73M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LVII L.P.

Miami, FL · Aug 6, 2020 → Mar 14, 2024 · 5 filings
  • Mar 14, 2024 · D/A · $6,560,150 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 24, 2023 · D/A · $4,673,050 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Mar 30, 2022 · D/A · $3,729,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Apr 9, 2021 · D/A · $2,525,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LVII LLC, General Partner) EDGAR ↗

Raised $6.56M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXIV L.P.

Miami, FL · Mar 22, 2021 → Jul 21, 2023 · 4 filings
  • Jul 21, 2023 · D/A · $5,505,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Aug 2, 2022 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Aug 17, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 5 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗

Raised $5.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LI L.P.

Miami, FL · Aug 6, 2020 → May 2, 2023 · 4 filings
  • May 2, 2023 · D/A · $14,385,368 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 5, 2022 · D/A · $9,380,368 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • May 7, 2021 · D/A · $5,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $2,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LI LLC, General Partner) EDGAR ↗

Raised $14.4M from 2 investors as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XVIII L.P.

Miami, FL · Apr 20, 2015 → Mar 17, 2023 · 10 filings
  • Mar 17, 2023 · D/A · $18,255,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 18, 2022 · D/A · $18,255,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D/A · $18,255,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Apr 2, 2020 · D/A · $18,255,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • Apr 16, 2019 · D/A · $16,755,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • May 3, 2018 · D/A · $12,955,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • May 18, 2017 · D/A · $12,955,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • May 20, 2016 · D/A · $8,955,082 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • May 22, 2015 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗
  • Apr 20, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVIII LLC, General Partner) EDGAR ↗

Raised $18.3M from 3 investors as of the latest filing. Eric is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund

Universa Black Swan Protection Protocol Offshore XLI L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Dec 9, 2020 → Dec 2, 2022 · 3 filings
  • Dec 2, 2022 · D/A · $11,836,341 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Cayman GP 2 LLC, General Partner) EDGAR ↗
  • Dec 8, 2021 · D/A · $7,557,591 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Cayman GP 2 LLC, General Partner) EDGAR ↗
  • Dec 9, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Cayman GP 2 LLC, General Partner) EDGAR ↗

Raised $11.8M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LX L.P.

Miami, FL · Mar 22, 2021 → Oct 21, 2022 · 3 filings
  • Oct 21, 2022 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Oct 29, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Mar 22, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXX L.P.

Miami, FL · Aug 26, 2021 → Aug 25, 2022 · 2 filings
  • Aug 25, 2022 · D/A · $3,573,106 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 4 LLC, General Partner) EDGAR ↗

Raised $3.57M from 3 investors as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXV L.P.

Miami, FL · Aug 26, 2021 → Aug 25, 2022 · 2 filings
  • Aug 25, 2022 · D/A · $4,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $4M from 1 investor as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LXXVI L.P.

Miami, FL · Aug 26, 2021 → Aug 25, 2022 · 2 filings
  • Aug 25, 2022 · D/A · $2,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗
  • Aug 26, 2021 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 6 LLC, General Partner) EDGAR ↗

Raised $2M from 2 investors as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund

Universa Black Swan Protection Protocol Offshore XXXVI L.P.

Camana Bay, Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2019 → Jul 27, 2022 · 4 filings
  • Jul 27, 2022 · D/A · $18,500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Cayman GP 1 LLC, General Partner) EDGAR ↗
  • Jul 28, 2021 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Cayman GP 1 LLC, General Partner) EDGAR ↗
  • Aug 4, 2020 · D/A · $15,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan Offshore GP XXXVI LLC, General Partner) EDGAR ↗
  • Aug 9, 2019 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan Offshore GP XXXVI LLC, General Partner) EDGAR ↗

Raised $18.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LII LP

Miami, FL · Aug 6, 2020 → Jun 6, 2022 · 3 filings
  • Jun 6, 2022 · D/A · $17,680,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Jun 8, 2021 · D/A · $17,680,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LII LLC, General Partner) EDGAR ↗

Raised $17.7M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol LIX LP

Miami, FL · Aug 6, 2020 → Jun 6, 2022 · 3 filings
  • Jun 6, 2022 · D/A · $5,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jun 10, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Aug 6, 2020 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP LIX LLC, General Partner) EDGAR ↗

Raised $5M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXX L.P.

Miami, FL · Aug 29, 2017 → Apr 27, 2022 · 6 filings
  • Apr 27, 2022 · D/A · $2,977,975 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • Apr 29, 2021 · D/A · $2,977,975 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 3 LLC, General Partner) EDGAR ↗
  • May 12, 2020 · D/A · $2,977,975 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Black Swan GP XXX LLC, General Partner) EDGAR ↗
  • May 14, 2019 · D/A · $1,922,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Black Swan GP XXX LLC, General Partner) EDGAR ↗
  • May 14, 2018 · D/A · $1,629,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Black Swan GP XXX LLC, General Partner) EDGAR ↗
  • Aug 29, 2017 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (CFO of Universa Black Swan GP XXX LLC, General Partner) EDGAR ↗

Raised $2.98M from 13 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XLIII L.P.

Miami, FL · Jul 20, 2020 → Feb 8, 2022 · 3 filings
  • Feb 8, 2022 · D/A · $9,750,840 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Feb 9, 2021 · D/A · $8,909,340 sold of Indefinite · 60 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Jul 20, 2020 · D · $4,357,650 sold of Indefinite · 29 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLIII LLC, General Partner) EDGAR ↗

Raised $9.75M from 65 investors as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UP
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Protection Protocol XLII L.P.

Miami, FL · Jun 11, 2020 → Jan 12, 2022 · 3 filings
  • Jan 12, 2022 · D/A · $21,485,610 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jan 15, 2021 · D/A · $11,132,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Safe Haven Delaware GP 1 LLC, General Partner) EDGAR ↗
  • Jun 11, 2020 · D · $11,132,500 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XLII LLC, General Partner) EDGAR ↗

Raised $21.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXVI L.P.

Miami, FL · Dec 14, 2016 → Dec 8, 2021 · 6 filings
  • Dec 8, 2021 · D/A · $35,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP I LLC, General Partner) EDGAR ↗
  • Dec 10, 2020 · D/A · $35,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP I LLC, General Partner) EDGAR ↗
  • Dec 18, 2019 · D/A · $35,000,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVI LLC, General Partner) EDGAR ↗
  • Jan 2, 2019 · D/A · $17,500,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVI LLC, General Partner) EDGAR ↗
  • Jan 12, 2018 · D/A · $17,500,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVI LLC, General Partner) EDGAR ↗
  • Dec 14, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVI LLC, General Partner) EDGAR ↗

Raised $35M from 3 investors as of the latest filing. Eric is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXVII L.P.

Miami, FL · Feb 28, 2017 → Jan 13, 2021 · 5 filings
  • Jan 13, 2021 · D/A · $6,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (Chief Financial Officer of Universa Safe Haven Delaware GP 2 LLC, General Partner) EDGAR ↗
  • Feb 7, 2020 · D/A · $5,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVII LLC, General Partner) EDGAR ↗
  • Feb 13, 2019 · D/A · $2,750,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVII LLC, General Partner) EDGAR ↗
  • Feb 27, 2018 · D/A · $1,750,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVII LLC, General Partner) EDGAR ↗
  • Feb 28, 2017 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXVII LLC, General Partner) EDGAR ↗

Raised $6M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXXIII L.P.

Miami, FL · May 16, 2018 → May 12, 2020 · 3 filings
  • May 12, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIII LLC, General Partner) EDGAR ↗
  • May 14, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIII LLC, General Partner) EDGAR ↗
  • May 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXIII LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXXII L.P.

Miami, FL · Apr 20, 2018 → Apr 2, 2020 · 3 filings
  • Apr 2, 2020 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXII LLC, General Partner) EDGAR ↗
  • Apr 16, 2019 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXII LLC, General Partner) EDGAR ↗
  • Apr 20, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXII LLC, General Partner) EDGAR ↗

Raised $25M from 1 investor as of the latest filing. Eric is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXXV L.P.

Miami, FL · Oct 30, 2018 → Oct 28, 2019 · 2 filings
  • Oct 28, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXV LLC, General Partner) EDGAR ↗
  • Oct 30, 2018 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (CFO of Universa Black Swan GP XXXV LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XXIV L.P.

Miami, FL · Oct 30, 2015 → Sep 25, 2019 · 5 filings
  • Sep 25, 2019 · D/A · $185,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIV LLC, General Partner) EDGAR ↗
  • Oct 5, 2018 · D/A · $115,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIV LLC, General Partner) EDGAR ↗
  • Oct 12, 2017 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIV LLC, General Partner) EDGAR ↗
  • Oct 28, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIV LLC, General Partner) EDGAR ↗
  • Oct 30, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XXIV LLC, General Partner) EDGAR ↗

Raised $185M from 1 investor as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WT
Pooled Investment Fund · group: Universa Black Swan Protection

Willis Towers Watson Protected Equity Fund L.P.

Miami, FL · Nov 14, 2016 → Nov 9, 2017 · 2 filings
  • Nov 9, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Protected Equity GP LLC, General Partner) EDGAR ↗
  • Nov 14, 2016 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Executive Officer (Chief Financial Officer of Universa Protected Equity GP LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol IX L.P.

Miami, FL · Aug 14, 2012 → Jun 10, 2016 · 4 filings
  • Jun 10, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP IX LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP IX LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP IX LLC, General Partner) EDGAR ↗
  • Aug 14, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP IX LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol X L.P

Miami, FL · Mar 21, 2013 → Jun 10, 2016 · 4 filings
  • Jun 10, 2016 · D/A · $9,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP X LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $6,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP X LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $3,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP X LLC, General Partner) EDGAR ↗
  • Mar 21, 2013 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP X LLC, General Partner) EDGAR ↗

Raised $9M from 1 investor as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XI L.P.

Miami, FL · Sep 20, 2013 → Jun 10, 2016 · 4 filings
  • Jun 10, 2016 · D/A · $26,317,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XI LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $26,247,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XI LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $26,247,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XI LLC, General Partner) EDGAR ↗
  • Sep 20, 2013 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XI LLC, General Partner) EDGAR ↗

Raised $26.3M from 1 investor as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XV L.P.

Miami, FL · Feb 27, 2014 → Jun 10, 2016 · 4 filings
  • Jun 10, 2016 · D/A · $5,383,352 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XV LLC, General Partner) EDGAR ↗
  • Jun 12, 2015 · D/A · $4,383,352 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XV LLC, General Partner) EDGAR ↗
  • Jun 12, 2014 · D/A · $1,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XV LLC, General Partner) EDGAR ↗
  • Feb 27, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XV LLC, General Partner) EDGAR ↗

Raised $5.38M from 1 investor as of the latest filing. Eric is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XIX L.P.

Miami, FL · Jun 16, 2015 → Jun 10, 2016 · 2 filings
  • Jun 10, 2016 · D/A · $2,500,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIX LLC, General Partner) EDGAR ↗
  • Jun 16, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XIX LLC, General Partner) EDGAR ↗

Raised $2.5M from 1 investor as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UA
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Austrian Investment Fund L.P.

Miami, FL · Jan 21, 2015 → Jan 20, 2016 · 2 filings
  • Jan 20, 2016 · D/A · $6,550,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Austrian GP I LLC, General Partner) EDGAR ↗
  • Jan 21, 2015 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Austrian GP I LLC, General Partner) EDGAR ↗

Raised $6.55M from 3 investors as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol XVII L.P.

Miami, FL · Sep 12, 2014
  • Sep 12, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan GP XVII LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UA
Pooled Investment Fund · group: Universa Black Swan Protection

UNIVERSA ASYMMETRY FUND LP

Miami, FL · Apr 5, 2013 → Jun 12, 2014 · 2 filings
  • Jun 12, 2014 · D/A · $14,325,000 sold of $500,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Universa Capital LLC, General Partner) EDGAR ↗
  • Apr 5, 2013 · D/A · $14,325,000 sold of $500,000,000 · 2 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of Universa Capital LLC, General Partner) EDGAR ↗

Raised $14.3M from 2 investors (3% of the $500M target) as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol-Inflation II L.P.

Santa Monica, CA · Jan 26, 2010 → Jan 31, 2013 · 4 filings
  • Jan 31, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (CFO of Universa Black Swan Protection Protocol-Inflation II GP LLC, General Partner) EDGAR ↗
  • Jan 23, 2012 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (CFO of Universa Black Swan Protection Protocol-Inflation II GP LLC, General Partner) EDGAR ↗
  • Jan 20, 2011 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (CFO of Universa Black Swan Protection Protocol-Inflation II GP LLC, General Partner) EDGAR ↗
  • Jan 26, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol-Inflation I L.P.

Santa Monica, CA · Jul 27, 2009 → Jul 20, 2012 · 4 filings
  • Jul 20, 2012 · D/A · $1,522,611 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Chief Financial Officer of Universa Black Swan Protection Protocol-Inflation I GP LLC, General Partner) EDGAR ↗
  • Jul 28, 2011 · D/A · $1,291,500 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan Protection Protocol-Inflation I GP LLC, General Partner) EDGAR ↗
  • Jul 16, 2010 · D/A · $1,021,500 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗
  • Jul 27, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $1.52M from 11 investors as of the latest filing. Eric is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol V L.P.

Santa Monica, CA · Apr 1, 2010 → Apr 5, 2012 · 3 filings
  • Apr 5, 2012 · D/A · $129,465,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Universa Black Swan GP V LLC, General Partner) EDGAR ↗
  • Apr 11, 2011 · D/A · $103,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Universa Black Swan GP V LLC, General Partner) EDGAR ↗
  • Apr 1, 2010 · D/A · $57,250,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP, LLC, General Partner) EDGAR ↗

Raised $129.5M from 3 investors as of the latest filing. Eric is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol I LP

Santa Monica, CA · Apr 1, 2010 → Apr 5, 2012 · 3 filings
  • Apr 5, 2012 · D/A · $76,603,190 sold of $500,000,000 · 14 investors · min. $50,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP I LLC, General Partner) EDGAR ↗
  • Apr 11, 2011 · D/A · $69,744,412 sold of $500,000,000 · 14 investors · min. $50,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP I LLC, General Partner) EDGAR ↗
  • Apr 1, 2010 · D/A · $54,251,207 sold of $500,000,000 · 12 investors · min. $50,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP, LLC, General Partner) EDGAR ↗

Raised $76.6M from 14 investors (15% of the $500M target) as of the latest filing. Eric is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

UNIVERSA BLACK SWAN PROTECTION PROTOCOL IV LP

Santa Monica, CA · Apr 5, 2010 → Apr 11, 2011 · 2 filings
  • Apr 11, 2011 · D/A · $67,965,603 sold of $500,000,000 · 7 investors · min. $1,000,000 · role: Executive Officer, Promoter (Executive Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗
  • Apr 5, 2010 · D/A · $55,260,000 sold of $500,000,000 · 7 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $68M from 7 investors (14% of the $500M target) as of the latest filing. Eric is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol VIII L.P.

Santa Monica, CA · Jun 3, 2009 → May 28, 2010 · 2 filings
  • May 28, 2010 · D/A · $9,370,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP, LLC, General Partner) EDGAR ↗
  • Jun 3, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $9.37M from 13 investors as of the latest filing. Eric is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol VII L.P.

Santa Monica, CA · Jun 3, 2009 → May 28, 2010 · 2 filings
  • May 28, 2010 · D/A · $8,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP, LLC, General Partner) EDGAR ↗
  • Jun 3, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $8M from 2 investors as of the latest filing. Eric is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

Universa Black Swan Protection Protocol VI LP

Santa Monica, CA · Jun 2, 2009 → May 27, 2010 · 2 filings
  • May 27, 2010 · D/A · $8,025,000 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP, LLC, General Partner) EDGAR ↗
  • Jun 2, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $8.03M from 7 investors as of the latest filing. Eric is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

UNIVERSA BLACK SWAN PROTECTION PROTOCOL III LP

Santa Monica, CA · Oct 13, 2009
  • Oct 13, 2009 · D/A · $11,411,000 sold of $500,000,000 · 34 investors · min. $50,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $11.4M from 34 investors (2% of the $500M target) as of the latest filing. Eric is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UB
Pooled Investment Fund · group: Universa Black Swan Protection

UNIVERSA BLACK SWAN PROTECTION PROTOCOL II LP

Santa Monica, CA · Oct 9, 2009
  • Oct 9, 2009 · D/A · $263,999,985 sold of $500,000,000 · 93 investors · min. $50,000,000 · role: Executive Officer, Promoter (Chief Financial Officer of Universa Black Swan GP LLC, General Partner) EDGAR ↗

Raised $264M from 93 investors (53% of the $500M target) as of the latest filing. Eric is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Eric 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

US
Management entity

Universa Safe Haven Delaware GP 2 LLC

Executive Officer · 54 shared filings (15 issuers)

Universa Safe Haven Delaware GP 2 LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

US
Management entity

Universa Safe Haven Delaware GP 3 LLC

Executive Officer · 52 shared filings (13 issuers) · also on 1 other issuer

Universa Safe Haven Delaware GP 3 LLC is on 14 issuers in total — a repeat sponsor. Their page lists every one.

US
Management entity

Universa Safe Haven Delaware GP 6 LLC

Executive Officer · 46 shared filings (10 issuers)

Universa Safe Haven Delaware GP 6 LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

US
Management entity

Universa Safe Haven Delaware GP 1 LLC

Executive Officer · 32 shared filings (7 issuers)

Universa Safe Haven Delaware GP 1 LLC is on 7 issuers in total — a repeat sponsor. Their page lists every one.

US
Management entity

Universa Safe Haven Delaware GP 4 LLC

Executive Officer · 30 shared filings (8 issuers)

Universa Safe Haven Delaware GP 4 LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

US
Management entity

Universa Safe Haven Delaware GP 5 LLC

Executive Officer · 27 shared filings (17 issuers)

Universa Safe Haven Delaware GP 5 LLC is on 17 issuers in total — a repeat sponsor. Their page lists every one.

UB
Management entity

Universa Black Swan GP LLC

Executive Officer, Promoter · 15 shared filings (10 issuers)

Universa Black Swan GP LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

UB
Management entity

Universa Black Swan GP XII LLC

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XIV LLC

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XVIII LLC

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXIII LLC

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXII LLC

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXIV LLC

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXVI LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXVII LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXX LLC

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP IX LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP X LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XI LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XV LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXXIII LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXXII LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXXIV LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP I LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP V LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UA
Management entity

Universa Austrian GP I LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XIX LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UP
Management entity

Universa Protected Equity GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XXXV LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UB
Management entity

Universa Black Swan GP XLIV LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

US
Management entity

Universa Safe Haven GP LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Spencer. Their page shows their other deals.

UC
Management entity

Universa Capital LLC

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Spencer. Their page shows their other deals.

The team behind the deals

UB
Sponsor group

Universa Black Swan Protection

79 issuers · 368 filings · $1.63B reported sold · 2009–2026

One team, 79 deal companies. Eric Spencer is listed on 77 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Spencer.

UB
Sponsor group

Universa Black Swan Protection

10 issuers · 26 filings · $576.4M reported sold · 2009–2013

One team, 10 deal companies. Eric Spencer is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Spencer.

Same business address

22 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 89 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric Spencer by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 89 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric Spencer is listed on: none on file. No website or social profile named in UNIVERSA BLACK SWAN PROTECTION PROTOCOL II LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,501 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Monica, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Florida Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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