PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

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Eric W. Roberts

Named as an officer, director or promoter on SEC Form D filings · Quebec, Canada (as filed: A8), PA, NY, CA · Jun 13, 2012 → Apr 4, 2023

7deals (issuers)
$198.1Mreported sold
124investors
13Form D filings
2012–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric W. Roberts is listed as an executive officer and director on 13 SEC Form D filings by 7 issuers between Jun 2009 and Apr 2023. Largest by amount reported sold: CalciMedica, Inc. (La Jolla, CA — biotechnology — 2023; $75.4M reported sold to 55 investors), Valence Advantage Life Sciences Fund II, L.P. (New York, NY — pooled investment fund — 2012–2013; $60.8M reported sold to 11 investors), Invuity, Inc. (San Francisco, CA — other health care — 2012–2015; $25M reported sold to 21 investors), CalciMedica Subsidiary, Inc. (La Jolla, CA — biotechnology — 2020–2023; $17.2M reported sold to 12 investors), Valence CDK SPV, L.P. (New York, NY — pooled investment fund — 2014; $10.5M reported sold to 1 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $198.1M sold in total.

Listed alongside Alex Vayser (4 shared filings), Brett Robertson (4 shared filings), Philip Sawyer (4 shared filings), Gary Curtis (3 shared filings), Gregory B. Brown (3 shared filings) and 40 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

5 of the issuers belong to the sponsor group Valence (5 issuers, $90.8M reported sold, 2009–2023).

What this means A sponsor group is one team that sets up a new company for each deal. Valence has 5 companies on file and $90.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 45 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Eric W. Roberts and found 8 differences, 2 worth asking the sponsor about: Eric W. Roberts appears on 3 deals that stopped filing before reaching their target; Form D filed 103 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric W. Roberts has not run yet — it is joining a line of 58,607 names; searches run around the clock at the hosts' allowed rate. Searched so far: 660 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Deutsche Bank National Trust Company v. Eric Roberts closed
District Court, C.D. California · No. 2:18-cv-01648 · Filed Feb 28, 2018 · Closed Mar 12, 2018 · Nature of suit: 290 Real Property: Other · Cause: 28:1441 Notice of Removal
Role of Eric Roberts: Defendant · Outcome: Terminated 2018-03-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric W. Roberts..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 4 open, 41 closed (disposition not in docket feed)

Eric Roberts open
United States Bankruptcy Court, E.D. Michigan · No. 25-47865 · Filed Aug 5, 2025
Role of Eric Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MI (not a filing state)
Eric M Roberts open
United States Bankruptcy Court, C.D. California · No. 6:25-bk-11254 · Filed Mar 3, 2025
Role of Eric M Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric W. Roberts closed
United States Bankruptcy Court, E.D. Kentucky · No. 22-20094 · Filed Feb 21, 2022 · Closed Oct 20, 2022
Role of Eric W. Roberts: Debtor · Outcome: Case closed 2022-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in KY (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, N.D. Mississippi · No. 20-11030 · Filed Mar 6, 2020 · Closed Mar 13, 2025
Role of Eric Roberts: Debtor · Outcome: Case closed 2025-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MS (not a filing state)
Eric Roberts open
United States Bankruptcy Court, C.D. California · No. 6:19-bk-20315 · Filed Nov 23, 2019
Role of Eric Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA)
Eric Roberts closed
United States Bankruptcy Court, N.D. Alabama · No. 16-40481 · Filed Mar 16, 2016 · Closed Aug 19, 2016
Role of Eric Roberts: Debtor · Outcome: Case closed 2016-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, M.D. Florida · No. 3:15-bk-00958 · Filed Mar 5, 2015 · Closed Aug 28, 2015
Role of Eric Roberts: Debtor · Outcome: Case closed 2015-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in FL (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, M.D. Florida · No. 3:13-bk-07225 · Filed Dec 10, 2013 · Closed Apr 11, 2014
Role of Eric Roberts: Debtor · Outcome: Case closed 2014-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in FL (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, S.D. Alabama · No. 13-04142 · Filed Nov 25, 2013 · Closed May 14, 2014
Role of Eric Roberts: Debtor · Outcome: Case closed 2014-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-13438 · Filed Oct 31, 2013 · Closed Feb 13, 2014
Role of Eric Roberts: Debtor · Outcome: Case closed 2014-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in FL (not a filing state)
Eric H. Roberts closed
United States Bankruptcy Court, E.D. New York · No. 1-13-43832 · Filed Jun 24, 2013 · Closed Sep 24, 2013
Role of Eric H. Roberts: Debtor · Outcome: Case closed 2013-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, S.D. Alabama · No. 13-01833 · Filed May 28, 2013 · Closed Jan 17, 2014
Role of Eric Roberts: Debtor · Outcome: Case closed 2014-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
Eric Roberts and Sara Roberts closed
United States Bankruptcy Court, N.D. California · No. 11-11529 · Filed Apr 28, 2011 · Closed Aug 9, 2011
Role of Eric Roberts and Sara Roberts: Debtor · Outcome: Case closed 2011-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric C. Roberts and Patricia A. Roberts closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-22330 · Filed Apr 14, 2011 · Closed Aug 24, 2011
Role of Eric C. Roberts and Patricia A. Roberts: Debtor · Outcome: Case closed 2011-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric D Roberts and Linda M Pierluissi closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-15528 · Filed Feb 9, 2011 · Closed Jun 28, 2011
Role of Eric D Roberts and Linda M Pierluissi: Debtor · Outcome: Case closed 2011-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, E.D. Michigan · No. 10-66057 · Filed Aug 19, 2010 · Closed Nov 22, 2010
Role of Eric Roberts: Debtor · Outcome: Case closed 2010-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MI (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-40676 · Filed Jul 26, 2010 · Closed Oct 19, 2010
Role of Eric Roberts: Debtor · Outcome: Case closed 2010-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA)
Eric Roberts closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-29591 · Filed May 17, 2010 · Closed Jul 27, 2010
Role of Eric Roberts: Debtor · Outcome: Case closed 2010-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA)
Eric W. Roberts and Mistie D. Roberts closed
United States Bankruptcy Court, N.D. Oklahoma · No. 10-10220 · Filed Jan 28, 2010 · Closed Jul 15, 2010
Role of Eric W. Roberts and Mistie D. Roberts: Debtor · Outcome: Case closed 2010-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in OK (not a filing state)
Eric A Roberts closed
United States Bankruptcy Court, N.D. California · No. 09-33958 · Filed Dec 14, 2009 · Closed Jan 11, 2011
Role of Eric A Roberts: Debtor · Outcome: Case closed 2011-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, E.D. New York · No. 1-07-41244 · Filed Mar 14, 2007 · Closed Apr 26, 2007
Role of Eric Roberts: Debtor · Outcome: Case closed 2007-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY)
Eric Roberts closed
United States Bankruptcy Court, E.D. New York · No. 1-06-44730 · Filed Dec 6, 2006 · Closed Jan 3, 2007
Role of Eric Roberts: Debtor · Outcome: Case closed 2007-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY)
Eric Roberts closed
United States Bankruptcy Court, D. Maryland · No. 05-23926 · Filed Jun 16, 2005 · Closed Jul 17, 2007
Role of Eric Roberts: Debtor · Outcome: Case closed 2007-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MD (not a filing state)
Eric F. Roberts closed
United States Bankruptcy Court, N.D. California · No. 05-52474 · Filed Apr 26, 2005 · Closed May 28, 2008
Role of Eric F. Roberts: Debtor · Outcome: Case closed 2008-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric A. Roberts and Monica E. Roberts closed
United States Bankruptcy Court, E.D. California · No. 04-27243 · Filed Jul 15, 2004 · Closed Oct 29, 2004
Role of Eric A. Roberts and Monica E. Roberts: Debtor · Outcome: Case closed 2004-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric M. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 04-63259 · Filed May 6, 2004 · Closed Aug 12, 2004
Role of Eric M. Roberts: Debtor · Outcome: Case closed 2004-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, N.D. Illinois · No. 02-39353 · Filed Oct 8, 2002 · Closed Jun 3, 2003
Role of Eric Roberts: Debtor · Outcome: Case closed 2003-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in IL (not a filing state)
ERIC W ROBERTS and AMANDA K ROBERTS closed
United States Bankruptcy Court, N.D. Alabama · No. 02-81997 · Filed May 1, 2002 · Closed Aug 21, 2002
Role of ERIC W ROBERTS and AMANDA K ROBERTS: Debtor · Outcome: Case closed 2002-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
Eric E Roberts and Patricia A Roberts closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-15399 · Filed Apr 1, 2002 · Closed Jul 31, 2002
Role of Eric E Roberts and Patricia A Roberts: Debtor · Outcome: Case closed 2002-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, N.D. Illinois · No. 01-45219 · Filed Dec 21, 2001 · Closed Dec 3, 2003
Role of Eric Roberts: Debtor · Outcome: Case closed 2003-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in IL (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, M.D. Alabama · No. 01-04583 · Filed Jul 27, 2001 · Closed Feb 26, 2003
Role of Eric Roberts: Debtor · Outcome: Case closed 2003-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
Eric L. Roberts and Heather J. Roberts closed
United States Bankruptcy Court, N.D. California · No. 00-12908 · Filed Dec 22, 2000 · Closed Mar 29, 2001
Role of Eric L. Roberts and Heather J. Roberts: Debtor · Outcome: Case closed 2001-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-27556 · Filed Dec 6, 2000 · Closed Apr 12, 2001
Role of Eric Roberts: Debtor · Outcome: Case closed 2001-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA)
Eric Roberts closed
United States Bankruptcy Court, D. Maryland · No. 99-63873 · Filed Oct 26, 1999 · Closed Feb 11, 2000
Role of Eric Roberts: Debtor · Outcome: Case closed 2000-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MD (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, N.D. Georgia · No. 99-90720 · Filed Jun 10, 1999 · Closed Dec 1, 2003
Role of Eric Roberts: Debtor · Outcome: Case closed 2003-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in GA (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, E.D. Michigan · No. 99-20849 · Filed Apr 16, 1999 · Closed Aug 3, 1999
Role of Eric Roberts: Debtor · Outcome: Case closed 1999-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in MI (not a filing state)
Eric Roberts closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 95-15333 · Filed Jul 12, 1995 · Closed Nov 29, 1995
Role of Eric Roberts: Debtor · Outcome: Case closed 1995-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (PA)
Eric J. Roberts closed
United States Bankruptcy Court, N.D. New York · No. 95-60937 · Filed Mar 22, 1995 · Closed Dec 15, 1997
Role of Eric J. Roberts: Debtor · Outcome: Case closed 1997-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, N.D. Illinois · No. 94-08950 · Filed May 4, 1994 · Closed Oct 14, 1994
Role of Eric Roberts: Debtor · Outcome: Case closed 1994-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in IL (not a filing state)
Eric J. Roberts and Tamie Roberts closed
United States Bankruptcy Court, N.D. New York · No. 93-62969 · Filed Oct 5, 1993 · Closed Apr 18, 1994
Role of Eric J. Roberts and Tamie Roberts: Debtor · Outcome: Case closed 1994-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (NY); middle initial differs
Eric Roberts closed
United States Bankruptcy Court, N.D. Illinois · No. 93-18568 · Filed Sep 1, 1993 · Closed Feb 15, 1994
Role of Eric Roberts: Debtor · Outcome: Case closed 1994-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in IL (not a filing state)
Eric S. Roberts closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 92-17128 · Filed Nov 18, 1992 · Closed Feb 25, 1993
Role of Eric S. Roberts: Debtor · Outcome: Case closed 1993-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (PA); middle initial differs
Eric C Roberts closed
United States Bankruptcy Court, C.D. California · No. 1:88-bk-08394 · Filed Apr 21, 1988 · Closed Sep 22, 1988
Role of Eric C Roberts: Debtor · Outcome: Case closed 1988-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in the person's filing state (CA); middle initial differs
ERIC ROBERTS closed
United States Bankruptcy Court, D. Delaware · No. 82-00378 · Filed Oct 18, 1982 · Closed Mar 22, 1983
Role of ERIC ROBERTS: Debtor · Outcome: Case closed 1983-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in DE (not a filing state)
Eric W. Roberts open
United States Bankruptcy Court, N.D. Alabama · No. 25-80174 · Filed —
Role of Eric W. Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 183 federal dockets); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Eric W. Roberts — 2 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · May 14, 2010 – May 15, 2020

Eric W. Roberts appears on 3 deals that stopped filing before reaching their target

Valence Investments SPV IV LLC (last filing May 15, 2020; $0 sold of $8,000,000); Valence Advantage Life Sciences Fund II, L.P. (last filing Mar 14, 2013; $60,800,000 sold of $175,000,000); Gemin X Pharmaceuticals Inc (last filing May 14, 2010; $9,259,078 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Valence Investments SPV IV LLC — PartnerFacts page ↗Valence Advantage Life Sciences Fund II, L.P. — PartnerFacts page ↗Gemin X Pharmaceuticals Inc — PartnerFacts page ↗
Sources
Worth asking · Dec 4, 2013 – Mar 17, 2014

Form D filed 103 days after the first sale — Valence CDK SPV, L.P.

The filing says the first sale was Dec 4, 2013. The Form D was filed Mar 17, 2014 — 103 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 88 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 17, 2014 ↗Valence CDK SPV, L.P. — PartnerFacts page ↗
Sources
Note · May 29, 2009 – Mar 10, 2015

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Invuity, Inc. (latest filing Mar 10, 2015) · No amendment in the last 12 months on an offering that may still be open — Invuity, Inc. (latest filing Mar 10, 2014) · No amendment in the last 12 months on an offering that may still be open — Valence Advantage Life Sciences Fund II, L.P. (latest filing Mar 14, 2013) · No amendment in the last 12 months on an offering that may still be open — Invuity, Inc. (latest filing Jun 13, 2012) · No amendment in the last 12 months on an offering that may still be open — Gemin X Pharmaceuticals Inc (latest filing May 14, 2010) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Mar 10, 2015 ↗Invuity, Inc. — PartnerFacts page ↗Form D · Mar 10, 2014 ↗Form D/A · Mar 14, 2013 ↗
Sources
Note · May 27, 2020 – Apr 4, 2023

Eric W. Roberts's role changed at CalciMedica Subsidiary, Inc.: executive officer, director → executive officer

The May 27, 2020 filing lists Eric W. Roberts as executive officer, director; the Apr 4, 2023 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 27, 2020 ↗Form D · Apr 4, 2023 ↗Eric W. Roberts — PartnerFacts page ↗CalciMedica Subsidiary, Inc. — PartnerFacts page ↗
Sources
Note · Feb 18, 2015 – Mar 10, 2015

Offering amount changed between filings — Invuity, Inc.

The Feb 18, 2015 filing says $20,315,480 offered; the Mar 10, 2015 Form D/A says $23,734,994.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 18, 2015 ↗Form D/A (later) · Mar 10, 2015 ↗Invuity, Inc. — PartnerFacts page ↗
Sources
Note · Jun 12, 2009 – Mar 17, 2014

Eric W. Roberts is written 2 different ways on the filings

listed as "Eric W. Roberts" on 10 filings (from Jun 12, 2009), and "Eric Roberts" on 3 filings (from Mar 17, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 12, 2009 ↗Form D · Mar 17, 2014 ↗Eric W. Roberts — PartnerFacts page ↗
Sources
Note · Jun 12, 2009 – May 14, 2010

Address moved from Montreal, Quebec, Canada (as filed: A8) to Malvern, PA — Gemin X Pharmaceuticals Inc

The people listed on the Jun 12, 2009 filing give Montreal, Quebec, Canada (as filed: A8); on the May 14, 2010 filing they give Malvern, PA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 12, 2009 ↗Form D · May 14, 2010 ↗Gemin X Pharmaceuticals Inc — PartnerFacts page ↗
Sources
Note · Jun 12, 2009 – Apr 4, 2023

Eric W. Roberts is listed with 4 different address states: A8, PA, NY, CA

Quebec, Canada (as filed: A8) on 1 filing (Jun 12, 2009); PA on 1 filing (May 14, 2010); NY on 4 filings (Mar 14, 2012 to May 15, 2020); CA on 7 filings (Jun 13, 2012 to Apr 4, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 12, 2009 ↗Form D · May 14, 2010 ↗Form D · Mar 14, 2012 ↗Form D · Jun 13, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 1 reports finder's fees totalling $67,880; 1 reports proceeds to related persons totalling $649,911.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 4, 2023 D
CalciMedica Subsidiary, Inc.
File 021-477889
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2023 D
CalciMedica, Inc.
File 021-477891
$0$0$0None listed on this filingEDGAR ↗
May 27, 2020 D
CalciMedica Subsidiary, Inc.
File 021-367736
$0$0$0None listed on this filingEDGAR ↗
May 15, 2020 D
Valence Investments SPV IV LLC
File 021-367023
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2015 D/A
Invuity, Inc.
File 021-234279
$0$0$0None listed on this filingEDGAR ↗
Mar 17, 2014 D
Valence CDK SPV, L.P.
File 021-213734
$0$0$0None listed on this filingEDGAR ↗
Mar 10, 2014 D
Invuity, Inc.
File 021-213213
$0$0$0None listed on this filingEDGAR ↗
Mar 14, 2013 D/A
Valence Advantage Life Sciences Fund II, L.P.
File 021-174950
$0$67,880$0
The General Partner of the Issuer is entitiled to a management fee.
Benedetto Gartland & Company, Inc. BrokerCheck CRD 24083 ↗
via Benedetto Gartland & Company, Inc. (CRD 24083 ↗)
EDGAR ↗
Jun 13, 2012 D
Invuity, Inc.
File 021-179677
$0$0$0None listed on this filingEDGAR ↗
May 14, 2010 D
Gemin X Pharmaceuticals Inc
File 021-142104
$0$0$0None listed on this filingEDGAR ↗
Jun 12, 2009 D
Gemin X Pharmaceuticals Inc
File 021-106175
$0$0$649,911None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Eric W. Roberts on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Biotechnology · group: Valence

CalciMedica, Inc.

La Jolla, CA · Apr 4, 2023
  • Apr 4, 2023 · D · $9,109,912 sold of $9,109,912 · 55 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $75.4M from 55 investors (100% of the $9.11M target) as of the latest filing. Eric is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Biotechnology · group: Valence

CalciMedica Subsidiary, Inc.

La Jolla, CA · May 27, 2020 → Apr 4, 2023 · 2 filings
  • Apr 4, 2023 · D · $10,340,663 sold of $10,340,663 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 27, 2020 · D · $17,194,272 sold of $17,194,272 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $17.2M from 12 investors (100% of the $10.3M target) as of the latest filing. Eric is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VI
Biotechnology · group: Valence

Valence Investments SPV IV LLC

New York, NY · May 15, 2020
  • May 15, 2020 · D · $0 sold of $8,000,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director (Member and Manager of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Other Health Care

Invuity, Inc.

San Francisco, CA · Jun 13, 2012 → Mar 10, 2015 · 4 filings
  • Mar 10, 2015 · D/A · $22,897,572 sold of $23,734,994 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 18, 2015 · D · $20,250,000 sold of $20,315,480 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2014 · D · $22,384,380 sold of $22,625,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 13, 2012 · D · $24,999,994 sold of $25,000,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25M from 21 investors (100% of the $23.7M target) as of the latest filing. Eric is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VC
Pooled Investment Fund · group: Valence

Valence CDK SPV, L.P.

New York, NY · Mar 17, 2014
  • Mar 17, 2014 · D · $10,500,000 sold of $10,500,000 · 1 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

Raised $10.5M from 1 investor (100% of the $10.5M target) as of the latest filing. Eric is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Pooled Investment Fund · group: Valence

Valence Advantage Life Sciences Fund II, L.P.

New York, NY · Mar 14, 2012 → Mar 14, 2013 · 2 filings
  • Mar 14, 2013 · D/A · $60,800,000 sold of $175,000,000 · 11 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗
  • Mar 14, 2012 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $60.8M from 11 investors (35% of the $175M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GX
Biotechnology

Gemin X Pharmaceuticals Inc

Malvern, PA · Jun 12, 2009 → May 14, 2010 · 2 filings
  • May 14, 2010 · D · $3,916,229 sold of $8,500,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 12, 2009 · D · $9,259,078 sold of $20,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.26M from 24 investors (100% of the $8.5M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Eric 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

VL
Management entity

Valence Life Sciences GP II, LLC

Promoter, Director · 3 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RL
Management entity

Rachel Leheny

Director, Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RL
Management entity

Rachel Leheny

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

AV
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Vayser

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Sawyer

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Robertson

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Reza Zadno

Director · 3 shared filings (1 issuer) · also on 8 other issuers

Reza Zadno is on 9 issuers in total — a repeat sponsor. Their page lists every one.

RM
No photo found (searched own website, image search on Oct 24, 2026)
Person

Robert G. McNeil

Director · 3 shared filings (2 issuers) · also on 9 other issuers

Robert G. McNeil is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gandy

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Curtis

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Morenstein

Director · 3 shared filings (2 issuers) · also on 3 other issuers

Scott Morenstein is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RL
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Lipps

Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Gerberich

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory B. Brown

Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gordon C. Shore

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

D. Michael Dixon

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew R. Jordan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy J. Barberich

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter R. Dolan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

FM
No photo found yet (own website and image search run after this page is viewed)
Person

Fred A. Middleton

Director · 2 shared filings (2 issuers) · also on 13 other issuers

Fred A. Middleton is on 15 issuers in total — a repeat sponsor. Their page lists every one.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory T. Lucier

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

KT
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Trauner

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Cecil

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Rimer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Geffken

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth A. Stauderman

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sudarshan Hebbar

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Gorman

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Jean Viallet

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Dunn

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron Davidson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Ehrlich

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Dunn

Executive Officer, Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Wilson

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Theresa Brandner-Allen

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Diamond

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Heigel

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Davison

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Frederic Guerard

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lakmir Chawla

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric W. Roberts. Their page shows their other deals.

The team behind the deals

V
Sponsor group

Valence

5 issuers · 25 filings · $90.8M reported sold · 2009–2023

One team, 5 deal companies. Eric W. Roberts is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric W. Roberts.

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric W. Roberts by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric W. Roberts is listed on: none on file. No website or social profile named in Invuity, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #305,521 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Pennsylvania UJS portal case search ↗New York WebCivil Supreme ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

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