PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:12 AM ET

Sponsor Check › Person

Eric T. Steigerwalt

Related person on Form D filings · address state as listed: NC · listed Dec 5, 2013 → Sep 25, 2026

5issuers
53Form D filings
2013–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

24 of 26 offerings report sales commissions totalling $110,237,290; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Sep 25, 2026 D/A
File 021-295652
$6,352,059$0$0James Van Epps BrokerCheck CRD 844958 ↗
via Innovation Partners, LLC (CRD 146344 ↗)

Kirk L. Penland BrokerCheck CRD 3203257 ↗
via KESTRA Investment Services, LLC (CRD 42046 ↗)

Thomas J. Hummer BrokerCheck CRD 253046 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

Stanley F. Eckert BrokerCheck CRD 2842396 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp. (CRD 43536 ↗)

Steven W. Broadbent BrokerCheck CRD 3135332 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Michael D. Shannon BrokerCheck CRD 1314743 ↗
via Newport Group Securities, Inc (CRD 29722 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via Northwestern Mutual Investment Services (CRD 2881 ↗)

Kirk Penland BrokerCheck CRD 3203257 ↗
via USF Securities, L.P. (CRD 37942 ↗)

William Zelenik BrokerCheck CRD 1154239 ↗
via Tower Square Securities, Inc. (CRD 833 ↗)

Chris Parker BrokerCheck CRD 2739646 ↗
via Clark Securities Inc. (CRD 43803 ↗)

Craig Cayford BrokerCheck CRD 2073600 ↗
via Clark Securities Inc. (CRD 43803 ↗)

Steve Broadbent BrokerCheck CRD 3135332 ↗
via Clark Securities Inc. (CRD 43803 ↗)

Brenda Imes BrokerCheck CRD 1255331 ↗
via Clark Securities Inc. (CRD 43803 ↗)

John Argue BrokerCheck CRD 2472387 ↗
via Clark Securities Inc. (CRD 43803 ↗)

Various Agents no CRD number reported
via FPCM Securities (CRD 38283 ↗)

Carlos Huerta BrokerCheck CRD 3042039 ↗
via Clark Securities Inc. (CRD 43803 ↗)

Carlos A. Huerta BrokerCheck CRD 3042039 ↗
via State Farm VP Management Corp. (CRD 43036 ↗)

Andrew Arigo BrokerCheck CRD 2949837 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Chris Nyland BrokerCheck CRD 1613008 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Andy Hart BrokerCheck CRD 2605726 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)

Kirk Penland BrokerCheck CRD 3203257 ↗
via Multi-Financial Securities, Corp. (CRD 10299 ↗)

Kevin Ballou BrokerCheck CRD 1895717 ↗
via Clark-Bardes Securities, Inc. (CRD 29094 ↗)

Andrew Arigo BrokerCheck CRD 2949837 ↗
via Ascensus Broker Dealer, LLC (CRD 36478 ↗)

Michael Shannon BrokerCheck CRD 1314743 ↗
via Ascensus Broker Dealer, LLC (CRD 36478 ↗)

Matthew B. Shoen BrokerCheck CRD 1279191 ↗
via Private Placement Insurance Products, LLC (CRD 140139 ↗)

Samuel H. Robert BrokerCheck CRD 4845714 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)
EDGAR ↗Sep 25, 2026 D/A
File 021-295653
$5,804,072$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

John L. Sanford III BrokerCheck CRD 1793105 ↗
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗May 21, 2026 D/A
File 021-358704
$0$0$0None listed on this filing
EDGAR ↗Sep 29, 2017 D
File 021-295654
$3,455,384$0$0William J. Lynch III BrokerCheck CRD 1060714 ↗
via WJ Lynch Investor Services LLC (CRD 140762 ↗)

Various no CRD number reported
via Newport Group Securities (CRD 29722 ↗)

Various no CRD number reported
via FAS Corp (CRD 43536 ↗)
EDGAR ↗Oct 17, 2016 D
File 021-272621
$319,684$0$0Samuel Jacobs BrokerCheck CRD 2557191 ↗
via Manor House Capital, LLC (CRD 140863 ↗)

Jennifer H. Macaulay BrokerCheck CRD 2447557 ↗
via Stern Capital LLC (CRD 131226 ↗)

Various Agents no CRD number reported
via Lion Street Financial, LLC (CRD 165828 ↗)
EDGAR ↗Oct 17, 2016 D
File 021-272623
$2,748,023$0$0Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)

Various Agents no CRD number reported
via MSI Financial Services (CRD 14251 ↗)
EDGAR ↗Oct 14, 2016 D
File 021-272524
$4,042,225$0$0James Van Epps BrokerCheck CRD 844958 ↗
via Innovation Partners, LLC (CRD 146344 ↗)

Kirk L. Penland BrokerCheck CRD 3203257 ↗
via KESTRA Investment Services, LLC (CRD 42046 ↗)

Thomas J. Hummer BrokerCheck CRD 253046 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

Stanley F. Eckert BrokerCheck CRD 2842396 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp. (CRD 43536 ↗)

Steven W. Broadbent BrokerCheck CRD 3135332 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)
EDGAR ↗Oct 14, 2016 D
File 021-272528
$2,939,053$0$0William J. Lynch III BrokerCheck CRD 1060714 ↗
via WJ Lynch Investor Services LLC (CRD 140762 ↗)

Various no CRD number reported
via Newport Group Securities (CRD 29722 ↗)

Various no CRD number reported
via FAS Corp (CRD 43536 ↗)
EDGAR ↗Oct 14, 2016 D
File 021-272532
$3,580,509$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗Oct 14, 2016 D
File 021-272556
$15,465,865$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)

Various Agents no CRD number reported
via MSI Financial Services (CRD 19073 ↗)
EDGAR ↗Oct 14, 2016 D
File 021-272563
$4,427,780$0$0Various no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Various no CRD number reported
via AON Benfield Securities, Inc. (CRD 4138 ↗)

Various no CRD number reported
via MSI Financial Services (CRD 14251 ↗)

Various no CRD number reported
via NFP Securities, Inc. (CRD 42046 ↗)

Various no CRD number reported
via Morgan Stanley Smith Barney (CRD 149777 ↗)

Various no CRD number reported
via Private Placement Insurance Products, LLC (CRD 140139 ↗)

Various no CRD number reported
via Lifemark Securities Corp. (CRD 16204 ↗)

Various no CRD number reported
via NFP Securities, Inc. (CRD 42046 ↗)

Various no CRD number reported
via Innovation Partners LLC (CRD 146344 ↗)

Various no CRD number reported
via Horner, Townsend, Kent, Inc. (CRD 4031 ↗)
EDGAR ↗Dec 3, 2015 D
File 021-252358
$0$0$0Various Agents no CRD number reported
via FAS Corp (CRD 43536 ↗)

Bryant W. Kirk BrokerCheck CRD 1049653 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)
EDGAR ↗Nov 17, 2015 D
File 021-251363
$15,421,771$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)

Various Agents no CRD number reported
via Metlife Securities Inc. (CRD 19073 ↗)
EDGAR ↗Nov 17, 2015 D
File 021-251365
$4,148,042$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Eric D. Wittenmyer BrokerCheck CRD 2409548 ↗
via AON Benfield Securities, Inc. (CRD 4138 ↗)

Various Agents no CRD number reported
via MetLife Securities, Inc. (CRD 14251 ↗)

Glenn A. Fishman BrokerCheck CRD 2692826 ↗
via Securities America, Inc. (CRD 10205 ↗)

John A. Whittemore BrokerCheck CRD 809742 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Myrteel M. Ward BrokerCheck CRD 2137601 ↗
via Morgan Stanley Smith Barney (CRD 149777 ↗)

Donald G. Petrie BrokerCheck CRD 2466923 ↗
via Private Placement Insurance Products, LLC (CRD 140139 ↗)

Carl S. Feen BrokerCheck CRD 205478 ↗
via Lifemark Securities Corp. (CRD 16204 ↗)

Gary B. Block BrokerCheck CRD 1666471 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Various Agents no CRD number reported
via Innovation Partners LLC (CRD 146344 ↗)

Various Agents no CRD number reported
via Horner, Townsend, Kent, Inc. (CRD 4031 ↗)
EDGAR ↗Nov 17, 2015 D
File 021-251357
$1,221,654$0$0William J. Lynch III BrokerCheck CRD 1060714 ↗
via WJ Lynch Investor Services LLC (CRD 140762 ↗)
EDGAR ↗Nov 17, 2015 D
File 021-251358
$3,949,298$0$0Various Agents no CRD number reported
via FPCM Securities, LLC (CRD 38283 ↗)

Kirk L. Penland BrokerCheck CRD 3203257 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Thomas J. Hummer BrokerCheck CRD 253046 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

Stanley F. Eckert BrokerCheck CRD 2842396 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp. (CRD 43536 ↗)

Steven W. Broadbent BrokerCheck CRD 3135332 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)
EDGAR ↗Nov 17, 2015 D
File 021-251360
$3,320,151$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗Nov 13, 2015 D
File 021-251197
$286,945$0$0Samuel Jacobs BrokerCheck CRD 2557191 ↗
via Manor House Capital, LLC (CRD 140863 ↗)

Jennifer H. Macaulay BrokerCheck CRD 2447557 ↗
via Stern Capital LLC (CRD 131226 ↗)

Various Agents no CRD number reported
via Lion Street Financial, LLC (CRD 165828 ↗)
EDGAR ↗Nov 13, 2015 D
File 021-251215
$2,743,435$0$0Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)

Various Agents no CRD number reported
via Metlife Securities Inc. (CRD 14251 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-207470
$15,388,909$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-207655
$3,868,304$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

Eric D. Wittenmyer BrokerCheck CRD 2409548 ↗
via AON Benfield Securities, Inc. (CRD 4138 ↗)

Various Agents no CRD number reported
via MetLife Securities, Inc. (CRD 14251 ↗)

Glenn A. Fishman BrokerCheck CRD 2692826 ↗
via Securities America, Inc. (CRD 10205 ↗)

John A. Whittemore BrokerCheck CRD 809742 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Myrteel M. Ward BrokerCheck CRD 2137601 ↗
via Morgan Stanley Smith Barney (CRD 149777 ↗)

Donald G. Petrie BrokerCheck CRD 2466923 ↗
via Private Placement Insurance Products, LLC (CRD 140139 ↗)

Carl S. Feen BrokerCheck CRD 205478 ↗
via Lifemark Securities Corp. (CRD 16204 ↗)

Gary B. Block BrokerCheck CRD 1666471 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Various Agents no CRD number reported
via Innovation Partners LLC (CRD 146344 ↗)

Various Agents no CRD number reported
via Horner, Townsend, Kent, Inc. (CRD 4031 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-207669
$253,423$0$0Samuel Jacobs BrokerCheck CRD 2557191 ↗
via Manor House Capital LLC (CRD 140863 ↗)

Jennifer H. Macaulay BrokerCheck CRD 2447557 ↗
via Stern Capital LLC (CRD 131226 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-207742
$2,733,815$0$0Various Agents no CRD number reported
via New England Securities Corporation (CRD 615 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-209659
$3,773,668$0$0Various Agents no CRD number reported
via FPCM Securities, LLC (CRD 38283 ↗)

Kirk L. Penland BrokerCheck CRD 3203257 ↗
via NFP Securities, Inc. (CRD 42046 ↗)

Thomas J. Hummer BrokerCheck CRD 253046 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)

Stanley F. Eckert BrokerCheck CRD 2842396 ↗
via Newport Group Securities, Inc. (CRD 29722 ↗)

Samir H. Sheth BrokerCheck CRD 2511571 ↗
via FAS Corp. (CRD 43536 ↗)

Steven W. Broadbent BrokerCheck CRD 3135332 ↗
via Valmark Securities, Inc. (CRD 31243 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-209667
$3,052,471$0$0Various Agents no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)
EDGAR ↗Oct 28, 2014 D/A
File 021-210848
$940,750$0$0William J. Lynch III BrokerCheck CRD 1060714 ↗
via WJ Lynch Investor Services LLC (CRD 140762 ↗)

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 25, 2026D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 25, 2026D/AIndefinite
similar: $750,000–$13,000,000
$611,218,7737
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗Brighthouse Services, LLCExecutive Officer, DirectorMay 21, 2026D/AIndefinite
similar: $750,000–$13,000,000
$5,150,0007
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 26, 2025D/AIndefinite
similar: $750,000–$13,000,000
$611,218,7737
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 26, 2025D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗Brighthouse Services, LLCExecutive Officer, DirectorMay 21, 2025D/AIndefinite
similar: $750,000–$13,000,000
$4,572,5007
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2024D/AIndefinite
similar: $750,000–$13,000,000
$611,218,7737
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2024D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗Brighthouse Services, LLCExecutive Officer, DirectorMay 20, 2024D/AIndefinite
similar: $750,000–$13,000,000
$3,720,0006
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2023D/AIndefinite
similar: $750,000–$13,000,000
$611,218,7737
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2023D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗Brighthouse Services, LLCExecutive Officer, DirectorMay 18, 2023D/AIndefinite
similar: $750,000–$13,000,000
$3,060,0006
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2022D/AIndefinite
similar: $750,000–$13,000,000
$75,848,7986
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2021D/AIndefinite
similar: $750,000–$13,000,000
$75,848,7986
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2021D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 28, 2020D/AIndefinite
similar: $750,000–$13,000,000
$75,821,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 28, 2020D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 26, 2019D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 26, 2019D/AIndefinite
similar: $750,000–$13,000,000
$75,821,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2018D/AIndefinite
similar: $750,000–$13,000,000
$75,821,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 27, 2018D/AIndefinite
similar: $750,000–$13,000,000
$273,677,9922
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 29, 2017DIndefinite
similar: $750,000–$13,000,000
$1,256,563,3687
similar: 1–13
$1,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 29, 2017DIndefinite
similar: $750,000–$13,000,000
$271,202,9852
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorSep 29, 2017DIndefinite
similar: $750,000–$13,000,000
$74,996,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorOct 17, 2016DIndefinite
similar: $750,000–$13,000,000
$17,768,29928
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorOct 17, 2016DIndefinite
similar: $750,000–$13,000,000
$16,208,4479
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorOct 14, 2016DIndefinite
similar: $750,000–$13,000,000
$363,551,50732
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorOct 14, 2016DIndefinite
similar: $750,000–$13,000,000
$58,962,58169
similar: 1–13
$100,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorOct 14, 2016DIndefinite
similar: $750,000–$13,000,000
$271,202,9852
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorOct 14, 2016DIndefinite
similar: $750,000–$13,000,000
$1,256,563,3687
similar: 1–13
$1,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorOct 14, 2016DIndefinite
similar: $750,000–$13,000,000
$74,996,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorDec 3, 2015DIndefinite
similar: $750,000–$13,000,000
$1,000,000,0001
similar: 1–13
No minimum reported
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorNov 17, 2015DIndefinite
similar: $750,000–$13,000,000
$362,880,00732
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorNov 17, 2015DIndefinite
similar: $750,000–$13,000,000
$57,017,77269
similar: 1–13
$100,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorNov 17, 2015DIndefinite
similar: $750,000–$13,000,000
$271,202,9852
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorNov 17, 2015DIndefinite
similar: $750,000–$13,000,000
$74,996,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorNov 17, 2015DIndefinite
similar: $750,000–$13,000,000
$181,563,3681
similar: 1–13
$1,000,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorNov 13, 2015DIndefinite
similar: $750,000–$13,000,000
$17,570,22928
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorNov 13, 2015DIndefinite
similar: $750,000–$13,000,000
$16,208,4479
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$16,932,20528
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$16,208,4479
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$362,125,49032
similar: 1–13
$150,000
similar: $6,403–$560,000
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$55,594,06969
similar: 1–13
$100,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$271,202,9852
similar: 1–13
$30,000,000
similar: $6,403–$560,000
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$74,996,1206
similar: 1–13
$2,000,000
similar: $6,403–$560,000
EDGAR ↗METLIFE INVESTORS USA INSURANCE COExecutive Officer, DirectorOct 28, 2014D/AIndefinite
similar: $750,000–$13,000,000
$181,563,3681
similar: 1–13
$1,000,000
similar: $6,403–$560,000
EDGAR ↗METLIFE INVESTORS USA INSURANCE COExecutive Officer, DirectorJan 28, 2014DIndefinite
similar: $3,999,996–$50,000,000
$181,563,3681
similar: 1–1
$1,000,000
similar: $1,000,000–$19,713,626
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorJan 9, 2014DIndefinite
similar: $3,999,996–$50,000,000
$271,202,9852
similar: 1–1
$30,000,000
similar: $1,000,000–$19,713,626
EDGAR ↗BRIGHTHOUSE LIFE INSURANCE CoExecutive Officer, DirectorJan 9, 2014DIndefinite
similar: $3,999,996–$50,000,000
$74,996,1205
similar: 1–1
$2,000,000
similar: $1,000,000–$19,713,626
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorDec 10, 2013DIndefinite
similar: $3,999,996–$50,000,000
$16,932,20528
similar: 1–1
$150,000
similar: $1,000,000–$19,713,626
EDGAR ↗NEW ENGLAND LIFE INSURANCE COExecutive Officer, DirectorDec 9, 2013DIndefinite
similar: $3,999,996–$50,000,000
$16,208,4479
similar: 1–1
$150,000
similar: $1,000,000–$19,713,626
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorDec 9, 2013DIndefinite
similar: $3,999,996–$50,000,000
$359,050,19032
similar: 1–1
$150,000
similar: $1,000,000–$19,713,626
EDGAR ↗METROPOLITAN TOWER LIFE INSURANCE COExecutive Officer, DirectorDec 5, 2013DIndefinite
similar: $3,999,996–$50,000,000
$54,855,96569
similar: 1–1
$100,000
similar: $1,000,000–$19,713,626

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Eric T. Steigerwalt — address state NJ, 4 issuers, Dec 2, 2011 → Jan 28, 2013 · listed on 4 of the same issuers as this record (same name, kept as separate records)
  • Eric T. Steigerwalt — address state NY, 2 issuers, Dec 4, 2009 → Jan 25, 2012 · listed on 2 of the same issuers as this record (same name, kept as separate records)
  • Eric T. Steigerwalt — address state MA, 1 issuer, Jan 25, 2013 → Jan 21, 2014 · listed on 1 of the same issuer as this record (same name, kept as separate records)
  • Eric Steigerwalt — address state NC, 1 issuer, Jan 22, 2020 → May 18, 2022 · listed on 1 of the same issuer as this record (same name, kept as separate records)
  • Eric A. Steigerwalt — address state NC, 1 issuer, Sep 27, 2022 → Sep 27, 2022 · listed on 1 of the same issuer as this record (same name, kept as separate records)

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 33 names on the same filings (0 management entities, 33 people)

People and management entities the issuers listed as related persons on the same Form D filings as Eric T. Steigerwalt. Source: the EDGAR rows in the table above.

  • Peter M. Carlson — 32 shared filings (4 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • John L. Rosenthal — 27 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Myles J. Lambert — 27 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Gene L. Lunman — 20 shared filings (3 issuers) · role as listed: Director
  • Edward A. Spehar — 19 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Elizabeth M. Forget — 16 shared filings (3 issuers) · roles as listed: Director, Executive Officer
  • Kimberly A. Berwanger — 16 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Meghan S. Doscher — 16 shared filings (2 issuers) · role as listed: Director
  • Kumar Das Gupta — 10 shared filings (3 issuers) · role as listed: Director
  • Lynn A. Dumais — 9 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • David A. Rosenbaum — 9 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jeffrey P. Halperin — 8 shared filings (2 issuers) · role as listed: Director
  • Christine M. DeBiase — 8 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Anant Bhalla — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Conor E. Murphy — 8 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 2 other issuers
  • Kristine H. Toscano — 7 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Paul A. LaPiana — 6 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Gianna H. Figaro-Sterling — 6 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Stanley J. Talbi — 4 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Steven H. Ashton — 4 shared filings (1 issuer) · role as listed: Director
  • Paul G. Cellupica — 4 shared filings (1 issuer) · role as listed: Director
  • Kieran Mullins — 4 shared filings (2 issuers) · roles as listed: Director, Executive Officer
  • Dina R. Lumerman — 4 shared filings (2 issuers) · role as listed: Director
  • Gianna Figaro-Sterling — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Susan A. Buffum — 2 shared filings (1 issuer) · role as listed: Director
  • Stephen Kessler — 2 shared filings (1 issuer) · role as listed: Director
  • Lisa Kuklinski — 2 shared filings (1 issuer) · role as listed: Director
  • Frank Cassandra — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Allie Lin — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Melissa B. Pavlovich — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Richard A. Cook — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Vonda Huss — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Jay Kaduson — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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