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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:25 AM ET

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Eric Smith

Named as an officer, director or promoter on SEC Form D filings · CA, NY, CO · Jan 7, 2010 → Apr 12, 2024

7deals (issuers)
$9.28Breported sold
502investors
14Form D filings
2010–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric Smith is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 7 issuers between Jan 2010 and Aug 2025. Largest by amount reported sold: NVA Holdings L.P. (Westlake Village, CA — industry reported as "Other" — 2020–2024; $9.25B reported sold to 337 investors), STONNINGTON MANAGED RISK FUND LP (Los Angeles, CA — pooled investment fund — 2010; $13.2M reported sold to 16 investors), FBF INVESTMENT, LLC (Cold Spring Harbor, NY — industry reported as "Other" — 2023–2025; $10.1M reported sold to 138 investors), Propagate Group, PBC (Arvada, CO — industry reported as "Other" — 2020–2022; $5.75M reported sold to 4 investors), Loving Home Technologies, Inc. (Littleton, CO — industry reported as "Other" — 2023; $1.64M reported sold to 2 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 15 years. Across those companies the filings report $9.28B sold in total.

Listed alongside Gregory Hartmann (4 shared filings), Ethan Steinberg (3 shared filings), Jeremy Kaufman (3 shared filings), William Morris (3 shared filings), Andrew McKeon (2 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuers belong to 2 sponsor groups: Fbf (6 issuers, $11M reported sold, 2011–2025) and Stonnington (2 issuers, $28.3M reported sold, 2010–2017).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name, 1 state regulator order, 24 bankruptcy cases matching the name listed in Key records below.

What this means 27 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Eric Smith and found 12 differences, 2 worth asking the sponsor about: Form D filed 798 days after the first sale; Eric Smith is no longer listed on the Jul 11, 2025 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric Smith has not run yet — it is joining a line of 15,712 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 2 closed (disposition not in docket feed)

Eric Smith v. Christopher A. Wray closed
District Court, C.D. California · No. 2:24-cv-06348 · Filed Jul 25, 2024 · Closed Feb 12, 2025
Role of Eric Smith: Plaintiff · Outcome: Terminated 2025-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric Smith v. Jamar R. Williams closed
District Court, C.D. California · No. 2:21-cv-03836 · Filed May 5, 2021 · Closed Oct 24, 2022
Role of Eric Smith: Plaintiff · Outcome: Terminated 2022-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Jul 14, 2025 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 29596 ↗ · Parties (regulator's caption): Veronica L. Reinaldo; Eric R. Smith; Pamela Smith; Cire Wealth Advisory Group L.L.C.; Infinite Bank of Cire Corporation
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 14 people with this name in Form D filings; regulator in AZ (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

24 cases: 1 open, 23 closed (disposition not in docket feed)

Eric Smith open
United States Bankruptcy Court, S.D. New York · No. 25-23094 · Filed Nov 12, 2025
Role of Eric Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric D. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-24-10638 · Filed Jun 10, 2024 · Closed Oct 11, 2024
Role of Eric D. Smith: Debtor · Outcome: Case closed 2024-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric Smith closed
United States Bankruptcy Court, S.D. New York · No. 19-22162 · Filed Jan 31, 2019 · Closed Sep 9, 2019
Role of Eric Smith: Debtor · Outcome: Case closed 2019-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric A Smith closed
United States Bankruptcy Court, C.D. California · No. 2:18-bk-22404 · Filed Oct 22, 2018 · Closed Feb 5, 2019
Role of Eric A Smith: Debtor · Outcome: Case closed 2019-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric Smith closed
United States Bankruptcy Court, E.D. New York · No. 1-17-40970 · Filed Mar 1, 2017 · Closed Jun 7, 2017
Role of Eric Smith: Debtor · Outcome: Case closed 2017-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric N. Smith closed
United States Bankruptcy Court, N.D. New York · No. 16-30836 · Filed Jun 8, 2016 · Closed Oct 3, 2016
Role of Eric N. Smith: Debtor · Outcome: Case closed 2016-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric J. Smith and Lynn E. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-15-12119 · Filed Sep 30, 2015 · Closed Sep 24, 2019
Role of Eric J. Smith and Lynn E. Smith: Debtor · Outcome: Case closed 2019-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric Smith closed
United States Bankruptcy Court, S.D. New York · No. 15-11507 · Filed Jun 8, 2015 · Closed Jun 24, 2016
Role of Eric Smith: Debtor · Outcome: Case closed 2016-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric Smith closed
United States Bankruptcy Court, S.D. California · No. 15-00949 · Filed Feb 19, 2015 · Closed Jun 1, 2015
Role of Eric Smith: Debtor · Outcome: Case closed 2015-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric J Smith closed
United States Bankruptcy Court, S.D. California · No. 14-04048 · Filed May 23, 2014 · Closed Aug 29, 2014
Role of Eric J Smith: Debtor · Outcome: Case closed 2014-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric S. Smith closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-12036 · Filed Feb 19, 2014 · Closed Jun 3, 2014
Role of Eric S. Smith: Debtor · Outcome: Case closed 2014-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric L Smith closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-10019 · Filed Jan 2, 2013 · Closed Jun 1, 2017
Role of Eric L Smith: Debtor · Outcome: Case closed 2017-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric Smith and Denise Renee Alexander-Smith closed
United States Bankruptcy Court, E.D. California · No. 12-20323 · Filed Jan 8, 2012 · Closed Oct 30, 2017
Role of Eric Smith and Denise Renee Alexander-Smith: Debtor · Outcome: Case closed 2017-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric O. Smith and Carolyn L. Smith closed
United States Bankruptcy Court, N.D. California · No. 11-34291 · Filed Nov 30, 2011 · Closed Jun 12, 2017
Role of Eric O. Smith and Carolyn L. Smith: Debtor · Outcome: Case closed 2017-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric Smith closed
United States Bankruptcy Court, N.D. California · No. 11-60197 · Filed Nov 1, 2011 · Closed Dec 26, 2011
Role of Eric Smith: Debtor · Outcome: Case closed 2011-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric L Smith closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-51795 · Filed Oct 5, 2011 · Closed Mar 12, 2012
Role of Eric L Smith: Debtor · Outcome: Case closed 2012-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric D. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-11-13178 · Filed Sep 13, 2011 · Closed Jan 4, 2012
Role of Eric D. Smith: Debtor · Outcome: Case closed 2012-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (NY)
Eric J Smith and Sabrina S Smith closed
United States Bankruptcy Court, N.D. California · No. 11-30877 · Filed Mar 4, 2011 · Closed Jun 16, 2011
Role of Eric J Smith and Sabrina S Smith: Debtor · Outcome: Case closed 2011-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric O. Smith and Carolyn L. Smith closed
United States Bankruptcy Court, N.D. California · No. 11-50683 · Filed Jan 26, 2011 · Closed Apr 19, 2011
Role of Eric O. Smith and Carolyn L. Smith: Debtor · Outcome: Case closed 2011-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric R. Smith closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-48966 · Filed Dec 3, 2010 · Closed Jan 8, 2016
Role of Eric R. Smith: Debtor · Outcome: Case closed 2016-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric W. Smith and Cheryl L. Smith closed
United States Bankruptcy Court, D. Colorado · No. 10-10729 · Filed Jan 16, 2010 · Closed Aug 24, 2010
Role of Eric W. Smith and Cheryl L. Smith: Debtor · Outcome: Case closed 2010-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CO)
Eric W. Smith closed
United States Bankruptcy Court, N.D. California · No. 09-13774 · Filed Nov 10, 2009 · Closed Feb 22, 2010
Role of Eric W. Smith: Debtor · Outcome: Case closed 2010-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric L. Smith and Tonia M. Smith closed
United States Bankruptcy Court, N.D. California · No. 09-45824 · Filed Jun 30, 2009 · Closed Dec 13, 2012
Role of Eric L. Smith and Tonia M. Smith: Debtor · Outcome: Case closed 2012-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CA)
Eric M Smith and Thea Smith closed
United States Bankruptcy Court, D. Colorado · No. 09-12895 · Filed Feb 26, 2009 · Closed Jul 7, 2009
Role of Eric M Smith and Thea Smith: Debtor · Outcome: Case closed 2009-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 1149 federal dockets); 14 people with this name in Form D filings; court in the person's filing state (CO)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Eric Smith — 2 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Nov 1, 2007 – Jan 7, 2010

Form D filed 798 days after the first sale — STONNINGTON MANAGED RISK FUND LP

The filing says the first sale was Nov 1, 2007. The Form D was filed Jan 7, 2010 — 798 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 783 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jan 7, 2010 ↗STONNINGTON MANAGED RISK FUND LP — PartnerFacts page ↗
Sources
Worth asking · Apr 12, 2024 – Jul 11, 2025

Eric Smith is no longer listed on the Jul 11, 2025 amendment — NVA Holdings L.P.

Eric Smith appears on the Apr 12, 2024 Form D/A (executive officer) but not on the Jul 11, 2025 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Apr 12, 2024 ↗Form D/A · Jul 11, 2025 ↗Eric Smith — PartnerFacts page ↗NVA Holdings L.P. — PartnerFacts page ↗
Sources
Note · Feb 19, 2020 – Mar 6, 2020

Form D filed 16 days after the first sale — NVA Holdings L.P.

The filing says the first sale was Feb 19, 2020. The Form D was filed Mar 6, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 6, 2020 ↗NVA Holdings L.P. — PartnerFacts page ↗
Sources
Note · Nov 1, 2007 – Aug 29, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FBF INVESTMENT, LLC (latest filing Aug 29, 2025) · No amendment in the last 12 months on an offering that may still be open — Propagate Group, PBC (latest filing Jul 28, 2022) · No amendment in the last 12 months on an offering that may still be open — Propagate Group, PBC (latest filing Apr 22, 2020) · No amendment in the last 12 months on an offering that may still be open — Kasel Enterprises, LLC (latest filing Jan 12, 2010) · No amendment in the last 12 months on an offering that may still be open — STONNINGTON MANAGED RISK FUND LP (latest filing Jan 7, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 29, 2025 ↗FBF INVESTMENT, LLC — PartnerFacts page ↗Form D · Jul 28, 2022 ↗Propagate Group, PBC — PartnerFacts page ↗
Sources
Note · Oct 16, 2009 – May 7, 2026

Same name, different state: "Eric Smith" (TX) is a separate record

This page covers filings where the address state is CA or NY or CO. A separate record, "Eric Smith" with address state TX, is listed on 8 filings — most recently by Crestline Lending Solutions, LLC (May 7, 2026). Both records have filings in the same period (Jan 7, 2010 to Apr 12, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Smith (TX) — PartnerFacts page ↗Form D · May 7, 2026 ↗Crestline Lending Solutions, LLC — PartnerFacts page ↗Eric Smith (CA,NY,CO) — this page ↗
Sources
Note · Dec 31, 2025

Same name, different state: "Eric Smith" (GA) is a separate record

This page covers filings where the address state is CA or NY or CO. A separate record, "Eric Smith" with address state GA, is listed on 1 filing — most recently by World Building Group LLC (Dec 31, 2025). The two records do not overlap in time: this page runs Jan 7, 2010 to Apr 12, 2024; the other has one filing dated Dec 31, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Smith (GA) — PartnerFacts page ↗Form D · Dec 31, 2025 ↗World Building Group LLC — PartnerFacts page ↗Eric Smith (CA,NY,CO) — this page ↗
Sources
Note · Feb 14, 2017 – Mar 17, 2025

Same name, different state: "ERIC M. SMITH" (NJ or FL) is a separate record

This page covers filings where the address state is CA or NY or CO. A separate record, "ERIC M. SMITH" with address state NJ or FL, is listed on 19 filings — most recently by Locust Point Private Credit Fund IV REIT B, LLC (Jul 23, 2026). Both records have filings in the same period (Feb 14, 2017 to Apr 12, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ERIC M. SMITH (NJ,FL) — PartnerFacts page ↗Form D · Jul 23, 2026 ↗Locust Point Private Credit Fund IV REIT B, LLC — PartnerFacts page ↗Eric Smith (CA,NY,CO) — this page ↗
Sources
Note · May 5, 2010 – Aug 24, 2020

Same name, different state: "Eric Steven Smith" (MI) is a separate record

This page covers filings where the address state is CA or NY or CO. A separate record, "Eric Steven Smith" with address state MI, is listed on 8 filings — most recently by Decision Technologies Corp (Aug 24, 2020). Both records have filings in the same period (May 5, 2010 to Aug 24, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric Steven Smith (MI) — PartnerFacts page ↗Form D · Aug 24, 2020 ↗Decision Technologies Corp — PartnerFacts page ↗Eric Smith (CA,NY,CO) — this page ↗
Sources
Note · Nov 25, 2013

Same name, different state: "Eric B. Smith" (PA) is a separate record

This page covers filings where the address state is CA or NY or CO. A separate record, "Eric B. Smith" with address state PA, is listed on 1 filing — most recently by ColdLight Solutions, LLC (Nov 25, 2013). Both records have filings in the same period (Nov 25, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Eric B. Smith (PA) — PartnerFacts page ↗Form D · Nov 25, 2013 ↗ColdLight Solutions, LLC — PartnerFacts page ↗Eric Smith (CA,NY,CO) — this page ↗
Sources
Note · Mar 6, 2023 – Apr 12, 2024

Address moved from Agoura Hills, CA to Westlake Village, CA — NVA Holdings L.P.

The people listed on the Mar 6, 2023 filing give Agoura Hills, CA; on the Apr 12, 2024 filing they give Westlake Village, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 6, 2023 ↗Form D/A · Apr 12, 2024 ↗NVA Holdings L.P. — PartnerFacts page ↗
Sources
Note · Aug 14, 2020 – Jul 28, 2022

Address moved from Hudson, NY to Arvada, CO — Propagate Group, PBC

The people listed on the Aug 14, 2020 filing give Hudson, NY; on the Jul 28, 2022 filing they give Arvada, CO.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 14, 2020 ↗Form D · Jul 28, 2022 ↗Propagate Group, PBC — PartnerFacts page ↗
Sources
Note · Jan 7, 2010 – Aug 29, 2025

Eric Smith is listed with 3 different address states: CA, NY, CO

CA on 8 filings (Jan 7, 2010 to Apr 12, 2024); NY on 4 filings (Apr 22, 2020 to Aug 29, 2025); CO on 2 filings (Jul 28, 2022 to Jul 11, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 7, 2010 ↗Form D · Apr 22, 2020 ↗Form D · Jul 28, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 10 offerings report sales commissions totalling $665,000; 1 reports finder's fees totalling $240,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 29, 2025 D
FBF INVESTMENT, LLC
File 021-556234
$0$240,000 (est.)$0Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗
via Taglich Brothers, Inc. (CRD 29102 ↗)
EDGAR ↗
Apr 12, 2024 D/A
NVA Holdings L.P.
File 021-362193
$0$0$0None listed on this filingEDGAR ↗
Jul 11, 2023 D
Loving Home Technologies, Inc.
File 021-486486
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2023 D
FBF INVESTMENT, LLC
File 021-484249
$40,000$0$0Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗
via Taglich Brothers, Inc. (CRD 29102 ↗)
EDGAR ↗
Jul 28, 2022 D
Propagate Group, PBC
File 021-454045
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2021 D
Pro Compression Investment, LLC
File 021-393263
$625,000$0$0Taglich Brothers, Inc. BrokerCheck CRD 29102 ↗
via Taglich Brothers, Inc. (CRD 29102 ↗)
EDGAR ↗
Aug 14, 2020 D
Propagate Group, PBC
File 021-373287
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2020 D
Propagate Group, PBC
File 021-365616
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2010 D
Kasel Enterprises, LLC
File 021-137676
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2010 D
STONNINGTON MANAGED RISK FUND LP
File 021-126050
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Eric Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FI
Other · group: Fbf

FBF INVESTMENT, LLC

Cold Spring Harbor, NY · Jun 14, 2023 → Aug 29, 2025 · 2 filings
  • Aug 29, 2025 · D · $2,447,000 sold of $3,000,000 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 14, 2023 · D · $540,000 sold of $540,000 · 93 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.1M from 138 investors (100% of the $3M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NH
Other

NVA Holdings L.P.

Westlake Village, CA · Mar 6, 2020 → Apr 12, 2024 · 5 filings
  • Apr 12, 2024 · D/A · $9,209,012,555 sold of Indefinite · 318 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 6, 2023 · D/A · $9,153,454,149 sold of Indefinite · 299 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 4, 2022 · D/A · $438,751,489 sold of Indefinite · 149 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 5, 2021 · D/A · $260,838,335 sold of Indefinite · 39 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 6, 2020 · D · $188,557,695 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $9.25B from 337 investors as of the latest filing. Eric is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other

Loving Home Technologies, Inc.

Littleton, CO · Jul 11, 2023
  • Jul 11, 2023 · D · $1,635,200 sold of $1,635,200 · 2 investors · min. No minimum reported · role: Executive Officer, Promoter EDGAR ↗

Raised $1.64M from 2 investors (100% of the $1.64M target) as of the latest filing. Eric is listed as executive officer, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Other

Propagate Group, PBC

Arvada, CO · Apr 22, 2020 → Jul 28, 2022 · 3 filings
  • Jul 28, 2022 · D · $5,750,000 sold of $10,100,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2020 · D · $100,000 sold of $100,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 22, 2020 · D · $1,708,342 sold of $1,745,278 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.75M from 4 investors (57% of the $10.1M target) as of the latest filing. Eric is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Retailing · group: Fbf

Pro Compression Investment, LLC

Huntington, NY · Mar 24, 2021
  • Mar 24, 2021 · D · $0 sold of $4,914,580 · 0 investors · min. $25,000 · role: Director (Member of the Board of Managers) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KE
Business Services

Kasel Enterprises, LLC

Stanton, CA · Jan 12, 2010
  • Jan 12, 2010 · D · $114,066 sold of $275,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $114K from 5 investors (41% of the $275K target) as of the latest filing. Eric is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SM
Pooled Investment Fund · group: Stonnington

STONNINGTON MANAGED RISK FUND LP

Los Angeles, CA · Jan 7, 2010
  • Jan 7, 2010 · D · $13,159,087 sold of Indefinite · 16 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $13.2M from 16 investors as of the latest filing. Eric is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (13)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ERIC M. SMITH — NJ, FL, 8 issuers, Feb 14, 2017 → Mar 17, 2025 · no shared issuer
  • Eric Smith — TX, 4 issuers, Oct 16, 2009 → May 7, 2026 · no shared issuer
  • Eric Smith — VA, 3 issuers, Mar 26, 2021 → Mar 10, 2023 · no shared issuer
  • Eric Steven Smith — MI, 2 issuers, May 5, 2010 → Aug 24, 2020 · no shared issuer
  • Eric Smith — UT, 2 issuers, Sep 29, 2022 → Apr 4, 2025 · no shared issuer
  • Eric L. Smith — VA, 2 issuers, Sep 5, 2014 → Oct 24, 2016 · no shared issuer
  • Eric Smith — GA, 1 issuer, Dec 31, 2025 → Dec 31, 2025 · no shared issuer
  • Eric B. Smith — PA, 1 issuer, Nov 25, 2013 → Nov 25, 2013 · no shared issuer
  • Eric Smith — NH, 1 issuer, Feb 17, 2021 → Aug 17, 2021 · no shared issuer
  • Eric Smith — IL, 1 issuer, Jun 29, 2022 → Jun 29, 2022 · no shared issuer
  • Eric Smith — WA, 1 issuer, Jun 2, 2022 → Jun 2, 2022 · no shared issuer
  • Eric J. Smith — MA, 1 issuer, Jul 10, 2024 → Aug 7, 2026 · no shared issuer
  • Eric Smith — NJ, 1 issuer, Dec 21, 2011 → Dec 21, 2011 · no shared issuer

People around Eric 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Hartmann

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Morris

Director, Executive Officer · 3 shared filings (2 issuers) · also on 7 other issuers

William Morris is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Kaufman

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Ethan Steinberg

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

HG
No photo found yet (own website and image search run after this page is viewed)
Person

Harrison Greene

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Outhous

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew McKeon

Director · 2 shared filings (2 issuers)

Listed on the same filings as Eric Smith. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Bridges

Director, Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Brandon Bridges is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Tom O'Riordan

Director · 2 shared filings (2 issuers)

Listed on the same filings as Eric Smith. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Shulman

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Kelly

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Hailey

Executive Officer · 1 shared filing (1 issuer) · also on 17 other issuers

Douglas Hailey is on 18 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Henry Stonnington

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Redick

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Darrell S Chamness

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Corey McClelland

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

KEVIN J. LATHROP

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael DiMase

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Lathrop

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

DAN LOCKWOOD

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric Smith. Their page shows their other deals.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Attila Soos

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

REILLY FLYNN

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Frascoia

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric Smith. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Ten Berge

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Brandon Bridges

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Ager

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Ten Berge

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Smith. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Pennington

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Allgaier

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Janie Lewis

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Fredericks

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Smith. Their page shows their other deals.

The team behind the deals

F
Sponsor group

Fbf

6 issuers · 20 filings · $11M reported sold · 2011–2025

One team, 6 deal companies. Eric Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Smith.

S
Sponsor group

Stonnington

2 issuers · 9 filings · $28.3M reported sold · 2010–2017

One team, 2 deal companies. Eric Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Smith.

Same business address

10 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric Smith is listed on: none on file. No website or social profile named in NVA Holdings L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #66,868 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Westlake Village, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New York WebCivil Supreme ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New York Secretary of State business search ↗Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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