Eric Rofthfus is listed as a director on 1 SEC Form D filing by 1 issuer in Jan 2011: Piqqual, Inc. (Holmdel, NJ — other technology — 2011; $1M reported sold to 1 investors).
What this means One deal on file with the SEC, filed Jan 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Amrish Patel (1 shared filing), Michael Burns (1 shared filing) and Wayne Edisis (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Eric Rofthfus and found 1 difference: Form D filed 18 days after the first sale.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.