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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

EL

Eric Lederer

Named as an officer, director or promoter on SEC Form D filings · NC · Oct 15, 2013 → May 16, 2018

1deal (issuers)
$6Mreported sold
193investors
7Form D filings
2013–2018years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: not yet

The short version

Eric Lederer is listed as an executive officer on 7 SEC Form D filings by 1 issuer between Oct 2013 and May 2018: Sonnet BioTherapeutics Holdings, Inc. (Princeton, NJ — biotechnology — 2013–2018; $6M reported sold to 193 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Michael D. Pruitt (7 shared filings), Russell J. Page (7 shared filings), Keith Johnson (5 shared filings), Michael Carroll (5 shared filings), Paul Moskowitz (5 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuer belongs to the sponsor group Sonnet Biotherapeutics (2 issuers, $4.67M reported sold, 2011–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Sonnet Biotherapeutics has 2 companies on file and $4.67M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — none found. Not yet searched: SEC enforcement releases.

What this means Nothing turned up where we looked (2 sources). That does not prove there is nothing — it means none was found in those sources on that date.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

5 of 7 offerings report sales commissions totalling $487,920; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 16, 2018 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-312604
$36,767 (est.)$0 (est.)$0 (est.)Oak Ridge Financial Services Group BrokerCheck CRD 42941 ↗EDGAR ↗
May 11, 2017 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-286467
$260,153 (est.)$0 (est.)$0 (est.)T.R. Winston & Company LLC BrokerCheck CRD 10571 ↗EDGAR ↗
Mar 18, 2015 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-236122
$0$0$0None listed on this filingEDGAR ↗
Jan 16, 2015 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-232460
$9,000$0$0Source Capital Group BrokerCheck CRD 36719 ↗EDGAR ↗
Nov 20, 2013 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-206637
$32,000$0$0 (est.)Palladium Capital Partners BrokerCheck CRD 129400 ↗
via Michael Hartstein
EDGAR ↗
Oct 22, 2013 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-205012
$150,000$0$0 (est.)Dragonfly Capital BrokerCheck CRD 125199 ↗
via Rene Usher
EDGAR ↗
Oct 15, 2013 D
Sonnet BioTherapeutics Holdings, Inc.
File 021-204503
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Eric Lederer on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Restaurants · group: Sonnet Biotherapeutics

Sonnet BioTherapeutics Holdings, Inc.

Princeton, NJ · Oct 15, 2013 → May 16, 2018 · 7 filings
  • May 16, 2018 · D · $1,411,249 sold of $1,411,249 · 13 investors · min. $10,500 · role: Executive Officer EDGAR ↗
  • May 11, 2017 · D · $6,000,000 sold of $6,000,000 · 14 investors · min. $50,000 · role: Executive Officer EDGAR ↗
  • Mar 18, 2015 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Jan 16, 2015 · D · $1,150,000 sold of $1,150,000 · 12 investors · min. $25,000 · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Nov 20, 2013 · D · $800,000 sold of $800,000 · 3 investors · min. No minimum reported · role: Executive Officer (CFO) EDGAR ↗
  • Oct 22, 2013 · D · $2,500,000 sold of $2,500,000 · 23 investors · min. $17,494 · role: Executive Officer (CFO) EDGAR ↗
  • Oct 15, 2013 · D · $0 sold of Indefinite · 193 investors · min. No minimum reported · role: Executive Officer (CFO) EDGAR ↗

Raised $6M from 193 investors (100% of the $1.41M target) as of the latest filing. Eric is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Restaurants / 506(b) (639 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Eric 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Michael D. Pruitt

Executive Officer, Director, Promoter · 7 shared filings (1 issuer) · also on 4 other issuers

Michael D. Pruitt is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Person

Russell J. Page

Director · 7 shared filings (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Paul Moskowitz

Director · 5 shared filings (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Michael Carroll

Director · 5 shared filings (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Keith Johnson

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Neil C. Kiefer

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Keith J. Johnson

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Mark Roberson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Gregory E. Kraut

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Rich Adams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

Larry S. Spitcaufsky

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

David P. Osborn

Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Lederer. Their page shows their other deals.

Person

J. Eric Wagoner

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Lederer. Their page shows their other deals.

The team behind the deals

Sponsor group

Sonnet Biotherapeutics

2 issuers · 13 filings · $4.67M reported sold · 2011–2024

One team, 2 deal companies. Eric Lederer is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Lederer.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Princeton, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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