PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:31 AM ET

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Eric Kim

Named as an officer, director or promoter on SEC Form D filings · CA, NY · Oct 8, 2009 → Jan 11, 2024

37deals (issuers)
$309.2Mreported sold
278investors
53Form D filings
2009–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Eric Kim is listed as an executive officer and director on 53 SEC Form D filings by 37 issuers between Oct 2009 and Feb 2025. Largest by amount reported sold: SORAA INC (Fremont, CA — other technology — 2011; $88.6M reported sold to 7 investors), NoHo Health, Inc. (New York, NY — other health care — 2017–2018; $40.7M reported sold to 14 investors), UPTAKE MEDICAL CORP (Tustin, CA — biotechnology — 2009–2012; $40.3M reported sold to 38 investors), Scentbird, Inc. (New York, NY — industry reported as "Other" — 2018; $24.6M reported sold to 54 investors), Pager, Inc. (New York, NY — industry reported as "Other" — 2015–2021; $24.5M reported sold to 33 investors) and 32 more (all listed below).

What this means That is a lot of deals — 37 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $309.2M sold in total.

Listed alongside Chi-Hua Chien (28 shared filings), Carl Simpson (6 shared filings), Geoff Brooke (6 shared filings), R. King Nelson (6 shared filings), Robert Kuhling (6 shared filings) and 59 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Eric. Each name links to their own page.

The issuers belong to 3 sponsor groups: Goodwater (25 issuers, $26.5M reported sold, 2014–2025), Noho (11 issuers, $424.6M reported sold, 2017–2026) and Lumos (2 issuers, $6.75M reported sold, 2014–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 22 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 53 public filings for Eric Kim and found 18 differences, 2 worth asking the sponsor about: Eric Kim appears on 23 deals that stopped filing before reaching their target; 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Eric Kim has not run yet — it is joining a line of 34,858 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Eric Kim..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

22 cases: 1 open, 21 closed (disposition not in docket feed)

Eric Kim open
United States Bankruptcy Court, D. New Jersey · No. 25-21674 · Filed Oct 31, 2025
Role of Eric Kim: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Eric Kim closed
United States Bankruptcy Court, N.D. Illinois · No. 23-04368 · Filed Mar 31, 2023 · Closed Jul 14, 2023
Role of Eric Kim: Debtor · Outcome: Case closed 2023-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Eric Kim closed
United States Bankruptcy Court, E.D. New York · No. 1-20-44132 · Filed Nov 30, 2020 · Closed Mar 16, 2021
Role of Eric Kim: Debtor · Outcome: Case closed 2021-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Eric Kim closed
United States Bankruptcy Court, E.D. New York · No. 1-17-43421 · Filed Jun 29, 2017 · Closed Aug 10, 2022
Role of Eric Kim: Debtor · Outcome: Case closed 2022-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Eric S Kim closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-19094 · Filed Oct 13, 2016 · Closed Feb 13, 2018
Role of Eric S Kim: Debtor · Outcome: Case closed 2018-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric S Kim and Kelly Kim closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-14502 · Filed May 19, 2016 · Closed Sep 30, 2016
Role of Eric S Kim and Kelly Kim: Debtor · Outcome: Case closed 2016-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric H Kim closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-11352 · Filed Feb 3, 2016 · Closed May 17, 2016
Role of Eric H Kim: Debtor · Outcome: Case closed 2016-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Kim closed
United States Bankruptcy Court, E.D. New York · No. 1-12-47980 · Filed Nov 19, 2012 · Closed Feb 13, 2013
Role of Eric Kim: Debtor · Outcome: Case closed 2013-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Eric Kim closed
United States Bankruptcy Court, N.D. Illinois · No. 12-32078 · Filed Aug 13, 2012 · Closed Dec 14, 2012
Role of Eric Kim: Debtor · Outcome: Case closed 2012-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Eric B Kim closed
United States Bankruptcy Court, D. Colorado · No. 12-19743 · Filed May 10, 2012 · Closed Oct 31, 2012
Role of Eric B Kim: Debtor · Outcome: Case closed 2012-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in CO (not a filing state)
Eric Kim closed
United States Bankruptcy Court, N.D. California · No. 11-45006 · Filed May 6, 2011 · Closed Nov 10, 2011
Role of Eric Kim: Debtor · Outcome: Case closed 2011-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Kim and Jaeshin Kim closed
United States Bankruptcy Court, C.D. California · No. 8:11-bk-16421 · Filed May 5, 2011 · Closed Sep 21, 2011
Role of Eric Kim and Jaeshin Kim: Debtor · Outcome: Case closed 2011-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Kim closed
United States Bankruptcy Court, N.D. California · No. 10-33998 · Filed Oct 8, 2010 · Closed Jan 24, 2011
Role of Eric Kim: Debtor · Outcome: Case closed 2011-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric D Kim closed
United States Bankruptcy Court, E.D. New York · No. 1-09-50256 · Filed Nov 19, 2009 · Closed Mar 1, 2010
Role of Eric D Kim: Debtor · Outcome: Case closed 2010-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NY)
Eric S. Kim and Hyun Ja Kim closed
United States Bankruptcy Court, E.D. Virginia · No. 09-12045 · Filed Mar 19, 2009 · Closed Jul 6, 2009
Role of Eric S. Kim and Hyun Ja Kim: Debtor · Outcome: Case closed 2009-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in VA (not a filing state)
Eric D Kim and Bok I Kim closed
United States Bankruptcy Court, C.D. California · No. 2:07-bk-16722 · Filed Aug 6, 2007 · Closed Apr 29, 2008
Role of Eric D Kim and Bok I Kim: Debtor · Outcome: Case closed 2008-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Y Kim and FIA Card Services, N.A. closed
United States Bankruptcy Court, C.D. California · No. 2:07-bk-11612 · Filed Feb 28, 2007 · Closed May 5, 2008
Role of Eric Y Kim and FIA Card Services, N.A.: Debtor · Outcome: Case closed 2008-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric J Kim and Yong S Kim closed
United States Bankruptcy Court, C.D. California · No. 2:05-bk-16691 · Filed Mar 31, 2005 · Closed Jul 27, 2005
Role of Eric J Kim and Yong S Kim: Debtor · Outcome: Case closed 2005-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Kim closed
United States Bankruptcy Court, D. New Jersey · No. 04-31926 · Filed Jul 1, 2004 · Closed Oct 18, 2004
Role of Eric Kim: Debtor · Outcome: Case closed 2004-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Eric Kim closed
United States Bankruptcy Court, D. New Jersey · No. 03-39534 · Filed Sep 8, 2003 · Closed Apr 1, 2004
Role of Eric Kim: Debtor · Outcome: Case closed 2004-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
Eric S Kim and Sunhee Kim closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-10171 · Filed Jan 2, 2003 · Closed Apr 30, 2003
Role of Eric S Kim and Sunhee Kim: Debtor · Outcome: Case closed 2003-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Eric Kim closed
United States Bankruptcy Court, D. New Jersey · No. 99-43002 · Filed Dec 2, 1999 · Closed Mar 20, 2000
Role of Eric Kim: Debtor · Outcome: Case closed 2000-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 34 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

18 differences found between the filings for Eric Kim — 2 worth asking about (compared the newest 50 of 53 filings on Oct 24, 2026; older filings not covered)

Note · Nov 19, 1998 – Nov 19, 1999

Bankruptcy case: Household Bank [sb] N A v. Rabbani — filed Nov 19, 1998

United States Bankruptcy Court, C.D. California docket "Household Bank [sb] N A v. Rabbani" filed Nov 19, 1998, closed Nov 19, 1999. Hyder Rabbani (listed on the same filings) is listed as Defendant ("Rabbani"). Our match estimate: 62%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Nov 19, 1998 – Nov 19, 1999

Bankruptcy case: Chase Manhattan Bank Usa Na v. Rabbani — filed Nov 19, 1998

United States Bankruptcy Court, C.D. California docket "Chase Manhattan Bank Usa Na v. Rabbani" filed Nov 19, 1998, closed Nov 19, 1999. Hyder Rabbani (listed on the same filings) is listed as Defendant ("Rabbani"). Our match estimate: 62%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Nov 19, 1998 – May 3, 1999

Bankruptcy case: Universal Bank N A v. Rabbani — filed Nov 19, 1998

United States Bankruptcy Court, C.D. California docket "Universal Bank N A v. Rabbani" filed Nov 19, 1998, closed May 3, 1999. Hyder Rabbani (listed on the same filings) is listed as Defendant ("Rabbani"). Our match estimate: 62%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jun 23, 2014 – Oct 13, 2022

Eric Kim appears on 23 deals that stopped filing before reaching their target

Goodwater Infinity Affiliates III, L.P. (last filing Oct 13, 2022; $0 sold of $45,000,000); Springblue B-III, L.P. (last filing Oct 13, 2022; $0 sold of $40,000,000); Goodwater Capital V Affiliates Fund, L.P. (last filing Oct 13, 2022; $0 sold of $45,000,000); Goodwater Infinity III, L.P. (last filing Oct 12, 2022; $0 sold of $400,000,000); Springblue A-V, L.P. (last filing Oct 12, 2022; $0 sold of $60,000,000); Goodwater Capital V, L.P. (last filing Oct 12, 2022; $0 sold of $600,000,000); and 17 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · May 5, 2010 – Jul 14, 2023

6 Form Ds were filed more than 15 days after the first sale

Form D filed 130 days after the first sale — Anomalie Inc. · Form D filed 75 days after the first sale — NoHo Health, Inc. · Form D filed 572 days after the first sale — SORAA INC · Form D filed 16 days after the first sale — Collective Financial Services Inc. · Form D filed 17 days after the first sale — Pager, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · May 5, 2010 – Jan 11, 2024

13 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Collective Financial Services Inc. (latest filing Jan 11, 2024) · No amendment in the last 12 months on an offering that may still be open — Collective Financial Services Inc. (latest filing Jul 14, 2023) · No amendment in the last 12 months on an offering that may still be open — Pager, Inc. (latest filing Jun 21, 2021) · No amendment in the last 12 months on an offering that may still be open — Collective Financial Services Inc. (latest filing Nov 2, 2020) · No amendment in the last 12 months on an offering that may still be open — Anomalie Inc. (latest filing Aug 9, 2019) · and 8 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Aug 16, 2017 – Jul 3, 2018

Offering amount changed between filings — NoHo Health, Inc.

The Aug 16, 2017 filing says $14,790,237 offered; the Jul 3, 2018 Form D/A says $18,998,537.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 13, 2014 – Feb 6, 2014

Offering amount changed between filings — Kontagent Inc.

The Jan 13, 2014 filing says $4,793,334 offered; the Feb 6, 2014 Form D/A says $5,543,333.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Oct 8, 2009 – Aug 25, 2010

Offering amount changed between filings — UPTAKE MEDICAL CORP

The Oct 8, 2009 filing says $13,363,514 offered; the Aug 25, 2010 Form D/A says $16,892,420.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jan 13, 2014 – Feb 6, 2014

Minimum investment changed between filings — Kontagent Inc.

The Jan 13, 2014 filing lists a minimum of $27,000; the Feb 6, 2014 Form D/A lists $7,425.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 8, 2009 – Jun 23, 2014

Eric Kim is written 2 different ways on the filings

listed as "Eric Kim" on 35 filings (from Oct 8, 2009), and "Eric J. Kim" on 16 filings (from Jun 23, 2014).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Jul 22, 2015 – Oct 3, 2016

Industry group changed between filings — Pager, Inc.

"Other Technology" (Jul 22, 2015); then "Other" (Oct 3, 2016 to Jun 21, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Sources
Note · Mar 20, 2026

Same name, different state: "Eric Kim" (E9) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Eric Kim" with address state E9, is listed on 1 filing — most recently by Humand Holdings Ltd (Mar 20, 2026). The two records do not overlap in time: this page runs Oct 8, 2009 to Jan 11, 2024; the other has one filing dated Mar 20, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 1, 2011 – Oct 7, 2015

Same name, different state: "Eric J. Kim" (MA) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Eric J. Kim" with address state MA, is listed on 3 filings — most recently by Modo Labs, Inc. (Feb 18, 2020). Both records have filings in the same period (Nov 1, 2011 to Oct 7, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 3, 2014 – Dec 10, 2014

Same name, different state: "Eric Kim" (TX or M5) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Eric Kim" with address state TX or M5, is listed on 6 filings — most recently by Forward Ventures, LLC (Dec 10, 2014). Both records have filings in the same period (Jun 3, 2014 to Dec 10, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Feb 8, 2012 – Mar 7, 2013

Same name, different state: "Eric Kim" (FL) is a separate record

This page covers filings where the address state is CA or NY. A separate record, "Eric Kim" with address state FL, is listed on 2 filings — most recently by Exuma Cays Fund II LLC (Mar 7, 2013). Both records have filings in the same period (Feb 8, 2012 to Mar 7, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 25, 2010 – Jul 13, 2011

Address moved from Seattle, WA to Tustin, CA — UPTAKE MEDICAL CORP

The people listed on the Aug 25, 2010 filing give Seattle, WA; on the Jul 13, 2011 filing they give Tustin, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 8, 2009 – Feb 20, 2025

Eric Kim is listed with 2 different address states: CA, NY

CA on 41 filings (Oct 8, 2009 to Feb 20, 2025); NY on 10 filings (Jun 7, 2011 to Jun 21, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 53 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 48 offerings reports sales commissions totalling $500,000; 1 reports finder's fees totalling $1,000,000; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 20, 2025 D
Goodwater Pacific, L.P.
File 021-538791
$0$0$0None listed on this filingEDGAR ↗
Jan 11, 2024 D
Collective Financial Services Inc.
File 021-502233
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2023 D
Collective Financial Services Inc.
File 021-486863
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2022 D
Goodwater Infinity Affiliates III, L.P.
File 021-461573
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2022 D
Springblue B-III, L.P.
File 021-461571
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2022 D
Goodwater Capital V Affiliates Fund, L.P.
File 021-461572
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2022 D
Goodwater Infinity III, L.P.
File 021-461569
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2022 D
Springblue A-V, L.P.
File 021-461570
$0$0$0None listed on this filingEDGAR ↗
Oct 12, 2022 D
Goodwater Capital V, L.P.
File 021-461567
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2022 D
Goodwater Taehwa, L.P.
File 021-456791
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2021 D
Beyond SPV I, L.P.
File 021-424887
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2021 D
Springblue A, L.P.
File 021-409842
$0$0$0None listed on this filingEDGAR ↗
Aug 12, 2021 D
Springblue B, L.P.
File 021-409844
$0$0$0None listed on this filingEDGAR ↗
Jun 21, 2021 D
Pager, Inc.
File 021-403449
$0$1,000,000$0FARVAHAR CAPITAL LLC BrokerCheck CRD 281901 ↗EDGAR ↗
Mar 30, 2021 D
Goodwater Infinity II, L.P.
File 021-394069
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2021 D
Goodwater Infinity Affiliates II, L.P.
File 021-394081
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2021 D
Goodwater Capital IV, L.P.
File 021-394063
$0$0$0None listed on this filingEDGAR ↗
Mar 30, 2021 D
Goodwater Capital IV Affiliates Fund, L.P.
File 021-394075
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2021 D/A
Goodwater Seneca, L.P.
File 021-384972
$0$0$0None listed on this filingEDGAR ↗
Nov 2, 2020 D
Collective Financial Services Inc.
File 021-379470
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2020 D
Goodwater Infinity I-F, L.P.
File 021-375426
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2020 D
Pager, Inc.
File 021-362633
$500,000$0$0MTS Securities, LLC BrokerCheck CRD 104059 ↗EDGAR ↗
Dec 17, 2019 D
Goodwater Infinity Affiliates I, L.P.
File 021-355625
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2019 D
Goodwater Infinity I, L.P.
File 021-355149
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2019 D
Anomalie Inc.
File 021-346200
$0$0$0n/a no CRD number reportedEDGAR ↗
Jan 24, 2019 D
NXBEAM INC.
File 021-331306
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2018 D
Goodwater Opportunity Fund 2018, L.P.
File 021-328082
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2018 D/A
NoHo Health, Inc.
File 021-292950
$0$0$0None listed on this filingEDGAR ↗
May 23, 2018 D
Simple Contacts Inc.
File 021-313003
$0$0$0None listed on this filingEDGAR ↗
May 17, 2018 D
Scentbird, Inc.
File 021-312667
$0$0$0None listed on this filingEDGAR ↗
Apr 30, 2018 D
Goodwater Capital III, L.P.
File 021-311255
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2017 D
Simple Contacts Inc.
File 021-283893
$0$0$0None listed on this filingEDGAR ↗
Oct 24, 2016 D
Goodwater Capital Merced, L.P.
File 021-273099
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2016 D
Pager, Inc.
File 021-271667
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2016 D
Goodwater Capital II, L.P.
File 021-258016
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2015 D
Pager, Inc.
File 021-244209
$0$0$0None listed on this filingEDGAR ↗
Feb 10, 2015 D
Goodwater Capital Titan, L.P.
File 021-233786
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2014 D
Goodwater Capital I, L.P.
File 021-219629
$0$0$0None listed on this filingEDGAR ↗
May 8, 2014 D
Lumos Partners LLC
File 021-217033
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2014 D/A
Kontagent Inc.
File 021-209920
$0$0$0None listed on this filingEDGAR ↗
Mar 13, 2012 D/A
UPTAKE MEDICAL CORP
File 021-170722
$0$0$0None listed on this filingEDGAR ↗
Nov 28, 2011 D
SORAA INC
File 021-169276
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2011 D
Kontagent Inc.
File 021-168573
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2011 D
UPTAKE MEDICAL CORP
File 021-162824
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2011 D
giggle, Inc.
File 021-160879
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2010 D/A
UPTAKE MEDICAL CORP
File 021-73753
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2010 D
Kontagent Inc.
File 021-144148
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2010 D
UPTAKE MEDICAL CORP
File 021-142847
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 37

Every issuer that named Eric Kim on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Goodwater

Goodwater Pacific, L.P.

Burlingame, CA · Feb 20, 2025
  • Feb 20, 2025 · D · $5,000,000 sold of $5,000,000 · 5 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $5M from 5 investors (100% of the $5M target) as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Collective Financial Services Inc.

San Francisco, CA · Nov 2, 2020 → Jan 11, 2024 · 3 filings
  • Jan 11, 2024 · D · $200,000 sold of $2,100,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2023 · D · $1,200,000 sold of $4,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 2, 2020 · D · $7,389,992 sold of $10,000,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.39M from 9 investors (100% of the $2.1M target) as of the latest filing. Eric is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Springblue B-III, L.P.

Burlingame, CA · Oct 13, 2022
  • Oct 13, 2022 · D · $0 sold of $40,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity Affiliates III, L.P.

Burlingame, CA · Oct 13, 2022
  • Oct 13, 2022 · D · $0 sold of $45,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital V Affiliates Fund, L.P.

Burlingame, CA · Oct 13, 2022
  • Oct 13, 2022 · D · $0 sold of $45,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Springblue A-V, L.P.

Burlingame, CA · Oct 12, 2022
  • Oct 12, 2022 · D · $0 sold of $60,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity III, L.P.

Burlingame, CA · Oct 12, 2022
  • Oct 12, 2022 · D · $0 sold of $400,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital V, L.P.

Burlingame, CA · Oct 12, 2022
  • Oct 12, 2022 · D · $0 sold of $600,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Taehwa, L.P.

Burlingame, CA · Aug 23, 2022
  • Aug 23, 2022 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Beyond SPV I, L.P.

Burlingame, CA · Dec 14, 2021
  • Dec 14, 2021 · D · $0 sold of $55,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Springblue B, L.P.

Burlingame, CA · Aug 12, 2021
  • Aug 12, 2021 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Springblue A, L.P.

Burlingame, CA · Aug 12, 2021
  • Aug 12, 2021 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Pager, Inc.

New York, NY · Jul 22, 2015 → Jun 21, 2021 · 4 filings
  • Jun 21, 2021 · D · $20,000,000 sold of $50,000,001 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 12, 2020 · D · $24,505,957 sold of $24,505,957 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 3, 2016 · D · $5,214,082 sold of $6,000,009 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2015 · D · $13,997,775 sold of $14,000,006 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $24.5M from 33 investors (49% of the $50M target) as of the latest filing. Eric is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity Affiliates II, L.P.

Burlingame, CA · Mar 30, 2021
  • Mar 30, 2021 · D · $0 sold of $45,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital IV Affiliates Fund, L.P.

Burlingame, CA · Mar 30, 2021
  • Mar 30, 2021 · D · $0 sold of $45,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity II, L.P.

Burlingame, CA · Mar 30, 2021
  • Mar 30, 2021 · D · $0 sold of $455,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital IV, L.P.

Burlingame, CA · Mar 30, 2021
  • Mar 30, 2021 · D · $0 sold of $455,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Seneca, L.P.

Burlingame, CA · Dec 31, 2020 → Jan 4, 2021 · 2 filings
  • Jan 4, 2021 · D/A · $0 sold of $35,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
  • Dec 31, 2020 · D · $0 sold of $35,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity I-F, L.P.

Burlingame, CA · Sep 14, 2020
  • Sep 14, 2020 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity Affiliates I, L.P.

Burlingame, CA · Dec 17, 2019
  • Dec 17, 2019 · D · $0 sold of $5,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Infinity I, L.P.

Burlingame, CA · Dec 10, 2019
  • Dec 10, 2019 · D · $0 sold of $500,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Retailing

Anomalie Inc.

San Francisco, CA · Aug 9, 2019
  • Aug 9, 2019 · D · $13,715,357 sold of $13,715,539 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $13.7M from 24 investors (100% of the $13.7M target) as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications

NXBEAM INC.

Los Alamitos, CA · Jan 24, 2019
  • Jan 24, 2019 · D · $150,000 sold of $150,000 · 4 investors · min. $20,000 · role: Executive Officer EDGAR ↗

Raised $2M from 8 investors (100% of the $150K target) as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Opportunity Fund 2018, L.P.

Burlingame, CA · Dec 17, 2018
  • Dec 17, 2018 · D · $0 sold of $75,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care · group: Noho

NoHo Health, Inc.

New York, NY · Aug 16, 2017 → Jul 3, 2018 · 2 filings
  • Jul 3, 2018 · D/A · $17,836,370 sold of $18,998,537 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 16, 2017 · D · $13,890,287 sold of $14,790,237 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.7M from 14 investors (100% of the $19M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Health Care

Simple Contacts Inc.

New York, NY · Apr 3, 2017 → May 23, 2018 · 2 filings
  • May 23, 2018 · D · $14,149,993 sold of $15,999,993 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2017 · D · $9,974,998 sold of $9,974,998 · 39 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.1M from 39 investors (88% of the $16M target) as of the latest filing. Eric is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other

Scentbird, Inc.

New York, NY · May 17, 2018
  • May 17, 2018 · D · $24,562,151 sold of $25,969,649 · 54 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $24.6M from 54 investors (95% of the $26M target) as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital III, L.P.

San Mateo, CA · Apr 30, 2018
  • Apr 30, 2018 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital Merced, L.P.

San Mateo, CA · Oct 24, 2016
  • Oct 24, 2016 · D · $13,500,000 sold of $13,500,000 · 9 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $13.5M from 9 investors (100% of the $13.5M target) as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital II, L.P.

Los Altos, CA · Feb 24, 2016
  • Feb 24, 2016 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital Titan, L.P.

Los Altos, CA · Feb 10, 2015
  • Feb 10, 2015 · D · $8,000,000 sold of $8,000,000 · 7 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $8M from 7 investors (100% of the $8M target) as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Goodwater

Goodwater Capital I, L.P.

Redwood City, CA · Jun 23, 2014
  • Jun 23, 2014 · D · $0 sold of $120,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. Eric is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Investment Banking · group: Lumos

Lumos Partners LLC

Walnut Creek, CA · May 8, 2014
  • May 8, 2014 · D · $470,000 sold of $535,000 · 9 investors · min. $20,000 · role: Director EDGAR ↗

Raised $470K from 9 investors (88% of the $535K target) as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investment Banking / 506(b) (126 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

Kontagent Inc.

San Francisco, CA · Jun 29, 2010 → Feb 6, 2014 · 4 filings
  • Feb 6, 2014 · D/A · $5,543,333 sold of $5,543,333 · 9 investors · min. $7,425 · role: Director EDGAR ↗
  • Jan 13, 2014 · D · $4,793,334 sold of $4,793,334 · 7 investors · min. $27,000 · role: Director EDGAR ↗
  • Nov 14, 2011 · D · $12,000,000 sold of $12,000,000 · 4 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 29, 2010 · D · $5,407,900 sold of $5,907,900 · 13 investors · min. $10,000 · role: Director EDGAR ↗

Raised $12M from 13 investors (100% of the $5.54M target) as of the latest filing. Eric is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

UPTAKE MEDICAL CORP

Tustin, CA · Oct 8, 2009 → Mar 13, 2012 · 6 filings
  • Mar 13, 2012 · D/A · $40,259,226 sold of $41,665,443 · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2011 · D · $35,101,217 sold of $41,665,443 · 37 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2011 · D · $4,920,616 sold of $4,920,616 · 35 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 25, 2010 · D/A · $16,892,420 sold of $16,892,420 · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 2, 2010 · D · $600,600 sold of $600,600 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 8, 2009 · D/A · $4,582,208 sold of $13,363,514 · 33 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.3M from 38 investors (97% of the $41.7M target) as of the latest filing. Eric is listed as director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

SORAA INC

Fremont, CA · Nov 28, 2011
  • Nov 28, 2011 · D · $88,601,011 sold of $90,261,963 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $88.6M from 7 investors (98% of the $90.3M target) as of the latest filing. Eric is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Retailing

giggle, Inc.

New York, NY · Jun 7, 2011
  • Jun 7, 2011 · D · $14,338,666 sold of $14,338,666 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14.3M from 9 investors (100% of the $14.3M target) as of the latest filing. Eric is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Eric Kim — TX, Korea, Republic of (as filed: M5), 2 issuers, Jun 3, 2014 → Dec 10, 2014 · no shared issuer
  • Eric Kim — FL, 2 issuers, Feb 8, 2012 → Mar 7, 2013 · no shared issuer
  • Eric J. Kim — MA, 1 issuer, Nov 1, 2011 → Oct 7, 2015 · no shared issuer
  • Eric Kim — Cayman Islands (as filed: E9), 1 issuer, Mar 20, 2026 → Mar 20, 2026 · no shared issuer

People around Eric 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chi-Hua Chien

Executive Officer, Director · 28 shared filings (26 issuers) · also on 9 other issuers

Chi-Hua Chien is on 35 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert L. Barry

Executive Officer, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Kuhling

Director · 6 shared filings (1 issuer) · also on 5 other issuers

Robert Kuhling is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carl Simpson

Director · 6 shared filings (1 issuer) · also on 4 other issuers

Carl Simpson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Brooke

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

R. King Nelson

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Krista Mann

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Hoey

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Gaspard de Dreuzy

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric Kim. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Goulburn

Director · 4 shared filings (1 issuer) · also on 12 other issuers

Adam Goulburn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Huennekens

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Eric Kim. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Williams

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

WJ
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Jin

Director, Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Joseph Di Spaltro

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Philip Lotz

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Boorady

Director · 2 shared filings (1 issuer) · also on 15 other issuers

Charles Boorady is on 16 issuers in total — a repeat sponsor. Their page lists every one.

HN
No photo found yet (own website and image search run after this page is viewed)
Person

Hany Nada

Director · 2 shared filings (1 issuer) · also on 11 other issuers

Hany Nada is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Lee

Director · 2 shared filings (1 issuer) · also on 28 other issuers

Anthony Lee is on 29 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Shulman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Tseng

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

AY
No photo found yet (own website and image search run after this page is viewed)
Person

Andy Yang

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Liu

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric Kim. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Kimmel

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Todd Kimmel is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PE
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip Eytan

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Joel Wishkovsky

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

DQ
No photo found yet (own website and image search run after this page is viewed)
Person

David Ryan Quigley

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

David Craig Elbert

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PATRICK CHUN

Director · 2 shared filings (1 issuer) · also on 10 other issuers

PATRICK CHUN is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JED CAIRO

Director · 2 shared filings (1 issuer) · also on 11 other issuers

JED CAIRO is on 12 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William D. Georges

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sami Sindi

Director · 2 shared filings (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Giancarlo

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Charles Giancarlo is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Speck

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Kramer

Director · 1 shared filing (1 issuer) · also on 25 other issuers

Michael Kramer is on 26 issuers in total — a repeat sponsor. Their page lists every one.

CA
No photo found yet (own website and image search run after this page is viewed)
Person

Chahe Agopian

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David Janke

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Eric Kim. Their page shows their other deals.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Lai

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Riad Abrahams

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Eric Kim. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Allison M. Wing

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Eric Kim. Their page shows their other deals.

The team behind the deals

Sponsor group

Goodwater

25 issuers · 26 filings · $26.5M reported sold · 2014–2025

One team, 25 deal companies. Eric Kim is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Kim.

Sponsor group

Noho

11 issuers · 19 filings · $424.6M reported sold · 2017–2026

One team, 11 deal companies. Eric Kim is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Kim.

Sponsor group

Lumos

2 issuers · 2 filings · $6.75M reported sold · 2014–2022

One team, 2 deal companies. Eric Kim is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Eric Kim.

Same business address

16 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 37 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Eric Kim by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 37 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Eric Kim is listed on: none on file. No website or social profile named in SORAA INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,334 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Fremont, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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