PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:10 AM ET

Sponsor Check › Person

ERIC MICHAEL SUTHERLAND

Related person on Form D filings · address state as listed: CA · listed Feb 15, 2013 → Jan 7, 2021

125issuers
526Form D filings
2013–2021years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:00 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:00 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

16 of 127 offerings report sales commissions totalling $17,655,084; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 7, 2021 D/A
File 021-364024
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 7, 2021 D/A
File 021-364021
$775,458 (est.)$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗
COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported
EDGAR ↗Jan 7, 2021 D/A
File 021-364031
$2,993,468 (est.)$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗
COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported
CREDIT SUISSE (MEXICO) no CRD number reported
EDGAR ↗Jan 4, 2021 D
File 021-385150
$0$0$0None listed on this filing
EDGAR ↗Sep 29, 2020 D
File 021-376631
$0$0$0None listed on this filing
EDGAR ↗May 19, 2020 D
File 021-367318
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 19, 2020 D
File 021-367321
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 13, 2020 D
File 021-366849
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 1, 2020 D/A
File 021-192637
$0$0$0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES.
PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 1, 2020 D/A
File 021-192684
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 1, 2020 D/A
File 021-114329
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 1, 2020 D/A
File 021-130054
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗May 1, 2020 D
File 021-366134
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Feb 21, 2020 D
File 021-361104
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Feb 13, 2020 D/A
File 021-319172
$16,305 (est.)$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Compass Group Global Advisors S.A. no CRD number reported
EDGAR ↗Jan 17, 2020 D/A
File 021-191949
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-191951
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-193920
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-193939
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-116300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-42740
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-42739
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-42741
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-119657
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-76219
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-80427
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-108506
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-99848
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-130005
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-92604
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-130027
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-84707
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-56001
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-167595
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-167594
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-182435
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-202963
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-231253
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-241705
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-241704
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-241696
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-241701
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-241702
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-250537
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-257814
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-258917
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-262935
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-274160
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-279511
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-281469
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-281468
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-281539
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-284947
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-290663
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-290757
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-299709
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-305874
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-308392
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-321139
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-321144
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-333200
$0$0$0None listed on this filing
EDGAR ↗Jan 17, 2020 D/A
File 021-334557
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-337167
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-337328
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-337329
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-337331
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-341651
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 17, 2020 D/A
File 021-354063
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 16, 2020 D
File 021-358236
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 7, 2020 D
File 021-357382
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Sep 16, 2019 D/A
File 021-314623
$34,523 (est.)$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
Compass Group Global Advisors S.A. no CRD number reported
Brooklyn Ltd. no CRD number reported
BG Valores S.A. no CRD number reported
EDGAR ↗Sep 16, 2019 D/A
File 021-314624
$0$0$0PIMCO Investments LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Feb 27, 2019 D
File 021-333729
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Feb 20, 2019 D
File 021-333176
$0$0$0None listed on this filing
EDGAR ↗Dec 11, 2018 D/A
File 021-192966
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 10, 2018 D/A
File 021-238014
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Apr 27, 2018 D
File 021-311176
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-192343
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-164207
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-184330
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-185385
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-197180
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-202946
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-204685
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-204686
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-244171
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-244173
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-286866
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 8, 2017 D/A
File 021-290750
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Dec 1, 2017 D/A
File 021-275510
$212,500$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Dec 1, 2017 D/A
File 021-275508
$20,000$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗Dec 1, 2017 D/A
File 021-275506
$1,427,000$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗Nov 30, 2017 D
File 021-299798
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Nov 30, 2017 D
File 021-299799
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Nov 7, 2017 D/A
File 021-274361
$0$0$0None listed on this filing
EDGAR ↗May 26, 2017 D/A
File 021-275513
$312,375$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗May 26, 2017 D/A
File 021-275511
$2,472,313$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗May 26, 2017 D/A
File 021-275512
$568,567$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Jan 12, 2017 D/A
File 021-210188
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-144044
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-125823
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-143893
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-165480
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D
File 021-278325
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-144005
$0$0$0None listed on this filing
EDGAR ↗Jan 12, 2017 D/A
File 021-128195
$0$0$0None listed on this filing
EDGAR ↗Jan 5, 2017 D/A
File 021-255300
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 5, 2017 D/A
File 021-255303
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 5, 2017 D/A
File 021-255302
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jan 4, 2017 D/A
File 021-222101
$0$0$0None listed on this filing
EDGAR ↗Jan 4, 2017 D
File 021-277595
$0$0$0None listed on this filing
EDGAR ↗Dec 2, 2016 D/A
File 021-238015
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Mar 15, 2016 D
File 021-259322
$0$0$0PIMCO Canada Corp. no CRD number reported
EDGAR ↗Jul 6, 2015 D
File 021-243077
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Apr 29, 2015 D
File 021-238856
$0$0$0None listed on this filing
EDGAR ↗Nov 10, 2014 D
File 021-227972
$0$0$0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Jul 8, 2014 D
File 021-220556
$0$0$0None listed on this filing
EDGAR ↗Apr 2, 2014 D/A
File 021-126089
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-194139
$2,377,300$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-194141
$428,750$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-194142
$122,250$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-194170
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-206322
$4,569,000$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-206323
$1,017,400$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 28, 2014 D/A
File 021-206324
$307,875$0$0MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗
EDGAR ↗Mar 28, 2013 D/A
File 021-141277
$0$0$0PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗
EDGAR ↗Feb 7, 2013 D
File 021-191490
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗PIMCO Corporate Opportunities Fund III TE Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 7, 2021D/AIndefinite
similar: $155,000–$5,250,000
$187,550,00033
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 7, 2021D/AIndefinite
similar: $155,000–$5,250,000
$919,867,36257
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 7, 2021D/AIndefinite
similar: $155,000–$5,250,000
$1,042,454,63854
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Employee Balboa Bay Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 4, 2021DIndefinite
similar: $155,000–$5,250,000
$8,675,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO All Asset: Multi-Real Fund (Cayman) Ltd.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Sep 29, 2020DIndefinite
similar: $155,000–$5,250,000
$60,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 11, 2020D/AIndefinite
similar: $155,000–$5,250,000
$855,897,36247
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III TE Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$141,575,00028
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,023,493,63852
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISCO Offshore Fund III LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 19, 2020DIndefinite
similar: $155,000–$5,250,000
$864,809,98054
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISCO Onshore Fund III LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 19, 2020DIndefinite
similar: $155,000–$5,250,000
$577,705,40049
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 13, 2020DIndefinite
similar: $155,000–$5,250,000
$75,500,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO COMMODITY ALPHA FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 1, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,268,203,22945
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO COMMODITY ALPHA FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 1, 2020D/AIndefinite
similar: $155,000–$5,250,000
$324,141,82153
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 1, 2020D/AIndefinite
similar: $155,000–$5,250,000
$142,874,74710
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗StocksPLUS, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 1, 2020D/AIndefinite
similar: $155,000–$5,250,000
$5,112,074,764240
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS Residential Opportunities Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 1, 2020DIndefinite
similar: $155,000–$5,250,000
$155,000,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 31, 2020DIndefinite
similar: $155,000–$5,250,000
$308,812,36219
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III TE Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 31, 2020DIndefinite
similar: $155,000–$5,250,000
$267,150,00022
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 31, 2020DIndefinite
similar: $155,000–$5,250,000
$703,175,00033
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ILS Employee Fund II LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 21, 2020DIndefinite
similar: $155,000–$5,250,000
$1,651,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commercial Real Estate Debt Fund, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Feb 13, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,248,039,00077
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$688,014,169244
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$289,878,45321
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,021,396,229495
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Seven Point Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$781,056,79220
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$479,929,7837
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,003,308,72414
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$761,153,45512
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$250,901,0206
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$403,605,03422
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$869,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Onshore Feeder LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$387,000,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Offshore Feeder III LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$172,034,52222
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Offshore Feeder I LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$392,000,0006
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$769,659,22119
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$172,562,14374
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$105,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$54,130,04016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$807,003,85037
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Money Market Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,565,138,260325
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$10,300,48110
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,384,379,23388
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$51,800,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$435,190,00027
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$648,735,50735
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$6,860,356,376205
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$56,561,82566
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,135,807,46367
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,598,791,31591
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Discretionary Multi-Asset Portfolio, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$350,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$6,584,80011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$430,569,18943
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund IX, Ltd.
group: Pimco
Executive Officer
MANAGING DIRECTOR OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$10,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy V Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$82,159,80212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,100,952,67495
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,153,596,024197
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$4,063,801,79766
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$812,931,11770
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$83,028,33227
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$288,110,00014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,543,175,23060
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,504,688,10919
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS VI TRENDS Managed Futures Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$67,551,56013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$216,298,29020
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $500,000–$16,420,250
$218,496,1677
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗PHFS V Mortgage RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$90,297,1828
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$300,000,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$247,200,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV EM Macro Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$36,556,0895
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$1,193,466,54324
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III Equity Dispersion Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$34,672,3419
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Catalina TRH Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2020D/AIndefinite
similar: $155,000–$5,250,000
$5,096,7955
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 16, 2020DIndefinite
similar: $155,000–$5,250,000
$51,300,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 7, 2020DIndefinite
similar: $155,000–$5,250,000
$98,901,00010
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 22, 2019DIndefinite
similar: $155,000–$5,250,000
$105,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 28, 2019D/AIndefinite
similar: $155,000–$5,250,000
$430,569,18943
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 28, 2019D/AIndefinite
similar: $155,000–$5,250,000
$6,386,80010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO CLO Opportunities Onshore Feeder, L.P.
group: Pimco
Executive Officer
Executive Officer of Managing Member of General Partner of Issuer
Sep 16, 2019D/AIndefinite
similar: $155,000–$5,250,000
$39,756,40319
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO CLO Opportunities Offshore Feeder, L.P.
group: Pimco
Executive Officer
Executive Officer of Managing Member of General Partner of Issuer
Sep 16, 2019D/AIndefinite
similar: $155,000–$5,250,000
$143,329,50049
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commercial Real Estate Debt Fund, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Aug 9, 2019D/AIndefinite
similar: $155,000–$5,250,000
$1,187,104,00063
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 11, 2019DIndefinite
similar: $155,000–$5,250,000
$26,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Offshore Feeder III LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 15, 2019DIndefinite
similar: $155,000–$5,250,000
$156,255,00012
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Offshore Feeder I LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 15, 2019DIndefinite
similar: $155,000–$5,250,000
$392,000,0003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Income Fund Onshore Feeder LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 15, 2019DIndefinite
similar: $155,000–$5,250,000
$327,500,0006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 12, 2019DIndefinite
similar: $155,000–$5,250,000
$300,000,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Catalina TRH Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 11, 2019DIndefinite
similar: $155,000–$5,250,000
$2,250,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Red Stick Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 27, 2019D$201,000,000
similar: $155,000–$5,250,000
$201,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund IX, Ltd.
group: Pimco
Executive Officer
MANAGING DIRECTOR OF THE INVESTMENT MANAGER
Feb 20, 2019DIndefinite
similar: $155,000–$5,250,000
$10,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Five Star L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 20, 2019DIndefinite
similar: $155,000–$5,250,000
$212,466,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$247,901,0205
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$761,153,45512
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$956,256,49811
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$479,929,7837
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,662,002,775225
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$161,478,45310
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$475,468,364181
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,296,50012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Seven Point Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$303,446,1965
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 11, 2018D/AIndefinite
similar: $155,000–$5,250,000
$385,429,17918
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$869,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$769,659,22119
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$172,562,14374
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$27,900,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$569,647,60123
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Money Market Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,561,250,760324
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$8,800,4819
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,365,989,03384
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$305,690,00024
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$611,735,50732
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$6,722,523,976190
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$52,961,82557
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Emerging Markets StocksPLUS AR Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$440,010,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,135,807,46367
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,548,791,31590
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Discretionary Multi-Asset Portfolio, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$350,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$32,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy V Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$79,159,8029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$1,943,297,02192
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,153,596,024197
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$4,063,801,79766
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$787,773,25469
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$83,028,33227
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$288,110,00014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,543,175,23060
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,504,688,10919
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS VI TRENDS Managed Futures Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$57,651,5609
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$132,898,29012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $500,000–$16,420,250
$218,496,1677
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗PHFS V Mortgage RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$83,197,1827
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$247,200,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV EM Macro Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$36,556,0895
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$867,866,54313
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III Equity Dispersion Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 10, 2018D/AIndefinite
similar: $155,000–$5,250,000
$34,672,3419
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 12, 2018DIndefinite
similar: $155,000–$5,250,000
$32,000,0002
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Commodity Core Alpha Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 12, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$947,825,2926
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$241,901,0203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$753,953,45511
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$304,313,4016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 30, 2018D/AIndefinite
similar: $155,000–$5,250,000
$449,300,4233
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Commercial Real Estate Debt Fund, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Aug 14, 2018DIndefinite
similar: $155,000–$5,250,000
$696,654,00041
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO CLO Opportunities Offshore Feeder, L.P.
group: Pimco
Executive Officer
Executive Officer of Managing Member of General Partner of Issuer
Jun 15, 2018D/AIndefinite
similar: $155,000–$5,250,000
$95,877,50029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO CLO Opportunities Onshore Feeder, L.P.
group: Pimco
Executive Officer
Executive Officer of Managing Member of General Partner of Issuer
Jun 14, 2018DIndefinite
similar: $155,000–$5,250,000
$21,024,00014
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO CLO Opportunities Offshore Feeder, L.P.
group: Pimco
Executive Officer
Executive Officer of Managing Member of General Partner of Issuer
Jun 14, 2018DIndefinite
similar: $155,000–$5,250,000
$95,877,50029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Fund IIB Ltd
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 27, 2018DIndefinite
similar: $155,000–$5,250,000
$100,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV EM Macro Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 22, 2018DIndefinite
similar: $155,000–$5,250,000
$13,046,4531
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 16, 2018DIndefinite
similar: $155,000–$5,250,000
$25,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 11, 2017D/AIndefinite
similar: $155,000–$5,250,000
$869,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Seven Point Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$136,700,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$260,004,869116
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$978,762,205103
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$765,794,22118
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$3,006,9487
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$55,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,069,66410
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$3,777,9003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$426,656,8723
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$943,071,2836
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$746,753,45511
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$241,901,0203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$292,358,2245
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$169,602,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$270,968,03184
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,634,706,03293
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$404,354,72212
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$419,737,96516
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$8,800,4819
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,192,819,52336
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$209,560,0004
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$529,485,50728
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$6,672,732,322180
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$52,435,61051
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Emerging Markets StocksPLUS AR Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$440,010,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,035,807,46366
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,545,306,31587
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Discretionary Multi-Asset Portfolio, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$350,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy V Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$67,609,8025
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,877,272,98083
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,149,271,024192
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$4,040,992,54262
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$786,483,83167
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$81,788,99526
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$273,110,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,543,175,23060
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,504,688,10919
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS VII SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$50,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI TRENDS Managed Futures Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$42,851,5606
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$89,198,2906
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $500,000–$16,420,250
$218,496,1677
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗PHFS V Mortgage RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$46,987,5463
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$212,400,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$756,900,0009
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III Equity Dispersion Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$31,560,4727
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS II SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$301,500,0166
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$253,700,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I Macro RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2017D/AIndefinite
similar: $155,000–$5,250,000
$15,750,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,727,840,00049
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,262,451,000122
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2017D/AIndefinite
similar: $155,000–$5,250,000
$990,505,068101
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Employee Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 30, 2017DIndefinite
similar: $155,000–$5,250,000
$2,097,6535
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 30, 2017DIndefinite
similar: $155,000–$5,250,000
$389,213,9132
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 29, 2017DIndefinite
similar: $155,000–$5,250,000
$24,100,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
group: Pimco
Executive Officer
Executive Officer of the Investment Adviser
Nov 7, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,913,2481
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$942,951,00096
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$653,775,06786
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Aug 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,096,440,00032
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Seven Point Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jul 14, 2017DIndefinite
similar: $155,000–$5,250,000
$100,500,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I Macro RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jul 14, 2017DIndefinite
similar: $155,000–$5,250,000
$12,550,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V Mortgage RV Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jul 13, 2017DIndefinite
similar: $155,000–$5,250,000
$45,284,2202
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$827,750,00025
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$706,421,00075
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$517,955,06866
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$17,850,00029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$34,989,550103
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 26, 2017D/AIndefinite
similar: $155,000–$5,250,000
$142,275,000305
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VII SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 16, 2017DIndefinite
similar: $155,000–$5,250,000
$50,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 17, 2017DIndefinite
similar: $155,000–$5,250,000
$63,657,0007
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$27,550,00028
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$590,798,00070
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$135,850,000288
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$320,700,00022
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$32,389,55097
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 27, 2017D/AIndefinite
similar: $155,000–$5,250,000
$423,355,06851
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Discretionary Multi-Asset Portfolio, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 1, 2017DIndefinite
similar: $155,000–$5,250,000
$350,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI TRENDS Managed Futures Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 28, 2017DIndefinite
similar: $155,000–$5,250,000
$9,900,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS VI SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 28, 2017DIndefinite
similar: $155,000–$5,250,000
$9,900,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Feb 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,493,864,17958
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Feb 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,501,421,10918
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Feb 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Feb 14, 2017D/AIndefinite
similar: $155,000–$5,250,000
$273,110,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Money Market Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 27, 2017DIndefinite
similar: $155,000–$5,250,000
$7,794,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$22,675,00067
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$216,635,06844
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$284,700,00020
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$516,348,00059
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$22,300,00015
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 17, 2017D/AIndefinite
similar: $155,000–$5,250,000
$70,900,000159
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO COMMODITY ALPHA FUND LTD.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 13, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,039,602,89016
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO CAYMAN COMMODITY PORTFOLIO II LTD
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$41,150,2941
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO CAYMAN COMMODITY PORTFOLIO I LTD
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$87,078,3561
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Capital Securities Fund (Cayman) Ltd
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017DIndefinite
similar: $2,144,500–$20,220,000
$3,232,8861
similar: 2–24
$100,000
similar: $10,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund VIII, Ltd.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$87,638,1711
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund VII, Ltd.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$196,488,0591
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund III Ltd.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$670,679,1921
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO CAYMAN COMMODITY FUND II LTD
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$56,129,5841
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO CAYMAN COMMODITY FUND I LTD
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 12, 2017D/AIndefinite
similar: $155,000–$5,250,000
$1,405,316,0061
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 5, 2017D/A$550,405,000
similar: $155,000–$5,250,000
$550,405,00091
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 5, 2017D/A$603,863,320
similar: $155,000–$5,250,000
$603,863,320103
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 5, 2017D/A$146,122,500
similar: $155,000–$5,250,000
$146,122,50013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO International Portfolio Subsidiary LLC
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 4, 2017DIndefinite
similar: $2,144,500–$20,220,000
$100,098,4611
similar: 2–24
$100,000
similar: $10,000–$100,000
EDGAR ↗PIMCO ST Floating NAV III Subsidiary LLC
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 4, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,540,527,7951
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO COMMODITY ALPHA FUND LLC
group: Pimco
Executive Officer
Managing Director of the Manager
Jan 3, 2017D/AIndefinite
similar: $155,000–$5,250,000
$283,902,31444
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,319,924,43252
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 8, 2016D/AIndefinite
similar: $155,000–$5,250,000
$81,788,99526
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$292,358,2245
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$943,071,2836
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$241,901,0203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$746,753,45511
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$426,656,8723
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$765,794,22118
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Emerging Markets StocksPLUS AR Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$440,010,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,385,816,31568
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 6, 2016D/AIndefinite
similar: $155,000–$5,250,000
$851,444,28060
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,069,66410
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$55,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$204,385,44182
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$934,357,46361
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$169,668,03177
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Dividend Emerging Market Equity Sector Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$33,541,3441
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$45,895,61038
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy V Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$67,307,0603
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$8,800,4819
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$731,438,33164
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$248,110,00013
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$419,235,50723
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$169,602,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$869,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$3,006,9487
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$253,700,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS II SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$301,500,0166
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS III SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$707,100,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$20,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $500,000–$16,420,250
$218,496,1677
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,491,175,23058
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 2, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,099,521,024185
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$8,050,00010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$14,525,00039
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$45,200,00099
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$277,050,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder TE, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$361,348,00049
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund III Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016DIndefinite
similar: $155,000–$5,250,000
$112,195,00040
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,875,242,56981
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,915,970,710106
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$402,257,0697
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,192,819,52336
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$1,600,251,03289
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,501,421,10918
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$209,560,0004
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 1, 2016D/AIndefinite
similar: $155,000–$5,250,000
$3,777,9003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust
group: Pimco
Executive Officer
Executive Officer of the Investment Adviser
Nov 14, 2016DIndefinite
similar: $155,000–$5,250,000
$1,000,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS III Equity Dispersion Offshore Fund, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 9, 2016DIndefinite
similar: $155,000–$5,250,000
$27,580,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 5, 2016D/AIndefinite
similar: $155,000–$5,250,000
$523,268,32083
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 5, 2016D/AIndefinite
similar: $155,000–$5,250,000
$468,375,00077
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 13, 2016D/AIndefinite
similar: $155,000–$5,250,000
$259,118,32077
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 13, 2016D/AIndefinite
similar: $155,000–$5,250,000
$467,625,00076
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 13, 2016D/AIndefinite
similar: $155,000–$5,250,000
$123,312,50010
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS V SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 11, 2016DIndefinite
similar: $500,000–$16,420,250
$207,000,0007
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 5, 2016D/AIndefinite
similar: $155,000–$5,250,000
$111,687,5008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 5, 2016D/AIndefinite
similar: $155,000–$5,250,000
$137,620,00070
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 5, 2016D/AIndefinite
similar: $155,000–$5,250,000
$239,875,00066
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ELEVEN POINT FUND, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 15, 2016DIndefinite
similar: $155,000–$5,250,000
$601,990,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 9, 2016DIndefinite
similar: $155,000–$5,250,000
$20,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy V Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Feb 19, 2016DIndefinite
similar: $155,000–$5,250,000
$67,207,0602
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 15, 2016DIndefinite
similar: $155,000–$5,250,000
$187,325,00062
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 15, 2016DIndefinite
similar: $155,000–$5,250,000
$100,750,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 15, 2016DIndefinite
similar: $155,000–$5,250,000
$136,170,00066
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,192,7189
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$3,777,9003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,107,9487
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$55,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS II SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$252,350,5005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$186,800,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$862,945,8306
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$257,391,6155
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$211,901,0203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$736,953,45511
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$420,406,8553
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Dividend Emerging Market Equity Sector Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$33,541,3441
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Emerging Markets StocksPLUS AR Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$440,010,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$472,595,40544
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$142,894,49571
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$8,800,4819
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,019,432,00736
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$402,085,0006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$163,080,53173
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,311,927,90782
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,381,516,31568
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$934,157,46360
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$869,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$169,602,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$765,794,22118
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$38,958,97032
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$156,900,0004
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,161,640,99659
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$292,300,50715
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,501,421,10918
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,443,255,28056
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$223,110,00012
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$81,788,99526
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,998,690,623179
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,293,973,23252
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$722,401,03962
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 16, 2015D/AIndefinite
similar: $155,000–$5,250,000
$1,347,008,67965
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PHFS III SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 2, 2015DIndefinite
similar: $155,000–$5,250,000
$25,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS II SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jul 21, 2015DIndefinite
similar: $155,000–$5,250,000
$465,000,0008
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PHFS I SP, A Segregated Portfolio of PHFS Series SPC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jul 21, 2015DIndefinite
similar: $155,000–$5,250,000
$194,000,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗RAE Fund I, a series of PIMCO Offshore FundsExecutive OfficerJul 6, 2015DIndefinite
similar: $155,000–$5,250,000
$34,027,2311
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE International Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 12, 2015DIndefinite
similar: $155,000–$5,250,000
$862,945,8306
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Emerging Markets Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 12, 2015DIndefinite
similar: $155,000–$5,250,000
$257,391,6155
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 12, 2015DIndefinite
similar: $155,000–$5,250,000
$420,406,8553
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 12, 2015DIndefinite
similar: $155,000–$5,250,000
$736,953,45512
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO RAE Global ex-US Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jun 12, 2015DIndefinite
similar: $155,000–$5,250,000
$211,901,0203
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Capital Securities Fund (Cayman) Ltd
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Apr 29, 2015DIndefinite
similar: $155,000–$5,250,000
$1,040,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Dividend Emerging Market Equity Sector Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 15, 2015DIndefinite
similar: $155,000–$5,250,000
$15,510,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Emerging Markets StocksPLUS AR Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 15, 2015DIndefinite
similar: $155,000–$5,250,000
$200,010,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Inflation Linked Bond Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 31, 2014DIndefinite
similar: $155,000–$5,250,000
$100,000,0004
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Dec 4, 2014D/AIndefinite
similar: $155,000–$5,250,000
$37,753,3793
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗StocksPLUS, L.P.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Dec 4, 2014D/AIndefinite
similar: $155,000–$5,250,000
$4,744,344,959232
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO COMMODITY ALPHA FUND LLC
group: Pimco
Executive Officer
Managing Director of the Manager
Nov 26, 2014D/AIndefinite
similar: $155,000–$5,250,000
$43,794,16834
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 14, 2014D/AIndefinite
similar: $155,000–$5,250,000
$7,700,5007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$937,503,11531
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$401,725,0005
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,250,709,21680
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,615,016,48342
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,501,421,10918
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,368,915,28056
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,976,719,471177
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,187,055,61850
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,076,907,72551
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,281,516,31568
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$933,690,46360
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$3,777,9003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$55,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,400,3244
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StocksPLUS, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$4,773,344,959232
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$29,558,97029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$37,753,3793
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$709,519,82660
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$75,863,99524
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$666,3496
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$102,014,86458
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$381,209,87531
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$867,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$765,794,22118
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$169,602,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$285,215,50711
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$161,143,03171
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$223,110,00012
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Nov 13, 2014D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Horseshoe Fund, LP
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 10, 2014DIndefinite
similar: $155,000–$5,250,000
$505,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ST Floating NAV III Subsidiary LLC
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jul 31, 2014DIndefinite
similar: $155,000–$5,250,000
$110,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO International Portfolio Subsidiary LLC
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jul 8, 2014DIndefinite
similar: $155,000–$5,250,000
$5,557,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$651,122,20158
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$867,969,758382
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$169,602,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$765,794,22118
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗StocksPLUS, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$4,744,344,959232
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$30,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$3,777,9003
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,067,7743
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$257,709,87528
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$237,424,7634
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$230,145,5079
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$126,293,03170
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$51,399,89444
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$75,613,99523
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$37,753,3793
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Onshore Fund LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$223,110,00012
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$24,214,00026
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TRENDS - 1 FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$4,900,0002
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,200,5004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,281,516,31568
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$933,690,46360
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$722,637,78126
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$350,000,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,158,510,14079
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,348,386,26832
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Combined Alpha Strategies Offshore Fund Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$946,185,6574
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,474,669,44616
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,284,027,31655
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,970,794,471177
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,021,998,05149
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Apr 2, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,053,907,72550
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$26,650,00048
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$94,021,000223
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$426,340,000784
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$73,500,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,959,765,00051
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,550,376,500137
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,364,159,390178
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 10, 2014D/AIndefinite
similar: $155,000–$5,250,000
$431,4366
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$24,650,00047
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$74,521,000185
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$377,290,000680
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,083,681,50098
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Jan 30, 2014D/AIndefinite
similar: $155,000–$5,250,000
$958,974,390145
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Cayman Commodity Fund VIII, Ltd.
group: Pimco
Executive Officer
Managing Director of the Investment Manager
Jan 15, 2014DIndefinite
similar: $155,000–$5,250,000
$10,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND OFFSHORE FEEDER II, LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$73,500,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,076,481,50095
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND OFFSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,375,000,00040
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$946,974,390142
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$23,800,00044
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$66,321,000165
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Dec 23, 2013D/AIndefinite
similar: $155,000–$5,250,000
$337,640,000604
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Offshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 14, 2013DIndefinite
similar: $155,000–$5,250,000
$18,500,00030
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 14, 2013DIndefinite
similar: $155,000–$5,250,000
$50,171,000121
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO Fund II Special Onshore Feeder, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Nov 14, 2013DIndefinite
similar: $155,000–$5,250,000
$252,100,000436
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging September Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 16, 2013DIndefinite
similar: $155,000–$5,250,000
$39,5002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 16, 2013DIndefinite
similar: $155,000–$5,250,000
$1,500,0001
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 4, 2013D/AIndefinite
similar: $155,000–$5,250,000
$527,424,390102
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO BRAVO FUND ONSHORE FEEDER II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Oct 4, 2013D/AIndefinite
similar: $155,000–$5,250,000
$924,548,00065
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 16, 2013DIndefinite
similar: $155,000–$5,250,000
$1,500,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Tail Risk Hedging March Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Sep 16, 2013DIndefinite
similar: $155,000–$5,250,000
$5,950,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
May 29, 2013DIndefinite
similar: $155,000–$5,250,000
$90,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StocksPLUS, L.P.
group: Pimco
Executive Officer
Executive Officer of the Investment Manager
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$4,685,394,932234
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Offshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$42,025,0005
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Tactical Opportunities Onshore Fund L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$14,797,14310
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$774,5001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Loan Interests & Credit Offshore Fund Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$340,510,50014
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Offshore Fund II Ltd.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$301,225,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO Multi-Asset Volatility Onshore Fund LLC
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$89,382,03171
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$747,207,92249
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$1,200,316,31576
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
group: Pimco
Executive Officer
EXECUTIVE OFFICER OF THE MANAGING MEMBER
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$962,849,17862
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PIMCO TRENDS - 1 FUND LLC
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$4,900,0002
similar: 4–27
$500,000
similar: $1,000–$100,000
EDGAR ↗PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$860,969,758373
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$167,392,14372
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund
group: Pimco
Executive Officer
Executive Officer of the Managing Member
Mar 28, 2013D/AIndefinite
similar: $155,000–$5,250,000
$765,074,68323
similar: 4–27
$5,000,000
similar: $1,000–$100,000

Showing the latest 500 of 526 filings; the PDF export and search include all of them.

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (12 management entities, 28 people)

People and management entities the issuers listed as related persons on the same Form D filings as ERIC MICHAEL SUTHERLAND. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • PACIFIC INVESTMENT MANAGEMENT COMPANY LLC entity — 488 shared filings (122 issuers) · roles as listed: Promoter, Executive Officer · also listed on 98 other issuers
  • O. PACIFIC INVESTMENT MANAGEMENT COMPANY LLC entity — 13 shared filings (4 issuers) · role as listed: Promoter
  • G. PACIFIC INVESTMENT MANAGEMENT COMPANY LLC entity — 12 shared filings (3 issuers) · role as listed: Promoter
  • PIMCO GP XXV LLC entity — 5 shared filings (2 issuers) · role as listed: Executive Officer
  • StocksPLUS Management Inc. entity — 4 shared filings (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • PACIFIC INVESTMENT MANAGEMENTLLC entity — 4 shared filings (1 issuer) · role as listed: Promoter
  • O. PIMCO INVESTMENT MANAGEMENT COMPANY LLC entity — 4 shared filings (1 issuer) · role as listed: Promoter
  • O. MAPLESFS DIRECTORS LIMITED entity — 3 shared filings (1 issuer) · role as listed: Director
  • Pacific Invesment Management Company LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • Pacific Life Investment Management Company LLC entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • MaplesFS PCT Ltd. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • O. MaplesFS PCT Ltd. entity — 1 shared filing (1 issuer) · role as listed: Promoter
  • ALFRED T. MURATA — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 60 other issuers
  • PETER G. STRELOW — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 82 other issuers
  • DANIEL J. IVASCYN — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 115 other issuers
  • ROBERT O. YOUNG — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 5 other issuers
  • SCOTT A. MATHER — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 53 other issuers
  • DAVID C. FLATTUM — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 71 other issuers
  • JEROME M. SCHNEIDER — 526 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 25 other issuers
  • MARK R. KIESEL — 525 shared filings (124 issuers) · roles as listed: Executive Officer, Director · also listed on 95 other issuers
  • STEPHEN A. RODOSKY — 525 shared filings (124 issuers) · roles as listed: Executive Officer, Director · also listed on 24 other issuers
  • QI WANG — 523 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 73 other issuers
  • BRENT R. HARRIS — 522 shared filings (124 issuers) · roles as listed: Executive Officer, Director · also listed on 31 other issuers
  • Thomas Otterbein — 521 shared filings (123 issuers) · roles as listed: Executive Officer, Director · also listed on 29 other issuers
  • THIBAULT CHRISTIAN STRACKE — 515 shared filings (123 issuers) · roles as listed: Executive Officer, Director · also listed on 61 other issuers
  • MIHIR P. WORAH — 509 shared filings (119 issuers) · roles as listed: Executive Officer, Director · also listed on 30 other issuers
  • CHRIS P. DIALYNAS — 472 shared filings (125 issuers) · roles as listed: Executive Officer, Director · also listed on 30 other issuers
  • JENNIFER E. DURHAM — 468 shared filings (118 issuers) · role as listed: Executive Officer · also listed on 9 other issuers
  • MOHIT MITTAL — 459 shared filings (123 issuers) · role as listed: Executive Officer · also listed on 60 other issuers
  • CANDICE STACK WHITTEN — 456 shared filings (122 issuers) · role as listed: Executive Officer · also listed on 77 other issuers
  • MARC PETER SEIDNER — 447 shared filings (124 issuers) · roles as listed: Executive Officer, Director · also listed on 93 other issuers
  • MICHAEL A. GOMEZ — 445 shared filings (112 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • JONATHAN LANE HORNE — 430 shared filings (122 issuers) · role as listed: Executive Officer
  • JOSHUA THEODORE THIMONS — 423 shared filings (103 issuers) · role as listed: Executive Officer
  • SUDESH N. MARIAPPA — 420 shared filings (115 issuers) · role as listed: Executive Officer
  • MOHSEN FAHMI — 420 shared filings (115 issuers) · role as listed: Executive Officer
  • JOHN WILLIAM MURRAY — 382 shared filings (114 issuers) · role as listed: Executive Officer · also listed on 25 other issuers
  • RICHARD R. LEBRUN JR. — 381 shared filings (114 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • JAMES F. MOORE — 380 shared filings (100 issuers) · roles as listed: Executive Officer, Director · also listed on 16 other issuers
  • WILLIAM G. DE LEON — 377 shared filings (99 issuers) · role as listed: Executive Officer · also listed on 5 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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